You might call this post "The Big Mac." I'm getting to the meat of the issue: What rights do Baby Ninths protect, and how do these state constitutional provisions protect those rights?
You can see the previous three in this series here, here, and here, all of which summarize my new book from the University of Michigan Press, Baby Ninth Amendments: How Americans Embraced Unenumerated Rights and Why It Matters (available for free here).
First let's take a 30,000 foot view of what we're talking about: a specific type of provision with specific words with variants in thirty-three state constitutions. We are not talking about "rights" generally or what we would put in a constitution ourselves. You could imagine a state constitution that says something like everyone has a right to "a minimum annual income." Or "adequate housing." Or even something wide-open like "what one needs to live a fulfilling life." For various reasons I think those provisions would be bad. But if they were in a constitution, you would have to admit they were "constitutional rights." Indeed, some fellow libertarians may not like this, but many state constitutions already make a state provided primary education a right. What the text says matters.
With that level-setting, let's look at what Baby Ninths protect. For guidance, we're first going to see what various scholars have said about the Ninth Amendment itself. Since the text is always very similar between the Ninth and Baby Ninths, this will hopefully give us a good start.
VC member Randy Barnett once helpfully organized five various originalist "models" about what the Ninth Amendment meant when it was adopted. I take those five approaches in my book, plus a more recent oneof Professor Michael McConnelland apply them to Baby Ninths. I don't take sides in the book on their merits vis--vis the Ninth, but I argue that none of them make sense when interpreting a Baby Ninth other than the "individual rights model."
Some of themsuch as the "federalism model" and the "state law rights model"don't for obvious reasons. For one thing there's no "federalism" to worry about. The others models don't work either, including the "collective rights model." Although it has received a small bit of support in the caselaw, it doesn't work because the "collective rights" of the people of a state are elsewhere provided for in a state constitution via the legislature and via the constitutional amendment/convention process. Believing that Baby Ninths protect collective rights is to believe that Rube Goldberg designed your state constitution.
I also look at non-originalist views of the Ninth Amendment and conclude they don't hold up either to the extent they are inconsistent with protecting individual rights. Baby Ninths only make sense if they're actually doing somethingprotecting rightsand if the rights they're protecting are individual rights.
That still leaves open what kind of individual rights Baby Ninths protect. Indeed, turning back to the Ninth Amendment for a moment, both Professor Barnett and my former teacher Professor Dan Farber believe the Ninth Amendment itself protects individual rights, but they disagree on what those rights are. (Barnett: "yes" on personal and economic rights, "no" on positive right to an education. Farber: the opposite, except also "yes" on personal.)
In speaking with others, I find that this is the issue that scares many conservatives. "Oh my goodness, judges could just impose any right they want!" Well, if a state constitution actually said that then, yeah, judges could. Again, we're talking here about what constitutions say and mean, not what they should say and mean. But that's not the case because of how Baby Ninths are written.
Let's look at one, Nevada's: "This enumeration of rights shall not be construed to impair or deny others retained by the people." The key word here is "retained." What does that mean? It is inherently a term of social contract theory. You may believe the whole idea of a social contract is made up (indeed, I agree!) and even a terrible way of looking at rights and society. But it's the background for interpreting this languageand for lots of other language in state constitutions. As Roger Pilon recently put it in this lecture, it's a useful thought experiment. It helps us conceptualize the liberties we possess as individuals versus how we interact with other people.
"Retained" refers to the idea that we have certain rights in a state of nature but that when we form a society, we give up some but not all of those rights. Now, it could be that when we form a social contract we give up all of our rights, like with Thomas Hobbes' Leviathan. But (for good reason!) no state constitution has even gone the way of Hobbes. Americans have wisely sided with Locke.
You could make the case that "retained" just means rights people had at the time the relevant constitution was adopted. But I dig into this idea in the book and find it leads to absurd results. For example, why wouldn't it then encompass statutory rights? What if there were some odd statute that provided a positive "right"I give the example of a right to have a ponythat existed right before the constitution was adopted. Could it then never be repealed? Instead, the much better reading of Baby Ninths is to simply treat them as protections of Lockean "state of nature" rights.
That means that Baby Ninths protect rights such as the examples I gave in Part I that our friend Jane enjoyed: the right to earn a living, right to garden, right to eat what you want, right to collect stamps, etc. It does not include positive rightsthe right to demand that others (including the government) give you stuff or do things for you. And that includes procedural rights, such as a right to a jury trial or a right to see evidence used against you. Now, those are important rights! But they're protected through other language, such as specifically in the Sixth Amendment, or other kinds of open language such as "due process of law."
At this point some skeptical readers may be thinking: "He's arguing Baby Ninths allow people to do anything they want as long as they don't violate someone else's rights, as if they guarantee a nightwatchman state." And you might quip that "state constitutions do not enact Mr. John Locke's Social Contract," to steal a phrase.
In response, first, I do not claim Baby Ninths must be interpreted through the exact wording of Locke's philosophy. It's just the idea of giving up some rights but retaining others that needs to be kept in mind. Those "some" are few (the right to retribution most importantly), the "retained" are many. Second, I do not claim that the government cannot do anything that regulates "retained" rights. I only claim that they must be protected at the same level (deny/disparage/impair) as enumerated rights and, thus, given some degree of real protection. When we think about free speech or religion, for example, we recognize that there are things the government can do in order to pursue legitimate public purposes even if they bump up against those rights. They're not absolute. The same is true for the right to earn a living or the right to garden.
How does this work in practice? More on that in Part V tomorrow, plus some big picture thoughts. But basically, judges need to take Baby Ninth rights seriously. In constitutional-law-speak, that means they don't need to apply strict scrutiny, but they do need to apply some real scrutinynot the rational basis test.
The rest is here:
Baby Ninth Amendments Part IV: All the Rights but Not ALL the Rights - Reason
- Kevin McKenna: New BBC political editor wasted no time taking seat on the fence - The National [Last Updated On: December 26th, 2020] [Originally Added On: December 26th, 2020]
- Relation between Federalism and Indian Party System - Rising Kashmir [Last Updated On: December 26th, 2020] [Originally Added On: December 26th, 2020]
- New president says Switzerland 'always puts the health of its population first' - swissinfo.ch [Last Updated On: December 26th, 2020] [Originally Added On: December 26th, 2020]
- SAD: Will work with TMC to strengthen federalism - The Tribune India [Last Updated On: December 26th, 2020] [Originally Added On: December 26th, 2020]
- Scottish independence, the status quo or federalism: Why Labour's third way deserves a fair hearing Scotsman comment - The Scotsman [Last Updated On: December 26th, 2020] [Originally Added On: December 26th, 2020]
- Federalism is an attractive idea for unionists - but past its political sell-by date - Nation.Cymru [Last Updated On: December 26th, 2020] [Originally Added On: December 26th, 2020]
- Federalism in violence: Part II - The World [Last Updated On: December 26th, 2020] [Originally Added On: December 26th, 2020]
- Is Anthony Fauci Right That Federalism Undermined the U.S. Response to COVID-19? - Reason [Last Updated On: December 29th, 2020] [Originally Added On: December 29th, 2020]
- What does everyone keep getting wrong about India (and China and Pakistan)? - Scroll.in [Last Updated On: January 9th, 2021] [Originally Added On: January 9th, 2021]
- 'New laws hurt farmers': Governor reads Kerala's resolution against Centres' agri policies in assembly - The New Indian Express [Last Updated On: January 9th, 2021] [Originally Added On: January 9th, 2021]
- India Had Never Really Been a Federal State, Wrote Pranab Mukherjee in Memoir 'The Presidential Years' - News18 [Last Updated On: January 9th, 2021] [Originally Added On: January 9th, 2021]
- Ramachandra Guha: Under cover of Covid-19, Modi regime has stepped up its attack on Indian democracy - Scroll.in [Last Updated On: January 9th, 2021] [Originally Added On: January 9th, 2021]
- BJPs agenda of one nation, one election is a threat to democracy and federalism - National Herald [Last Updated On: January 9th, 2021] [Originally Added On: January 9th, 2021]
- News: OFC says, again,very difficult to participate in election under current conditions; cautions threat to multinational federalism dangerous move -... [Last Updated On: January 9th, 2021] [Originally Added On: January 9th, 2021]
- Provincial structure is heart of federalism, says CM Rai - The Himalayan Times [Last Updated On: January 9th, 2021] [Originally Added On: January 9th, 2021]
- Federalism is the answer, after all - Part 11Opinion - Guardian [Last Updated On: January 9th, 2021] [Originally Added On: January 9th, 2021]
- Threat to democracy and federalism - Greater Kashmir [Last Updated On: January 9th, 2021] [Originally Added On: January 9th, 2021]
- Grande: Federalism is the only answer - INFORUM [Last Updated On: January 9th, 2021] [Originally Added On: January 9th, 2021]
- The Blessings (and Curses) of Federalism - The Wall Street Journal [Last Updated On: January 9th, 2021] [Originally Added On: January 9th, 2021]
- Federalism is the answer, after all - Part 12 - Guardian [Last Updated On: January 17th, 2021] [Originally Added On: January 17th, 2021]
- With Boris Johnson and Nicola Sturgeon both posing threats to the Union, federalism is now essential to save the UK Menzies Campbell - The Scotsman [Last Updated On: February 6th, 2021] [Originally Added On: February 6th, 2021]
- Federalism is the answer, after all - Part 15 | The Guardian Nigeria News - Nigeria and World NewsOpinion The Guardian Nigeria News Nigeria and... [Last Updated On: February 6th, 2021] [Originally Added On: February 6th, 2021]
- Budget 2021: Cooperative Federalism - the route to increase GST collections - Business Today [Last Updated On: February 6th, 2021] [Originally Added On: February 6th, 2021]
- Federalism without the Guardian: Ethiopia in the Row - Satenaw Ethiopian News/Breaking News | Your right to know! [Last Updated On: February 6th, 2021] [Originally Added On: February 6th, 2021]
- PM Oli clarifies his stance on monarchy and federalism - MyRepublica [Last Updated On: February 6th, 2021] [Originally Added On: February 6th, 2021]
- Federalism could make Scotland feel like an independent state without the costs of becoming one Professor Marc Weller - The Scotsman [Last Updated On: February 6th, 2021] [Originally Added On: February 6th, 2021]
- Drone Federalism Bil Could Be Added to Budget Bill - DRONELIFE - DroneLife [Last Updated On: February 6th, 2021] [Originally Added On: February 6th, 2021]
- Federalism in the United States - Wikipedia [Last Updated On: February 6th, 2021] [Originally Added On: February 6th, 2021]
- Federalism | Constitution USA | PBS [Last Updated On: February 6th, 2021] [Originally Added On: February 6th, 2021]
- Federalism | Wex | US Law | LII / Legal Information Institute [Last Updated On: February 6th, 2021] [Originally Added On: February 6th, 2021]
- Conflict in Tigray: Implications for Ethiopia's International Standing - Charged Affairs [Last Updated On: February 12th, 2021] [Originally Added On: February 12th, 2021]
- A tale of two federations and their (mis)handling of the pandemic - iPolitics.ca [Last Updated On: February 12th, 2021] [Originally Added On: February 12th, 2021]
- Revolution and counter-revolution - The Kathmandu Post [Last Updated On: February 12th, 2021] [Originally Added On: February 12th, 2021]
- Editorial: Federalism is the answer, after all Part 16 - Guardian [Last Updated On: February 12th, 2021] [Originally Added On: February 12th, 2021]
- Towards competitive Federalism: MEA trains officers from different states to put `Boots on the Ground - The Financial Express [Last Updated On: February 12th, 2021] [Originally Added On: February 12th, 2021]
- US Federalism: Definition and Background - The Great Courses Daily News [Last Updated On: February 12th, 2021] [Originally Added On: February 12th, 2021]
- Why Baroness Cavendish's 'new Act of Union' would do anything but save the UK - The National [Last Updated On: February 22nd, 2021] [Originally Added On: February 22nd, 2021]
- Federalism is the answer, after all - Part 17 - Guardian [Last Updated On: February 22nd, 2021] [Originally Added On: February 22nd, 2021]
- The solution to the farm impasse lies in federalism - Hindustan Times [Last Updated On: February 22nd, 2021] [Originally Added On: February 22nd, 2021]
- Two-day int'l conference on federalism starts at IUB - UrduPoint News [Last Updated On: March 31st, 2021] [Originally Added On: March 31st, 2021]
- Amendments to NCT Act clarify LGs role in Delhi, will lead to greater cooperation between Centre and UT - The Indian Express [Last Updated On: March 31st, 2021] [Originally Added On: March 31st, 2021]
- President Kovind gives assent to GNCTD Bill as Opposition cries Assault on federalism - Republic TV [Last Updated On: March 31st, 2021] [Originally Added On: March 31st, 2021]
- Opposition slams GNCTD Bill as 'unconstitutional', accuses Centre of practising 'coercive federalism' - The New Indian Express [Last Updated On: March 31st, 2021] [Originally Added On: March 31st, 2021]
- Federalism is the answer, after all - Part 22 - Guardian [Last Updated On: March 31st, 2021] [Originally Added On: March 31st, 2021]
- Bill giving primacy to Delhi LG shows hollowness of Modis claims of co-operative federalism - Scroll.in [Last Updated On: March 31st, 2021] [Originally Added On: March 31st, 2021]
- Law and control - The Indian Express [Last Updated On: March 31st, 2021] [Originally Added On: March 31st, 2021]
- Legislation on Delhis division of powers will undermine federalism - The Times of India Blog [Last Updated On: March 31st, 2021] [Originally Added On: March 31st, 2021]
- Coercive federalism, says Oppn as Rajya Sabha passes NCT Bill - The Indian Express [Last Updated On: March 31st, 2021] [Originally Added On: March 31st, 2021]
- How Relevant Is Federalism In View Of The GNCTD Bill? - Outlook India [Last Updated On: March 31st, 2021] [Originally Added On: March 31st, 2021]
- States Fight the Tax-Cut Ban - The Wall Street Journal [Last Updated On: April 9th, 2021] [Originally Added On: April 9th, 2021]
- Federalism And Prospect Of Centre-State Relations In India Analysis - Eurasia Review [Last Updated On: April 9th, 2021] [Originally Added On: April 9th, 2021]
- Rethinking Indian Federalism : Consequences of Diversity-promoting Governing Practices - Economic and Political Weekly [Last Updated On: April 9th, 2021] [Originally Added On: April 9th, 2021]
- Leaked Calls Reveal ALEC's Secret Plan to Thwart Biden on Climate Mother Jones - Mother Jones [Last Updated On: April 21st, 2021] [Originally Added On: April 21st, 2021]
- The Reconstruction Amendments: Essential Documents, a Follow-up to The Founders' Constitution - Reason [Last Updated On: April 21st, 2021] [Originally Added On: April 21st, 2021]
- "The Reconstruction Amendments: Essential Documents," Vol. 1: The Antebellum Constitution and The Thirteenth Amendment - Reason [Last Updated On: April 21st, 2021] [Originally Added On: April 21st, 2021]
- Falcon can no longer hear the falconer Part 2 - Guardian [Last Updated On: April 25th, 2021] [Originally Added On: April 25th, 2021]
- The contours of the Bengal battle - Hindustan Times [Last Updated On: April 25th, 2021] [Originally Added On: April 25th, 2021]
- Federalism is the answer, after all - Part 26Opinion The Guardian Nigeria News - Guardian [Last Updated On: April 25th, 2021] [Originally Added On: April 25th, 2021]
- Napoleon Bonaparte's impact on Switzerland - SWI swissinfo.ch - swissinfo.ch [Last Updated On: May 11th, 2021] [Originally Added On: May 11th, 2021]
- Oh, what a fall it was - The Kathmandu Post [Last Updated On: May 11th, 2021] [Originally Added On: May 11th, 2021]
- Why Scottish independence and federalism within the UK could have similar practical outcomes Joyce McMillan - The Scotsman [Last Updated On: May 11th, 2021] [Originally Added On: May 11th, 2021]
- If You Want To Fix the Country, Devolve Power - Reason [Last Updated On: May 11th, 2021] [Originally Added On: May 11th, 2021]
- Poll results show the power of federalism - Hindustan Times [Last Updated On: May 11th, 2021] [Originally Added On: May 11th, 2021]
- Probing federalism: The Supremacy Clause | Columnists | willistonherald.com - Williston Daily Herald [Last Updated On: May 11th, 2021] [Originally Added On: May 11th, 2021]
- Federalism: Overview | SparkNotes [Last Updated On: May 11th, 2021] [Originally Added On: May 11th, 2021]
- What is Federalism? - WorldAtlas [Last Updated On: May 11th, 2021] [Originally Added On: May 11th, 2021]
- Struan Stevenson: There's a third way between independence and status quo but it's already doomed - HeraldScotland [Last Updated On: May 20th, 2021] [Originally Added On: May 20th, 2021]
- Does the SNP have the law on its side? - Prospect Magazine [Last Updated On: May 20th, 2021] [Originally Added On: May 20th, 2021]
- Southern Nigeria: Of Federalism and Conservative Rumblings, By Dakuku Peterside - Premium Times [Last Updated On: May 20th, 2021] [Originally Added On: May 20th, 2021]
- Interpretations which impede a just social order - The Hindu [Last Updated On: May 20th, 2021] [Originally Added On: May 20th, 2021]
- As BJP Aims to Homogenise India, Localised Resistance Can Restore Federalism - The Wire [Last Updated On: May 20th, 2021] [Originally Added On: May 20th, 2021]
- The virus gnaws at federalism: This pandemic is testing the robustness of the relationship between the Centre - The Times of India Blog [Last Updated On: May 20th, 2021] [Originally Added On: May 20th, 2021]
- Federalism is the answer, after all - Part 30 - Guardian [Last Updated On: May 20th, 2021] [Originally Added On: May 20th, 2021]
- PM Modis discomfort with non-BJP CMs is hurting the very concept of cooperative federalism - National Herald [Last Updated On: June 6th, 2021] [Originally Added On: June 6th, 2021]
- Federalism, LG Autonomy Top Demands at Constitution Review Hearings - THISDAY Newspapers [Last Updated On: June 6th, 2021] [Originally Added On: June 6th, 2021]
- Cooperative federalism in Covid: Keralas Vijayan writes to non-BJP CMs - Business Standard [Last Updated On: June 6th, 2021] [Originally Added On: June 6th, 2021]
- Federalism is the answer, after all - Part 32 Opinion The Guardian Nigeria News Nigeria and World News - Guardian [Last Updated On: June 6th, 2021] [Originally Added On: June 6th, 2021]
- How West Bengal CM and chief secretary have undermined federalism - The Indian Express [Last Updated On: June 6th, 2021] [Originally Added On: June 6th, 2021]
- A problem called fiery federalism - The Times of India Blog [Last Updated On: June 6th, 2021] [Originally Added On: June 6th, 2021]
- Centre's Tussle With Bengal Over Chief Secretary Reeks of Uncooperative Federalism - The Wire [Last Updated On: June 6th, 2021] [Originally Added On: June 6th, 2021]