Alstom : 2nd Amendment to the 2019/20 Universal Registration Document – Marketscreener.com

11/16/2020 | 01:55am EST

ALSTOM

Socit anonyme with share capital of 1,588,222,755

48, rue Albert Dhalenne, 93400 Saint-Ouen-sur-Seine, France

RCS: 389 058 447 Bobigny

SECOND AMENDMENT TO UNIVERSAL REGISTRATION DOCUMENT 2019/2020

This amendment to the Universal Registration Document 2019/2020 was filed on 13 November 2020 with the French financial markets authority (Autorit des marchs financiers - AMF) in its capacity as the competent authority within the meaning of EU Regulation 2017-1129, without prior approval, in accordance with Article 9 of such regulation.

The Universal Registration Document may be used for the offer to the public of securities or the admission of securities to trading on a regulated market, provided it is accompanied by a securities note and, if applicable, a summary and all amendments made to the Universal Registration Document. These documents are approved as a whole by the AMF in accordance with the above-mentioned regulation.

This second amendment (the "Second Amendment") supplements and should be read together with the Universal Registration Document 2019/2020 filed with the AMF on 2 June 2020, under number D.20-0508 (the "Universal Registration Document 2019/2020") and the first amendment to the Universal Registration Document 2019/20 filed with the AMF on 7 October 2020, under number D.20- 0508-A01 (the "First Amendment").

A reconciliation table is provided in this Second Amendment to facilitate locating the information incorporated by reference and the information being updated or modified.

In the Second Amendment, "Alstom" and the "Company" mean Alstom S.A., and the "Group" means the Company and all of its consolidated subsidiaries.

The Universal Registration Document 2019/2020 and the related First Amendment and Second Amendment are available on Alstom's website (www.alstom.com) under the heading "Finance- Regulated Information," as well as on the website of the AMF (www.amf-france.org).

1

Table of Contents

PRELIMINARY NOTE..........................................................................................................................

3

1.

TRANSACTION TO ACQUIRE BOMBARDIER TRANSPORTATION ...................................

5

2.

RISK FACTORS ............................................................................................................................

6

3.

DESCRIPTION OF BOMBARDIER TRANSPORTATION ......................................................

10

4. FINANCIAL INFORMATION ABOUT THE COMPANY FOR THE FIRST HALF OF THE

2020/21 FISCAL YEAR PUBLISHED ON 10 NOVEMBER 2020....................................................

11

5.

MARKET OUTLOOK .................................................................................................................

20

5.1

Changes in the rail market ....................................................................................................

20

5.2

Perspectives concerning Alstom following the Acquisition .................................................

21

6.

FISCAL YEAR 2020/21 OUTLOOK...........................................................................................

23

7.

GOVERNANCE ...........................................................................................................................

25

8.

UPDATED INFORMATION CONCERNING THE ISSUER ....................................................

26

9.

SIGNIFICANT RECENT EVENTS.............................................................................................

27

10. LEGAL AND ARBITRATION PROCEEDINGS ...................................................................

29

11. DECLARATION BY THE PERSON RESPONSIBLE FOR THE SECOND AMENDMENT

TO THE UNIVERSAL REGISTRATION DOCUMENT 2019/20 .....................................................

30

12. RECONCILIATION TABLE ...................................................................................................

31

ANNEXES............................................................................................................................................

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Annex 1:

Alstom's half-yearly financial report for the first half of the 2020/21

financial year

Annex 2:

Report of the Company's statutory auditors on the adjusted EBIT margin

forecasts for the financial year ended 31 March 2021

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PRELIMINARY NOTE

In this Second Amendment:

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This is an excerpt of the original content. To continue reading it, access the original document here.

Disclaimer

Alstom SA published this content on 16 November 2020 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 16 November 2020 06:54:04 UTC

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