BNP Paribas : 6th amendment to the 2020 Universal Registration Document – marketscreener.com

SIXTH AMENDMENT TO THE 2020 UNIVERSAL

REGISTRATION DOCUMENT,

FILED WITH THE AMF ON NOVEMBER 19TH, 2021

Universal Registration document and annual financial report 2020 filed with the AMF (Autorit des Marchs Financiers) on March 12, 2021 under No. D. 21-0114.

First amendment to Universal Registration document and annual financial report 2020 filed with the AMF (Autorit des Marchs Financiers) on April 30, 2021 under No. D. 21-0114-A01.

Second Amendment to Universal Registration document and annual financial report 2020 filed with the AMF (Autorit des Marchs Financiers) on May 6, 2021 under No. D. 21-0114-A02.

Third Amendment to Universal Registration document and annual financial report 2020 filed with the AMF (Autorit des Marchs Financiers) on July 30, 2021 under No. D. 21-0114-A03.

Fourth Amendment to Universal Registration document and annual financial report 2020 filed with the AMF (Autorit des Marchs Financiers) on September 7, 2021 under No. D. 21-0114-A04. Fifth Amendment to Universal Registration document and annual financial report 2020 filed with the AMF (Autorit des Marchs Financiers) on October 29, 2021 under No. D. 21-0114-A05.

This is a translation into English of the (universal) registration document of the Company issued in

French and it is available on the website of the Issuer

Socit anonyme (Public Limited Company) with capital of 2,499,597,122 euros

Head office: 16 boulevard des Italiens, 75 009 PARIS

R.C.S.: PARIS 662 042 449

BNP PARIBAS - SIXTH AMENDMENT TO THE 2020 UNIVERSAL REGISTRATION DOCUMENT

OVERVIEW

1. APPROVAL BY THE AMF OF THE 2020 UNIVERSAL REGISTRATION DOCUMENT, 5TH AMENDMENT AND 6TH AMENDMENT TO THE 2020 UNIVERSAL REGISTRATION

DOCUMENT, IN ENGLISH VERSION .......................................................................................

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2.

GENERAL INFORMATION ...................................................................................................

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3.

STATUTORY AUDITORS .....................................................................................................

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4.

PERSON RESPONSIBLE FOR THE UNIVERSAL REGISTRATION DOCUMENT ............

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5.

TABLES OF CONCORDANCE .............................................................................................

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This amendment to the 2020 Universal Registration Document has been filed with the AMF on 19 November 2021 as competent authority under Regulation (EU) 2017/1129 without prior approval pursuant to Article 9 of Regulation (EU) 2017/1129;

The Universal Registration Document may be used for the purposes of an offer to the public of securities or admission of securities to trading on a regulated market if completed by a securities note and, if applicable, a summary and any amendments to the Universal Registration Document. The whole is approved by the AMF in accordance with Regulation (EU) 2017/1129.

This Universal Registration Document may form part of a prospectus of the Issuer consisting of separate documents within the meaning of the Prospectus Regulation.

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BNP PARIBAS - SIXTH AMENDMENT TO THE 2020 UNIVERSAL REGISTRATION DOCUMENT

1. APPROVAL BY THE AMF OF THE 2020 UNIVERSAL REGISTRATION DOCUMENT, 5TH AMENDMENT AND 6TH AMENDMENT TO THE 2020

UNIVERSAL REGISTRATION DOCUMENT, IN ENGLISH VERSION

1.1 Approval of the 5th amendment to the 2020 Universal Registration Document:

The 5th Amendment to the 2020 Universal Registration Document was approved on 19 November 2021 by the AMF as competent authority under Regulation (EU) 2017/1129.

The AMF approves this document after verifying that the information contained in it is complete, consistent and comprehensible. The 5th Amendment to the 2020 Universal Registration Document has the following approval number: n R. 21-066.

Such approval should not be considered as a favourable opinion on the issuer covered by the Universal Registration Document.

The 2020 Universal Registration Document may be used for the purpose of offering to the public of securities or for the admission of financial securities to trading on a regulated market if it is supplemented by a securities note and, where appropriate, a summary and its amendment(s). In this case, the securities note, the summary and all the amendments made to the universal registration document since its approval are approved separately in accordance with Article 10 (3), 2nd subparagraph of Regulation (EU) 2017/1129.

The 2020 Universal Registration Document is valid until 19 November 2022 and, during that period and at the latest at the same time as the securities note and under the conditions of Articles 10 and 23 of Regulation (EU) 2017/1129, must be completed by an amendment to the Universal Registration Document in the event of significant new developments or material errors or inaccuracies.

1.2 Approval of the 6th amendment to the 2020 Universal Registration

Document:

The 6th Amendment to the 2020 Universal Registration Document was approved on 19 November 2021 by the AMF as competent authority under Regulation (EU) 2017/1129.

The AMF approves this document after verifying that the information contained in it is complete, consistent and comprehensible. The 6th Amendment to the 2020 Universal Registration Document has the following approval number: n R. 21-066.

Such approval should not be considered as a favourable opinion on the issuer covered by the Universal Registration Document.

The 2020 Universal Registration Document may be used for the purpose of offering to the public of securities or for the admission of financial securities to trading on a regulated market if it is supplemented by a securities note and, where appropriate, a summary and its amendment(s). In this case, the securities note, the summary and all the amendments made to the universal registration document since its approval are approved separately in accordance with Article 10 (3), 2nd subparagraph of Regulation (EU) 2017/1129.

The 2020 Universal Registration Document is valid until 19 November 2022 and, during that period and at the latest at the same time as the securities note and under the conditions of Articles 10 and 23 of Regulation (EU) 2017/1129, must be completed by an amendment to the Universal Registration Document in the event of significant new developments or material errors or inaccuracies.

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BNP PARIBAS - SIXTH AMENDMENT TO THE 2020 UNIVERSAL REGISTRATION DOCUMENT

2. GENERAL INFORMATION

2.1 Documents on display

This document is available on the BNP Paribas website, http://www.invest.bnpparibas.com, and the Autorit des Marchs Financiers (AMF) website, http://www.amffrance.org.

Any person wishing to receive additional information about the BNP Paribas Group can request documents, without commitment, as follows:

BNP Paribas - Finance & Strategy

Investor Relations and Financial Information 3, rue d'Antin - CAA01B1

75002 Paris

BNP Paribas' regulatory information can be viewed at: https://invest.bnpparibas/en/search/reports/documents/regulated- information.

2.2 Significant change

Save as disclosed in this Amendment to the 2020 Universal registration document, there have been no significant changes in the Group's financial situation since 30 September 2021, no material adverse change in the prospects of the Issuer and no significant changes in the Group's financial situation or financial performance since the end of the last financial period for which financial statements were published, and in particular since the signature of the Statutory Auditors' report on the audited consolidated financial statements on 30 July 2021.

To the best of the Group's knowledge, there have not been any recent events which are to a material extent relevant to the evaluation of BNPP's solvency since 30 September 2021.

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BNP PARIBAS - SIXTH AMENDMENT TO THE 2020 UNIVERSAL REGISTRATION DOCUMENT

3. STATUTORY AUDITORS

Deloitte & Associs

PricewaterhouseCoopers Audit

Mazars

6, place de la Pyramide

63, rue de Villiers

61, rue Henri Regnault

92908 Paris-La Dfense Cedex

92208 Neuilly-sur-Seine Cedex

92400 Courbevoie

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Disclaimer

BNP Paribas SA published this content on 19 November 2021 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 19 November 2021 19:13:09 UTC.

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