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Geographical centrality as an explanation for racial differences in intelligence
Edward M. Miller
Department of Economics and Finance
University of New Orleans
New Orleans, La. 70148
emmef@uno.edu (E Mail)
December 4, 1995
Contents
Stylized Facts 1
Access to Intelligence Raising Mutations Determines Population Average
Intelligence 6
Diffusion of Genes 6
Foraging Populations with Population Density Varying 8
The Role of Agriculture 12
Boat Migrations and Trading 22
Negative Selection for Intelligence 24
Implications for Other Genes 25
Testable Implications 26
Implications for Variability in Intelligence 28
Conclusions 30
References 31
Summary
Intelligence is affected by many different genes. It has also plausibly
been subject to unidirectional selection. Calculations show that favorable
mutations would move at a rate that was slow relative to the time since modern
human symbolic culture emerged. This makes it very likely that geographical
differences in the frequencies of various intelligence related genes exist.
With unidirectional selection in a polygenetic system, it is meaningful to
talk about some areas being more advanced than others (since there is a
direction in which all are moving). Centrally located populations will
normally be more advanced. Genes will move faster in thinly populated areas.
The thinly populated areas can serve as genetic freeways that carry genes
rapidly across continents.
New technologies, including agriculture, the horse and the ship,
accelerated the spread of mutations. The horse caused the Eurasian steppes to
become a genetic highway that transported favorable mutations across Eurasia.
This probably caused these areas to reach high levels of intelligence ahead of
other areas. Areas without horses or ships, such as sub-Saharan Africa lagged.
Peripheral areas such as Australia and the Americas also lagged due to
isolation from the large populations of Eurasia. Keywords: Intelligence, race,
population genetics, unidirectional selection.
In his survey of the intelligence of the worldUs peoples Lynn (1991a)
found that the highest levels were found in people that evolved in Eurasia
(Mongoloids and Caucasoids), with low values found for those that evolved in
Africa (Negroids).
The few explanations that have been offered for the evolution of racial
differences in intelligence have involved differing strengths of selection for
intelligence in various regions. Climate has been the most common source for
differential selection for intelligence. These theories have argued that the
intellectual demands of life in cold climates was greater than in warm
climates. Lynn (1991b) has placed emphasis on the intellectual abilities
needed to survive cold, to build fires, and to hunt in groups. Rushton (1995)
has presented a theory involving r versus K selection. Miller (1991) has
pointed to the need to store food to survive the winter and how this may have
selected for intelligence. He has also (Miller, in press) argued that one of
the advantages of intelligence was that it helped in detecting deception in
mates and potential mates, and that this ability was more important in cold
climates than in warm ones. The implicit assumption in these models is that
the same alleles were present in virtually all populations. Thus, intellectual
differences between populations must reflect differences in the strength of
selection for intelligence.
The alternative to be presented here is that some populations were reached
more quickly by more of the mutations that produce high intelligence. These
became the more intelligent populations. Other populations, those that were
less accessible to intelligence increasing mutations, lagged in intelligence.
Thus, the populations reached by the largest numbers of such mutations would
have the highest average intelligence. Most populations experienced selection
for intelligence, although its strength may have differed.
Stylized Facts
There are several stylized facts (well established generalizations) that
will be used in the argument.
1. Much of the current human variation in intelligence is genetic
(Bouchard, 1993; Bouchard, Lykken, McGue, Sega, & Tellegen, 1990; Jensen,
1981, Plomin, & Loehlin, 1989; Rowe, 1994).
2. Behavior genetics research suggests the absence of a single gene for
intelligence. Instead, intelligence is affected by a large number of
different genes (Plomin, Owen, & McGuffin,1994; Plomin, McClearn, Smith,
Vignetti, Chorney, Venditti, Kasarda, Thompson, Detterman, Daniels, Owen, &
McGuffin, 1994; Plomin R., McClearn, G., Smith, D., Skuder, P., Vignetti,
S., Chorney, M., Chorney, K., Kasarda, S., Thompson, L., Detterman, D.,
Petrill, S., Daniels J., Owen, M., & McGuffin P., 1995; Skuder, P., Plomin
R., McClearn, G., Smith, D., Vignetti, S., Chorney, M., Chorney, K.,
Kasarda, S., Thompson, L., Detterman, D., Petrill, S., Daniels J., Owen, M.,
& McGuffin P., 1995).
Wills (1991) suggests 50 genes, each contributing about 3 IQ points is of
a plausible order of magnitude. Jinks & Fulker (1970, p. 343) conclude that
at least 22 loci seem to be controlling IQ. Later (p. 344), using data for
inbreeding depression, they conclude that about 100 genes seem to be showing
dominance for high IQ.
3. There has been unidirectional selection for intelligence in much, if
not all, of the world. The fact of inbreeding depression suggests that many
of the alleles that contribute to low intelligence are recessive, with the
alleles contributing to high intelligence being dominant. This suggests that
the genes for high intelligence have been the subject of a continual process
of directional selection (Jinks & Fulker, 1970, p. 343). Because directional
selection acts very slowly in eliminating recessive genes, but quickly to
increase the frequency of dominant alleles, a high average level of
dominance suggests long continued directional selection for a trait. It is
not known exactly what selected for intelligence in the course of human
intelligence, but plausible candidates include the intellectual requirements
of survival, and the social needs to get along with fellow humans.
4. It will be presumed that each individual has an equal probability of
experiencing an intelligence raising mutation (regardless of the population
they live in). This is standard genetic theory, since no population
differences in vulnerability to mutations are known. Weakening this
assumption would not change the nature of the argument.
5. Favorable genes spread slowly under prehistoric conditions in which
humans were divided into tribes that only occasionally exchange genes with
each other. There is evidence that humans have built in mechanisms that make
them ethnocentric and suspicious of outsiders (Reynolds, Falger, & Vine,
1987). While this does not completely prevent contact and interbreeding
between human populations, it does greatly reduce it.
Hiorns & Harrison (1977) compute gene frequencies for 300 generations for
10 populations in a row with one starting out with a gene frequency of 100%
and the other zero. Their graphs show that for a migration rate of 5% each
generation (the percentage of the populations that marries into the adjacent
tribe) and a selection factor of .01, even after 300 generations, the
populations are still easily distinguishable. Their analysis led the authors
to conclude (pp. 440-441), RThis analysis clearly stresses the limitations
of migration and reinforcing selection as homogenizing influences on
between-population variety in short-term evolution. It seems unlikely, for
instance, that should some populations have become fixed for a Tgeneral
improvementU gene since the end of the Palaeolithic, or even since the
advent of the species Homo sapiens as we know it, gene flow and selection
would have distributed the genes very far in space or that it would have
achieved an appreciable frequency in many of the populations it had reached,
through these agencies alone.S
Rouhani (1989) uses FisherUs (1937) wave of advance model for the spread
of advantageous genes to make this point. Fisher showed, by using a
diffusion model, that after a gene was established in a deme there would be
a wave of advance for which V= (1/2)s(s)1/2, where V is the velocity of the
wave, and s is the selective advantage of the allele. The measure of the
parent offspring distance is provided by s which in turns equals me2, where
e2 is the area of the deme, and m is the migration rate between demes. The
parent offspring distance depends on the average distance between centers of
adjacent demes, and the percentage of the population that migrates between
demes. Increasing the area of the demes increases the distance between them.
This increases the average parent offspring distance, and hence the rate of
gene flow. This effect will be important later in the argument when the
effects of introducing the horse and the ship are considered.
Rouhani uses plausible parameters (selection coefficient of .01, 5%
migration between demes, demes 500 people and 5000 square miles) based on
characteristics of current hunter-gatherers, and concludes that advantageous
genes would advance at .8 miles per generation. For a favorable mutation to
go from South Africa to the China coast would require 400,000 years. Weiss &
Maruyama (1976) and Livingstone (1992) use similar assumptions to arrive at
somewhat faster rates of advance, but still quite a slow one.
It should be noticed that this is a long period of time relative to the
time that many authorities believe has passed since humans left Africa. For
instance, if humans reached China 100,000 years ago, a favorable mutation
that occurred in China would not have reached Europe or Africa yet, nor
would mutations occurring in the latter areas have reached China. Thus, if
the original hunter-gatherer social pattern had remained in place, there
could be many favorable mutations that are found in only certain parts of
the world, simply because there has not been time for them to spread to
other parts of the world. This makes regional variation in frequencies of
intelligence relevant genes virtually certain.
There is one possibility that should be noted. If one population had a
sufficient advantage over other populations, possibly because of their
intelligence, or the weapons or organization it made possible for them, this
population could expand at the expense of the other populations. Their
expansion just distributes the genes for intelligence faster than they would
diffuse in the standard stepping stone models. The replacement of the
Neandertals by anatomically modern humans could be such an episode. Such
replacement can be seen in the fossil record (although even here disproving
evolution in place is difficult).
If the differences between populations left no evidence in the fossil
record (and the differences between more and less intelligent individuals in
modern populations are typically not the sort that would be apparent in
skeletal remains), several such rapid replacements could have occurred that
left no fossil record, and these may have played a role in disseminating
genes for intelligence. Later in this paper, dispersals due to the coming of
agriculture, the horse, and ocean going ships will be discussed. The period
since the emergence of modern symbolic intelligence is short relative to the
time required for mutations to spread around the world (see below).
6. Judging from when they adopted their current symbolic culture, humans
have had their current level of intelligence for a relatively short period
of time. Of course, there is no direct measure of early human intelligence.
However, Stringer & Gamble (1993) document the absence of modern symbolic
culture before the upper Paleolithic. Noble & Davidson (1991) argue that
there are no signs of symbols in the archaeological record before 32,000
years ago. White (1982) summarizes the differences between the middle and
upper Paleolithic, most of which can be interpreted as evidence for greater
intelligence in the upper Paleolithic. Binford (1982, p. 178) states his
impression that "the ability to anticipate events and conditions not yet
experienced was not one of the strengths of our ancestors prior to the
appearance of clear evidence for symboling." Intelligence might almost be
defined as "the ability to anticipate events and conditions not yet
experienced".
The material culture of prehistoric man was at a very low level before
the emergence of anatomically modern man, and gradually increased. The rate
of progress was very slow. Although it is just barely possible that humans
had a high level of intelligence long before they developed evidence of a
sophisticated material culture, and merely did not display their
intelligence, the simplest explanations for the long period of a primitive,
non-symbolic culture is that humans had not yet developed sufficient
intelligence to do more (again see discussion in Miller, 1995).
The interesting thing is that the period in which humans have had a
symbolic culture appears to be short in comparison with the time required
for genes to diffuse around the world. If high intelligence is recent, the
mutations that produced the high intelligence would not have time to reach
all populations.
7. The above discussion shows why genes, even subject to favorable
selection, are likely to diffuse slowly, with at any given time there being
many favorable mutations that have reached some populations but not others.
To make the nature of the argument to come clearer, imagine that each
favorable mutation raises the IQ of the individual carrying the mutation by
one IQ point. The IQ of an individual will then be determined by the number
of favorable alleles he has inherited. The average intelligence of a
population will then be determined by the number of favorable alleles that
have reached it, weighted by the percentage of the population that has
inherited each allele. If, as appears to be the case, genes can go to
fixation in one population before they have even reached other populations
(see the simulations in Livingstone, 1992), the intelligence of a population
can be conceptualized as determined by the number of favorable mutations
that have reached it. Let us explore the implications of this simple idea.
Access to Intelligence Raising Mutations Determines Population Average
Intelligence
Consider what the above stylized facts imply for the distribution of
intelligence among populations. With selection for intelligence, a major
determinant of the average intelligence level in a population will be the
number of genes favorable for intelligence that have reached the population.
As will be shown below, a major determinant of the number of favorable alleles
that reach a population is that populationUs location, with the more
peripheral populations receiving fewer favorable alleles.
Diffusion of Genes
Thinking about the diffusion of advantageous genes on a straight line, it
would seem that the middle would be likely to have been reached by more
favorable genes than either end.
As the diagram shows, the largest number of advantageous mutations would be
expected to have reached the center. The easiest way to see this is to
consider a period of time just sufficient for a gene originating at either end
(i.e. either A or C) to have reached the center. Now consider a point not at
the center, say at B. The genes originating at the left side B would still
have reached it, but there would be an area on the extreme right, near C, from
whence mutations would not yet have been received. Since this argument can be
made for all points not at the center, it follows that the population with the
highest expected number of favorable mutations will be the one located at the
center. The highest value for a polygenetic trait such as intelligence subject
to unidirectional selection is expected to be at that point.
The above point is simple, but most discussions of the evolution of human
traits seem to have presumed that the lines in the above diagram would be
horizontal, and that human intelligence was rising in a uniform manner. The
slowness of gene flow makes this unlikely. If we think of the world as three
lines joined at the Middle East (Africa, Asia, Europe), the Middle East would
be expected to have received the largest number of advantageous mutations, and
the peripheral regions to have received the fewest. The prediction is that
during foraging times, the Middle Eastern populations would have had the
largest number of alleles conducive to high intelligence. If agriculture had
not come, one might have expected this pattern to have persisted into modern
times.
For a flat plane the highest level of intelligence would be expected at the
center. The argument can be seen on Figure 2. It shows how a favorable
mutation originating at C spreads outwards in concentric circles. The diagram
can also be interpreted as showing the areas from which which favorable
mutations will have been received. At point C, all mutations occurring before
T1 will have been received from the area encompassed by the circle labeled T1.
All mutations occurring since time T2 inside the circle labeled T2 will have
reached point C. The further back one looks, the larger the area there is to
draw on for mutations. Now imagine a continent shaped like the ellipse.
Consider points A and C. All mutations arising within the areas encircled will
have reached both points. The circles are the same size, with the result that
the maximum distances from which mutations can reach them are the same.
However, for the hypothetical population at C, the land area within its
circle (the circle labeled with B and D) is much less than for the circle
centered at A. It follows the peripheral population at C will have benefitted
(on average) from fewer mutations than the population at point A. Thus, it
would be expected that the population at point A would have a higher
intelligence than the population at point C.
Again, this is a simple point but the prediction is that the more centrally
located populations will have been reached by the most mutations. Hence, they
will be the most intelligent.
It should be noticed that the above prediction that intelligence should be
higher in the more centrally located regions is a logical deduction from
several generally accepted facts: that intelligence is affected by numerous
genes, that intelligence has been selected for during relatively recent
prehistoric times, and that favorable mutations diffuse slowly. Anyone wishing
to dispute the conclusion, that the centrally located populations should have
a higher frequency of the genes for intelligence, has to dispute one of the
generally accepted facts, or dispute the logic. Either is hard. The predicted
forager pattern might roughly fit the data if Australia and America are
thought of as peripheral regions with small populations (i.e. few advantageous
mutations) and slow diffusion of advantageous genes originating elsewhere.
Both Australia and America have lower intelligences than Eurasia (Lynn,
1991a).
Before discussing the implications of agriculture, let us discuss further
how fast favorable genes might migrate in a foraging population. This speed
should not be taken to be constant.
Foraging Populations with Population Density Varying
If intermarrying tribes are roughly constant in population size (as they
are believed to be), the distance to the boundaries of a tribe will be much
less in low population density areas. In such low density regions the
population ranges over larger areas, and bands will be separated by larger
distances. Those of marriageable age have to look much further to find mates.
Thus genes would actually flow fastest through such areas. In essence, they
would travel many more miles before they hit a tribal boundary.
A few wide ranging tribes could pick up the genes at one end, have them
increase in frequency within their populations, and then transmit them to the
other end of their territory. Once this had been done, many more miles would
have been covered than would have happened in a more densely populated region,
where many tribal boundaries would have had to be crossed. One implication is
that thinly populated areas like the Sahara may have been less of a barrier to
the flow of favorable genes than thought (they could remain a barrier to
neutral genes) (Miller, 1994a).
This argument of course makes the differences observed between the north
and south of the Sahara desert more puzzling Cavalli-Sforza, Menozzi, & Piazza
(1994). Probably most of the genes for which it appears a barrier are
selectively neutral, or subject to only weak selection. With only diffusion, a
small desert population can have little impact on the adjacent populations.
Thinly populated areas actually may act as genetic freeways. Consider the
situation shown in Figure 3:
Each rectangle is a tribe. The wide rectangles (only one of which is
completely shown) represent low population density tribes. A mutation
appearing in any square is equally likely to be transported to any adjacent
square, where it then proceeds towards fixation. After a period of time, the
mutation is carried to an adjoining tribe, represented by a rectangle. Thus,
the arrows leaving square A show how a favorable mutation might be
transported. After the first period, the mutation is present in adjacent
populations only. If the whole diagram was like the lower two rows, there
would be waves of mutations moving across the diagram in the manner Fisher
described, but it would take a long time for a mutation arising at one end to
reach the other end.
Now consider the situation with low density populations to the north.
Mutations arising in the lower squares will quickly reach the upper
rectangles. They will then move rapidly east and west. These low density
regions then serve as freeways transporting advantageous mutations to other
regions. As illustrated, the mutation reaches B and D in the first period. In
the second period, the mutation is transported to each of the rectangles
adjacent to those reached in the first period. It can be seen that the distant
rectangle E is reached at the same time as the much closer rectangle C. The
mutation was transported to the low density area D, where in the course of
dispersing within the tribe it was quickly carried to the far boundaries. From
there, it readily diffused to the population E. Thus, the low population
density area served as a genetic freeway transmitting the favorable mutation
from A to E, much quicker than if it had to traverse the intervening series of
small squares. The tribal boundaries are major obstacles to gene flow. The
number of boundaries to be crossed determines the speed with which favorable
mutations move. The number of boundaries to be crossed in going A, B, C is the
same as the number crossed going A, D, E. Thus, tribes C and E will receive
the mutations at about the same time, even though E is much further away.
The transmission might be even more rapid if the populations were very
mobile themselves, as might happen for pastoralists (see discussion below), or
northern groups following mobile herds of game (i.e. reindeer). The steppes of
Eurasia might have been such a freeway, picking up genes from populations
around the boundaries of Eurasia and carrying them to the other ends. They may
have delivered them to Europe and North Asia at either end.
Empirical evidence on the size of tribes is thin, but it does appear that
the area occupied by a tribe increases as the environment deteriorates. There
is a tradition in anthropology that tribes have about 500 members. If tribes
have an equilibrium size of about 500 (see Kelly, 1994, for an evaluation of
this tradition), in low density areas the tribes must occupy larger areas in
order to reach this population size (which is argued to be roughly the number
required to provide adequate mating opportunities).
Empirically, Birdsell's (1953) examination of the relationship between the
area occupied by an Australian tribe and the rainfall showed that tribal areas
were larger in the drier climates. After excluding the tribes which depended
on resources that were not likely to be affected by local rainfall (island
tribes, coastal tribes, and tribes on large rivers fed from outside the tribal
territory) and Rby the elimination of tribes in which cultural factors modify
the size of the population from the assumed constant of 500 persons,S the area
occupied by a tribe (Y) and the rainfall (X) was: Y=7,112.8 X-1.58451
Since area goes up as the square of a linear dimension, the linear
dimensions of the territory of the tribe (L) will vary as approximately X-3/4.
Thus, the distance between tribal boundaries increases as the rainfall
declines. In very dry areas, such as the interior of Australia or the
prehistoric Sahara, distances between tribal boundaries would be appreciably
greater.
In a low density area, like the Sahara, the genes should have to cross
fewer tribal boundaries to cover any given distance. As Birdsell (1951: 282)
put it in discussing Australia in an earlier paper, RConsidered in terms of
the rate and ease of gene flow, the great, forbidding, arid desert spaces of
the central portion of the continent represent freeways, rather than
obstacles, to gene exchange between distant populations.S
He provides evidence, from the spread of Carpentarian characteristics in
Australia, that genetic diffusion is indeed as would be predicted from a model
where tribal boundaries are an obstacle to gene flow, and the boundaries are
further apart in areas of low rainfall. This leads to the hypothesis that in
Eurasia, as in Australia, the central part of the continent with its low
population densities may have constituted a freeway that permitted favorable
mutations to move faster than they would have if population densities were
higher. For instance, mutations originating in the densely populated area of
China could have moved through thinly populated Central Asia to Central Europe
faster than if they had to diffuse along the coast of China, reach India,
traverse northern India, and then moved through the Middle East, and the
Balkans.
The Role of Agriculture
It was discussed above how Rouhani (1989) estimated that the rate of
progress of advantageous genes would be only .8 miles per generation for a
hunter-gatherer population. This slow speed is predominantly due to the low
intermarriage rates across tribal boundaries, which in turn arises from tribes
being endogenous. Genes can move faster if whole populations move, since even
on foot, people can move faster than .8 miles per generation. It is not known
how often favorable genes were carried forward by the movement of tribes,
although it is easy to imagine that this occurred.
Movement of genes could have been faster with the coming of agriculture. It
has been argued that agriculture was spread by demic diffusion. A settled way
of life increases the population growth rate, and farming populations would be
expected to expand into adjacent areas that were inhabited only by foraging
populations. Cavalli-Sforza, Menozzi, & Piazza (1994, pp. 108-111) present
evidence that the expansion of agriculture into Europe was at about the rate
of one kilometer per year. The kilometer per year advance of genes by demic
diffusion would far exceed the .8 miles (1.3 kilometers) per generation
estimated (see above) for a foraging population. With a generation of 20
years, this is about 25 times as fast as genes would diffuse through a
foraging population.
Their evidence suggests genes of the agricultural population were carried
along with the expansion of agriculture. There was a continual mixing of the
expanding agricultural population with the hunter-gather populations of the
regions they were moving into. Thus, any advantageous mutations that had
occurred in the hunter-gather populations would probably be picked up and
carried by the expanding farming populations into new areas. This wave of
advance carried both the original genes of the first population to adopt
farming, and of the intervening foraging populations. The Middle East is
likely to have been a central area during the hunter-gathering period when
intelligence was high.
It should be noticed that the accelerated pace at which genes move during a
demic diffusion of agriculture is a one time effect. After the spread of
agriculture, population density would increase. It would then be expected that
tribes would shrink in size and the distances to be traveled to find a mate
would decrease. In addition, agriculture involves a sedentary life which would
reduce the natural movements of foraging people which might bring them into
contact with other groups. The situation might come to resemble that in New
Guinea with a very large number of tribes each speaking their own languages,
and doing relatively little intermarrying (Cavalli-Sforza et al. 1994). This
would cause the post-agricultural revolution rate of spread of new mutations
to decrease to a level below that of the foraging period.
However, not all areas would have adapted agriculture. Those areas that
were too dry, or otherwise unsuitable would have retained a foraging life
style. These thinly populated desert and steppe areas would remain areas of
low population density able to serve as genetic freeways moving genes from one
area to another. In particular, the thinly populated Central Asian steppes may
have served as a genetic freeway connecting the densely populated agricultural
areas of China, India, the Middle East, and Europe. With mutation rates being
the same in the different populations, most of the favorable mutations would
occur in the agricultural areas where most of the worldUs population lived.
However, the thinly populated Central Asian area would have received these
genes and transmitted them to other parts of Asia.
If within the farming population there was selection for intelligence, the
genes once introduced into a population would move towards fixation. This
demic farming diffusion model predicts higher intelligence levels in the
farming communities after the agricultural expansion, because more of the
genes for intelligence would have reached them.
It would also be expected that the greatest number of genes for
intelligence would have reached the areas that were settled at the end of the
agricultural expansion. The reason is that the wave of advance would have
picked up the largest number of favorable mutations. To illustrate, consider a
series of tribes arrayed along a straight line A, B, C, D, E, F. An
agricultural expansion begins among A. Its expansion brings it into C. A
favorable gene that had emerged in C passes into the expanding population, and
begins to increase in frequency. Meanwhile, the favorable gene is carried with
the wave of advance. Additional favorable genes may be picked up from D and E.
Thus, when the wave reaches F, it is likely to have picked up any favorable
genes that were in the foraging populations that the wave traversed. Thus, it
is the populations that are last reached by the wave of advance that are
likely to have picked up the largest number of favorable genes.
This argument would hold even if the first population to adopt agriculture
was no more intelligent than other foraging populations. It could even work if
the farmers were less intelligent. However, the first farmers may have been
more intelligent. It is possible that intelligence was needed to conceive of
the idea of planting crops and cultivating them. This is not to say that the
first to conceive of planting seeds and farming actually did so.
Hunting and collecting takes less work than farming. It is likely that the
fact that seeds grew into plants, and that farming was possible was discovered
several times. It was then promptly forgotten since it was easier to gather
what nature had already planted. However, eventually population may have risen
to the point where adequate food was not gathered by hunting and gathering,
and planting increased the food supply. At that point, someone conceived of
farming, implemented the idea, and encouraged his descendants to do so. The
first farmer was very likely more intelligent than most. He was also likely
more farsighted since he could visualize the harvest vividly enough to inspire
him to do the work of planting for a return that will come only many months
from now. Once farming was adopted by a few pioneers, their descendants were
more numerous, and their genes spread. The initial advantage was partially a
better food supply, but it may have also been the adoption of a sedentary way
of live that permitted women to have the next child before the first was old
enough to walk long distances on its own (Lee, 1972 as cited by Ammerman &
Cavalli-Sforza, 1984, p. 64). The problem of carrying two children at once in
a migratory lifestyle is believed to have limited foragers to having only one
child young enough that could not walk at his parents' pace. Because adopting
farming required intelligence, and because farmers probably out reproduced
others, farming's appearance would have been accompanied by increased
intelligence.
However, even if the initiation of farming did not require any special
intelligence, the first farming population may have been unusually
intelligent. The first farmers are believed to have been Middle Eastern. As
discussed earlier, the Middle East is a central region receiving favorable
mutations from Asia, Europe, and Africa. Thus, at any given time, populations
in this area are likely to have received more favorable mutations than
populations in other regions. Evidence is that farming was carried into Europe
from the Middle East by movement of farming populations. Such movements would
have carried the genes for intelligence that had reached the Middle East from
Africa and Asia into Europe (Europe presumably already had the genes that had
emerged there). This demic expansion from the Middle East into Europe can
explain why modern Middle Easterners do not appear to be more intelligent than
Europeans, even though the earlier theoretical argument suggested that a
greater number of favorable genes should have reached them.
Cavalli-Sforza et al. (1994) report that the gene frequency differences
between European populations are relatively small and that European gene
frequencies resemble those of the Middle East. In dendograms (descent trees)
the branch leading to Europeans is often relatively short. A very interesting
study discussed by Cavalli-Sforza et al., (1994) analyzed only a few
populations (including Chinese, Europeans, two populations of African pygmies,
and Melanesians), but collected data on a very large number of alleles. A tree
constructed from this data showed a very short branch leading to the Europeans
(p. 91). Several explanations were considered, but the most plausible was
mixture. Calculations showed that the European gene frequencies could be
explained well by a mixture of Chinese with a smaller percentage of pygmies.
Obviously, this is not the actual racial history of the Europeans (who are
both taller and lighter skinned than either group, for instance). The pygmies
are fairly close to other Africans in the frequency of their measured genes
(the set of measured genes frequencies includes no genes that affect height)
according to their data.
The above surprising result is most easily explained by the current
European gene frequencies reflecting a relatively recent (in prehistoric
terms) migration of a Middle Eastern population that was in turn a mixture of
Asians and Africans (or at least one which regularly received genes from
both). After expansion, the gene frequencies were frozen, and drift did not
change them much from those that had existed in the Middle East.
Renfrew (1991) and Barbujani, Pilastro, Domenico, & Renfrew (1994) argue
that not only do European gene frequencies suggest demic diffusion from the
Near East, but evidence of such demic diffusion can also be found in the areas
occupied by the speakers of Altaic languages, and by the Asian speakers of
Indo-European and Elamo-Dravidian languages, and possibly the Afro-Asian
languages. The basic argument is that agriculture emerged in the Near East
among several groups in the Fertile Crescent. One wave of expansion swept into
Europe carrying the Indo-European languages with it. The existence of this
wave is documented by the distribution of gene frequencies in Europe, and by
archaeological evidence which shows a steady advance of farming at about 1
kilometer per year. It is hypothesized that another wave, possibly starting in
the Zagros foothills of Iran, led to an expansion of the populations that
become Elamo-Dravidian speakers. This wave reached as far as southern India.
Later, Indo-European speakers expanded into Iran and North India, leaving the
Dravidian speakers isolated in South India, with a couple of relict
populations isolated along the expansion path. Of course, these theories are
highly controversial, with most linguists rejecting the idea that the origins
of the language groups go back as far as the origins of agriculture.
The Altaic speakers are argued to have spread north from the Fertile
Crescent area, expanding all the way to Korea and Japan. Along the way they
would have had the chance to pick up and spread genes for intelligence in the
large area from the Middle East to Japan. Finally, the Afro-Asian speakers
spread from the Levant into Egypt and then on to the rest of North Africa.
Even if these arguments are rejected, the existence of these language groups
is generally agreed to be due to the languages having a common origin. The
spread of the language from the area of common origin must have been
accomplished by the movement of people, even if only small groups of
conquerors (see discussion below). Of course, if the movements were later than
the origin of agriculture, there would be less time for favorable genes to be
selected for.
In the case of all of these expansions, the argument being made is not
that the early farmers were necessarily any more intelligent than the foragers
whose territory they expanded into. Instead, the argument is simply that, due
to the mixing of genes from a larger area, a larger selection of advantageous
genes would have reached the populations affected by the agricultural
expansion. If the genes were merely neutral, the resulting mix would be a
weighted average of the gene frequencies of the constituent populations.
However, with directional selection for higher intelligence, having a wider
selection of intelligence related genes for selection to work on would have
resulted in the eventual evolution of higher intelligence. Thus, even if the
evidence of a common language family reflects only a conquest, a few new genes
would have been introduced.
Once agriculture had spread into an area, the rate of gene flow would be
expected to decline again. Agriculture would support a denser population, and
one that was less mobile. In a denser population the distance that must be
traveled for a mate is less, and the average distance between the partners in
a marriage is less. Languages and dialects would differentiate, and these
differences would prevent marriages between different groups. Tribal groups
would come to occupy smaller areas, and would be expected to be endogamous.
Thus, the rate of diffusion of genes would be limited by the boundaries of the
tribal groups, and the short distances from one boundary to the other would
again limit the gene diffusion. The situation might come to resemble that in
New Guinea where there are large number of tribes occupying a relatively small
area, with large linguistic and genetic differences between the tribes. In
such an environment new intelligence raising genes would spread very slowly.
(That is, they would spread slowly unless something again happened to cause
large scale migrations of new peoples).
It should be noticed that if the numerical size of demes remains constant
(say at the traditional 500), changing population density uniformly does not
change the rate of advance of a trait undergoing unidirectional selection,
such as intelligence. The total number of mutations at any given distance is
increased as population density increases, but the number of deme boundaries
to be crossed is also increased as each deme comes to occupy a smaller area. A
way to see this is to think of the demes as being in a hexagonal grid, with
the demes arranged in concentric circles around the deme one is interested in.
At any given time, the mutations (if any) from a certain number of demes away
are reaching the target deme. Changing the size of the demes does not change
the number of boundaries that must be crossed for mutations arising say 20
demes away to reach the target deme. If, say after 100,000 years, mutations 20
demes away are just reaching the target deme, it makes no difference how large
the demes are in a model in which members of a deme are equally likely to mate
with any other member of the deme. The distance to the deme that is 20 demes
away just happens to be less when the population density is lower.
Of course, as pointed out, where the problem is expressed as time to cross
a specified distance, lowering population density lowers the number of
boundaries to be crossed, thus speeding up the time required for a gene to
cross the boundaries.
Increasing the heterogeneity in the population densities will decrease the
number of boundaries to be crossed to connect two distant demes, since the
gene flow will be through the low density areas between the centers for high
population. The coming of agriculture probably did increase the heterogeneity
of population density. The areas that adapted agriculture were the areas of
higher rainfall, which were probably already areas of relatively high
population density. Agriculture just increased their population densities
further. The areas of low rainfall, which were already areas of low population
density, would have remained foraging areas of low population density. Thus,
the heterogeneity increased.
Horse Based Migrations
There is evidence for several migrations after the early spread of
agriculture. These are the migrations that are usually interpreted as giving
rise to various major language groups (The Renfrew hypothesis discussed
earlier that agricultural expansion gave rise to the Indo-European language
groups is a minority view). For instance, there is a linguistic similarity
between the various languages of the Indo-European group which extend from
India to Western Europe. This is usually explained by these languages having a
common origin, implying that the speakers of the proto-Indo-European language
once lived in an area small enough to have a common language, estimated by
Mallory (1989, p. 146) at 250,000 to 1,000,000 square kilometers. Obviously,
for the Indo-European language to now cover the very large area they do cover,
there must have been an expansion of the language, which was almost certainly
caused by a movement of at least some people, even if just a few conquers.
Mallory estimated that the proto-Indo-Europeans were in their homeland
4500-2500 years B. C. They expanded from this homeland. Why they expanded is
not definitely known, but one plausible explanation is the domestication of
the horse, and the advantage this gave them in warfare.
Domestication of the horse occurred around 5,000 BC or earlier. RThis
innovation cut traveling times by a factor of five or more, nullifying
whatever territorial boundaries had previously existed. . . . . Riding
provided the ability to strike out over great distances, instigated cattle
looting or horse-stealing raids, the accumulation of wealth, trading
capacities, and the development of violence and warfare. Material remains of
the first half of the 5th millennium B. C. show that in an enormous territory
east of the Don River and between the Middle Volga, the Caucasus Mountains,
and the Ural Mountains there spread a uniform culture.S (Gimbutas, 1991, p.
354). Very likely this uniform culture arising from the mobility horses permit
mixed the genes thoroughly, and much more quickly than normal diffusion could
have mixed them. Gimbutas and others have argued that the advantage of the
horse would have led to the expansion of the first peoples to have mastered
it. This would have rapidly spread intelligence promoting genes. The effects
of the initial expansion were followed by a period of faster gene flow
resulting from the horse based culture.
Not only is the horse a major asset in warfare, but a pastoral economy
seems to lead to an emphasis on fighting. This is basically because the
development of an economy based on livestock changes the cost benefit-ratio
for raiding, making it a much more economical source of food. Livestock is
easily driven away. In contrast grains and tubers must be carried away (and
perhaps even harvested). Foraging people seldom have much worth raiding for
(other than women). Faced with the threat of raids, those owning livestock are
forced to develop fighting skills to defend their livestock. Even today,
herding people seem more oriented towards fighting. Since the horse
domesticators were probably a pastoral people, they would be expected to have
developed a livestock raiding culture. With the military advantage of
horseback riding adding to culture oriented toward fighting, they very
plausibly could have expanded into surrounding peoples, as Gimbutas (1991),
Mallory (1989), Anthony (1986) and others have argued. The case for such an
expansion is based on both archaeological evidence, and the widespread
prevalence of the Indo-European languages. Such an expansion presumably
carried genes.
Of course, for the spread of Indo-European languages, it is not necessary
for the original inhabitants of an area to be displaced. Conquest by a
relatively small group can lead to the adoption of the conquerorUs language.
The classic example is the adoption of Turkish in what is now Turkey, which is
known to be the result of a conquest by a relatively small number of Turks.
However, the introduction of a small number of advantageous genes would not
require many people, especially if the leaders of the conquering army were
more likely to be carrying the desirable genes. It is very likely that
achieving and retaining leadership of a conquering army was facilitated by
intelligence. It is also very likely that the conquerorUs leadership had an
above average chance of leaving their genes, through either marriage or rape.
Once the genes had been introduced into a population, if there was selection
for such genes, they would gradually increase in frequency. Genetic evidence
for an expansion from the steppes exists.
Cavalli-Sforza et al. (1994, p. 293 and fig. 5.11.3) found that the third
principal component for European gene frequencies showed an area of extreme
values north of the Black Sea, with what appear to be roughly concentric
circles around this area. They point out that this is consistent with an
expansion of the Kurgan culture from the steppes of Europe such as Gimbutas
argued for. They also note that Scythians were in the same area later, and
also invaded Europe. It could also have been the original homeland, or an
intermediate long-term homeland for some of the other barbarian populations
that later invaded Europe.
The Indo-EuropeansU original homeland is a subject of disagreement. For the
sake of discussion, imagine it was in the steppes north of the black Sea (as
above) or north of the Caspian Sea as hypothesized by Gimbutas, with expansion
from here going into Europe and further east into Asia. Any mutations for
intelligence between the homeland and Western Europe would have been swept up
by the migrating populations and spread into Europe. In the long period of
time since 4500-2500 years BC there would have been time for these genes to
benefit from selection, and to increase in frequency.
Similar effects could occur with other homelands, although the magnitude of
the effect might vary. For instance, if nomadism was introduced into the
steppes from the farming populations on its western edge (in the Ukraine or
Rumania), the steppe populations might initially have had gene frequencies
similar to those populations and a later movement into parts of Western Europe
might have brought fewer new genes. However, they still might have picked up
genes from further east in the course of subsequent movements, and then
brought these into Western Europe. Of course, with a more western origin of
the steppe nomads, the latter movement into Iran and India would have brought
into these areas genes originating in western Europe. Thus, regardless of
where the population that spoke proto-Indo European is believed to have
originally lived, the movements of the parts of this population that spread
the Indo-European languages would have spread intelligence promoting
mutations, the more favorable of which would have been selected for.
Notice, for the above effect to occur, it need not be argued that the new
arrivals were more intelligent that the conquered. They may have been less
intelligent, with the conquest's immediate effect being to lower the average
intelligence. However, if the new arrivals had genes for intelligence that had
not yet reached the original population, the net effect after a long period of
time, could have been to have raised the intelligence of the combined
populations above that of any of the original populations. For instance,
consider the unrealistic case where genes have become completely fixed in a
population. The settled farmers have two favorable mutations fixed, and the
invading populations one. The invaders are lower in intelligence. The
immediate effect of mixing the populations lowers the intelligence below that
of the original residents. However, with selection for intelligence after many
generation the newly merged population may come to have all three alleles in
high proportion, and to have an intelligence higher than that of either of the
predecessor populations.
Thus, to argue that the Indo-European expansions contributed to raising
intelligence one does not necessarily have to argue that the Indo-Europeans
were themselves superior in intelligence. They may have merely played a role
in spreading desirable mutations widely. Of course, the original Indo-European
expansion is just one of many expansions by steppe horse riding populations.
Many expansions of steppe peoples are known to have occurred in history
such as the barbarians that invaded the Roman Empire (Cavalli-Sforza et al.
1994, Fig. 5.2.6), and later the Magyars and Mongols. It is very likely that
the steppes of Eurasia were traversed in both direction several times by horse
mounted conquerors. China was repeatedly conquered by horseman from the
steppes of Asia (Cavalli-Sforza et al. 1994, p. 201-202; Darlington, 1966). In
particular the Hun that sacked Rome, under attila, those that attacked India
under Mihirakula, and the Hsuing-nu who threatened China were apparently the
same group, spreading their genes over this vast Eurasian area (Kust, 1983, p.
36). Any favorable mutations arising between China at one end, and Europe at
the other were probably diffused throughout the Eurasian region. Similar
arguments could be made for these other expansions, although after the later
expansions there would be less time for natural selection to increase the
frequency of any desirable genes introduced. Again, if the conquerorsU leaders
were more likely to carry genes for intelligence, and these leaders fathered
many offspring, newly introduced genes might have had a head start that was
more important than might have been guessed from the numbers in the conquering
army.
More recent horse borne long distance movements are known, including that
of the Turks (see Mallory, 1989, p. 147 map), or that of the Arabs out of
Arabia into North Africa, Spain, etc. Each of these could have spread
favorable genes.
It is also very likely that horse riding societies permitted choice of
spouses over relatively large areas. The horse provided mobility, and the lack
of the attachment to a fixed place that farming people had would permit groups
to gradually change their locations. Pastoralism often leads to seasonal
movements which may cover from 20 to 1000 miles or more (Cavalli-Sforza et al.
1994, p. 200). These may bring the nomads into contact with different
sedentary populations at different times, or into contact with other nomadic
populations. Hence, genes can be presumed to have moved very rapidly in the
areas of the world populated by horse mounted people. Thus, the great steppes
of Eurasia appear to have been a freeway that transported desirable mutations
from one end of Eurasia to the other end. This happened long enough ago so
that there were often several hundred generations for selection to increase
the frequency of the genes that made for intelligence. The result was the
evolution of high intelligence within the peoples within the reach of the
horse riding Eurasian populations. These appear to have extended from Japan,
Korea, and China at one end to Western Europe and North Africa at the other
end.
Could lack of access to the horse have slowed down the spread of genes?
Many areas of the world lacked access to horses till recently. The Americas,
Australia, and New Guinea lacked horses because they were isolated by water
from Eurasia, where the horse was domesticated. Sub-Saharan Africa is
contiguous to areas that used horses, but because of the tsetse fly did not
have domesticated horses. In these areas populations would have moved on foot.
Tribal size would have been smaller. Favorable mutations would have moved
slowly. Over time they would come to have a lower level of intelligence than
the lands whose gene flows were facilitated by horses.
Boat Migrations and Trading
Another method that could carry favorable mutations over long distances is
boats. Once long distance boat transport had emerged, mutations could cover
long distances without having to diffuse slowly through populations
The earliest example of such long distance boat based migrations is that of
the Phoenicians who settled such places as Carthage. This could have moved
mutations at an even more rapid rate than horse based migrations.
It might be noted that the Phoenicians were located at the Middle Eastern
crossroads where they may have received genes from Asia, Europe, and Africa.
Their early colonies could have transported these genes to distant places from
whence they spread. This may have contributed to the spread of Middle Eastern
genes throughout Europe.
As with other innovations, it is plausible that the people that first
perfected long distance ship transport may have been above average in
intelligence. If this was so, the ability of the ship to carry them long
distances would have dispersed their genes widely. From the initial colonies,
the genes would have spread to adjacent peoples, and then spread rapidly in
frequency.
Of course, after the Phoenician era, the Greeks established a far flung set
of colonies, extending to the Black Sea Coast and around the Mediterranean.
After that the Roman Empire emerged. It was centered on the Mediterranean and
experienced large scale migrations of peoples. This could have easily
transported favorable mutations from one end of the Empire to the other. With
a large number of generations since this era, natural selection could have
served to raise the frequency of the desirable genes throughout the
Mediterranean region, and areas in contact with it.
It should be noticed that the ship also led to extensive long distance
trade. If ancient sailors and merchants were like modern sailors, they left
genes behind them. From the ports, genes could have easily spread inland.
Certainly, the traders and ship captains were well above average in
intelligence. It is very likely that soon after a intelligence increasing gene
reached a population, some of those receiving the gene went into the
intelligence requiring profession of trading (where those with the high IQ
have a comparative advantage). Since the traders tended to be travelers, the
gene may have been at an over 50% frequency among those going on trading trips
even when it had a much lower frequency in the population as a whole. This
could speed up the diffusion of the gene among people who did long distance
trading.
It is also very likely that offspring of traders became traders themselves,
and that the traders in a community intermarried extensively. This could make
an advantageous gene move faster than with random marriage. Suppose for
instance an advantageous gene emerged in Central Asia and was carried to the
Black SeaUs east coast. One could easily imagine a Phoenician trader bringing
home a concubine or slave carrying the gene. This match could easily give rise
to a son who then signed on to participate in a trading trip to England's
Cornwall tin mining district, where he mated with a prostitute. Thus, in two
generations a gene could make it half way across Eurasia. This sequence of
events is much more likely if traders were drawn from sons of traders, than if
they were randomly selected from the whole Phoenician population. In the
latter case, it might take many generations for the gene to slowly increase in
frequency before it reached someone who was making a Cornwall trip. Such long
distance gene transport would be of little importance for neutral genes, since
the percentage of genes in Cornwall that could be traced to the Black Sea
Coast would be small. However, if the gene did raise intelligence and was
hence selected for, the gene could come to have a high frequency in Cornwall,
and diffuse from there to the rest of England. The parts of Eurasia (and North
Africa) connected by long distance trading routes would tend to have their
intelligence raised as intelligence promoting genes were spread over long
distances.
Negative Selection for Intelligence
The above discussion has been on the assumption that high intelligence was
selected for. Such positive selection for intelligence is plausible in many
societies. Intelligence would help in attracting mates, and in achieving
positions of leadership that led to mating opportunities. It probably also
assisted in earning a living and hence promoting the feeding and survival of
one's offspring, as well as in arranging advantageous matches for them.
However, in more recent times intelligence may not have contributed to
reproductive success. In most modern industrial societies, the high
socioeconomic status and educated individuals have fewer children than those
with low status and poor educations (Herrnstein & Murray, 1994; Itzkoff,
1994). This seems to occur especially with females. Females postpone marriage
and child bearing to obtain an education. They find a conflict between a high
status occupation and child rearing. (Women also find a conflict between low
status occupations and child rearing, but find it easier to sacrifice a low
status, uninteresting occupation for child rearing). Also, low intelligence
seems to lead to more failures at contraception and additional births.
However, these conditions appear to have risen only recently with changing
status for women, and the emergence of modern contraception.
There may have been earlier selection against intelligence. Most likely,
the population of cities in Medieval Europe and early modern times failed to
reproduce themselves, primarily because the high population density
facilitated the spread of disease. The population was maintained by continual
immigration from the surrounding countryside.
In at least some circumstances, it is likely that those that immigrated to
the cities (and remained there) were of higher intelligence than those that
remained in the cities. The cities probably had a higher proportion of
occupations for which high intelligence was an asset, including craftsmen,
traders, and government officials. Intelligence was probably not as much of an
asset in peasant agriculture. It is possible (but unproven) that high
intelligence by encouraging movement to a city (and being able to earn enough
to stay there) was actually selected against in some times and places. If the
selection for intelligence disappeared, the areas of the world where genes
were being well mixed would no longer have a tendency to have their
intelligence raised.
Implications for Other Genes
The argument has been developed for genes that raise intelligence because
that is a socially desirable trait that many believe to have been subject to
unidirectional selection for most of human history. However, the principle is
perfectly general that conditions producing the long distance importation of
new alleles lead to the increase in the receiving area of any trait subject to
unidirectional selection.
In a region where malaria was endemic and malaria resistance was being
selected for, one would expect more mutations resistant to malaria to have
reached the areas that were exchanging genes over long distances than the
areas that were relatively reproductively isolated.
There may be other traits that have been subject to selection in much of
the world. In northern climates, a common strategy for getting through the
winter was storage of food. It was also desirable to devote effort to the
building of homes that would protect from the cold. In modern economies, this
ability leads to saving and investment in productive resources. In prehistoric
tropical societies there was little opportunity for planning ahead. Thus, the
populations that moved out of the human cradle in Africa have probably been
under selection for the ability to defer gratification. This trait would be
expected to be most common in the areas that have received genes from a large
part of the world.
Testable Implications
The above account appears to be congruent with what is known about the
worldwide distribution of intelligence. High intelligence is reported for the
populations of Europe and Northeast Asia (China, Japan, Korea) which are at
each end of the Eurasian steppes (Lynn, 1991a). Areas that are isolated from
Eurasia by water, and of smaller populations (Australia and the Americas) have
lower scores even when the populations are living in relatively cold areas
that might be thought to have selected for intelligence.
In the above model, Australia and the Americas are peripheral areas. Their
populations were probably too small (in relation to the Eurasian populations)
to generate many mutations, and they were probably too far, or too isolated to
receive many mutations from the Eurasian land mass. Elsewhere (Miller 1995), I
argued that these continents were sufficiently isolated that mutations
occurring on the Eurasian land mass since their initial settlement probably
had not reached them. Even if I am wrong, and there has been some gene flow
since initial settlement, it is likely that their positions far from the
Eurasian population centers caused them to be very peripheral, limiting their
access to intelligence increasing mutations. Thus, they would have been
expected to have lagged behind Eurasia in the development of intelligence, as
the data shows them to do (see Miller, 1995 for detailed documentation).
Lower intelligence is found in Africa, and among those of African descent.
This can be plausibly argued to be due to weaker selection for intelligence in
a tropical climate (Miller, 1991, in press) along with the isolation caused by
lack of horses and poorer access to water borne trade (and traders) in earlier
eras. The poorer access to water borne trade would be due to poor harbors on
the coast, a lack of inland seas, and a lack of navigable rivers flowing down
to the water.
What other predictions emerge? Right now, while the evidence is quite
strong that there are genes that contribute to intelligence, exactly what
these genes are and where they are located is unknown. However, evidence has
recently been presented that certain genetic markers are statistically more
common in those of high intelligence than in those of low intelligence
(Plomin, et al, 1994; Plomin et al, 1995; Skuder, et al, 1995), and one has
been found that appears to affect spatial ability without affecting
intelligence (Berman, & Noble, 1995). Given the rate of progress in molecular
genetics, it is likely that several alleles that have a positive or negative
effect on intelligence will soon be located. If the above theory is right, not
only will these genes prove to differ in frequency between populations in
different parts of the world, but some of the ones identified in European or
northeast Asian populations (the populations most commonly studied, simply
because they are the populations that are most convenient to the leading
laboratories) will be found to be essentially absent (a low frequency may be
the result of recent mixing with Europeans) in the original aboriginal
populations in such areas as Australia and the Americas.
The above theory raises the possibility that certain alleles with a
favorable effect on intelligence may have become fixed in European or
Northeast Asian populations if they originated in these regions, (and possibly
even if they originated elsewhere but reached these populations early enough
for natural selection to fix them). Studies that are limited to just one group
(such as Caucasians or Japanese) may not detect a correlation of these genes
with intelligence.
A good example is provided by the high-affinity aldehyde dehydrogenase
gene, which comes in two versions in Orientals (Tu & Israel, 1995). One
version provides protection against alcoholism because they cannot easily
digest the aldehyde that is produced after alcohol consumption. The aldehyde
makes them mildly sick. This simple genetic difference can explain most of the
difference in drinking within the Oriental population in North America.
However, the allele that is common in Orientals is virtually unknown in
Caucasians. Studies limited to Caucasians would not have discovered this
genetic effect.
The above argument would suggest that mixed populations (such as American
blacks, or those of mixed Australian aboriginal and Caucasian descent) might
very profitably be investigated. A finding that possession of a particular
genetic marker was correlated with intelligence would suggest that that marker
either directly affected intelligence, or was close to a gene that affected
intelligence. Of course, in populations that are a mixture of two populations
that differ in intelligence, any gene that differs in frequency may be merely
serving as a marker for the extent of admixture (not to mention for the extent
of acculturation).
It would be necessary to control for this. For instance, if there were
other genes that were believed to be unrelated to intelligence (possibly from
studies in other ethnic groups), but which did differ in frequency between the
two parent groups, these could be used to estimate the degree of admixture.
Many genetic markers, including blood group, human leukocyte antigen genes,
and restriction length polymorphisms, are known to differ between populations
(Cavalli-Sforza et al. 1994). Thus, it should be possible to estimate the
extent of admixture independently of the genes believed to be linked with
intelligence. Independent measures of acculturation would have to be sought as
a control. This differs from the procedure of the major quantitative tract
loci study of intelligence so far (Plomin, et al. 1994), which limited itself
only to Caucasians.
It was argued that some isolated areas such as Australia may have received
few new mutations after settlement. However, if they experienced continued
selection for intelligence, some of the alleles that the population arrived
with may have become fixed, or nearly fixed in their populations. In this
case, the standard deviation of intelligence should be smaller in such
populations than in the populations that have been continually receiving new
genes from other populations. This is a testable prediction.
Africans are generally found to have somewhat lower standard deviations for
intelligence than Caucasians (Jensen, 1980). This might be explained if a
slower migration of alleles into Africa and within Africa had resulted in
African populations having fewer polymorphic intelligence relevant genes. Many
intelligence relevant alleles would have reached them so long ago that they
had become fixed, and many other alleles would not have reached them yet, even
if they accounted for appreciable variation in other populations. In the areas
that have had continual access to new mutations there will be more alleles
that have not become fixed, causing a greater standard deviation of
intelligence.
Implications for Variability in Intelligence
Incidentally, this ongoing process of new mutations coming into a
population followed by selection for them may be the way to resolve the
paradox of why there is so much genetic variation for intelligence (g), if g
is a trait that is beneficial. Some have pointed out that variables that are
subject to strong selection normally show little variability. Usually such
variables reach their equilibrium values quickly, and are now observed in the
process of reaching equilibrium.
For instance Patterson (1995, p. 210) gives great weight to Vale's (1980,
p. 435) rhetorical question, "If IQ is a fitness character, why should the
additive variance be anywhere near .71?". Vale goes on to argue, "The answer
of course is that it should not, if indeed IQ is closely related to fitness.
If it is not so related, then presumedly it has not been selected for
throughout human evolution. If it has not been selected for, then it evidently
has not played a very great role in that evolution."
In general, a trait can be contributing to fitness and be being selected
for without the trait having reached its genetic limit, although powerful
selection makes it more likely that the limit will be rapidly approached,
making it harder to observe the organism in the process of being selected. For
a trait subject to the type of selection in which one animal having the trait
increases the benefit of a even higher level of the trait in another
individuals (the so called arms race or red queen effect, see Ridley, 1994),
the period of adaptation is increased. If intelligence is subject to
unidirectional selection in which people with a higher intelligence benefit
reproductively from being able to outwit those of lower intelligence, it is
likely that at any given time there will be some of higher intelligence than
others, thus solving the problem. Still, in general Vale and Patterson have a
point for virtually all traits except intelligence.
Intelligence, since it is needed to discover its own existence, occupies a
special position among all traits. As intelligence gradually increases, it is
to be expected that a few individuals with sufficient intelligence to do
psychometrics, and discover the concept of g will emerge. When the
distribution of intelligence has risen to the point where some individuals
investigate intelligence, others individuals will be of much lower
intelligence. At this time, only a small fraction of the population is likely
to have sufficient intelligence to do psychometrics and to understand the
concept of g. Thus, the finding of a wide range in intelligence, a variable
that contributes to fitness, is perhaps not as surprising as it might appear
at first.
Thus, Patterson's (1995, p. 196) argument "The problem which Herrnstein,
Jensen, and all hereditarian psychologists face them, from the discipline on
which they have so heavily drawn, is that IQ scores are too hereditary if they
are to sustain the claim that these tests have any significance beyond the
test center and classroom." This would be a much more powerful argument if
applied to any trait other than intelligence.
The same argument can be extended to populations. Because of the wide
geographical area Homo sapiens occupies, its long generations, and the
obstacles to gene flow across tribes, there are likely to be differences in
the intelligence of different populations at any time. When some populations
have reached the point of having the technology to explore the world, they are
likely to discover that other populations have not yet developed to this
point, and they can be expected to conclude that there are differences between
the world's various populations in intelligence.
Conclusions
Intelligence is a genetically influenced variable that is affected by many
different genes. It has also plausibly been subject to unidirectional
selection. Calculations indicate that for a small hunter-gatherer population
that genes would move at a rate that was slow relative to the time since
modern human symbolic culture emerged. This makes it very likely that
geographical differences in the frequencies of various intelligence related
genes will exist. With unidirectional selection in a polygenetic system, it is
meaningful to talk about some areas being more advanced than others (since
there is a direction in which all are moving). Centrally located populations
will normally be more advanced. Genes will move faster in thinly populated
areas. The thinly populated areas can serve as genetic freeways that carry
genes rapidly across continents.
Given the very slow progress of genes with a stable population structure,
occasional waves of advance caused by new technologies or the movement of
populations can greatly accelerate the movement of mutations. The spread of
agriculture was one such event. The coming of the horse and the ship were
other similar events. The horse caused the steppes of Central Asia to become a
genetic highway that transported favorable mutations from China, Europe,
India, and the Middle East to other areas. This caused these areas to reach
high levels of intelligence before other areas. Areas without the horse, such
as sub-Saharan Africa, would have lagged.
Peripheral areas such as Australia and the Americas probably also lagged
due to isolation from the large populations of Eurasia.
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