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Chapter 5 of Separation and its Discontents: "National Socialism as an Anti-Jewish Group Evolutionary Strategy"
by Professor Kevin MacDonald
(Praeger Press 1998)
The National Socialist movement in Germany from 1933-1945 is a departure
from Western tendencies toward universalism and muted individualism in the
direction of racial nationalism and cohesive collectivism. The evidence
reviewed below indicates that National Socialism developed in the context of
group conflict between Jews and gentiles, and I propose that it may be
usefully conceptualized as a group evolutionary strategy that was
characterized by several key features that mirrored Judaism as a group
evolutionary strategy.
Most basically, National Socialism aimed at developing a cohesive group.
There was an emphasis on the inculcation of selfless behavior and within-group
altruism combined with outgroup hostility (MacDonald 1988a, 298-300). These
anti-individualist tendencies can be seen in the Hitler Youth movement (Koch
1976; Rempel 1989). After 1936, membership was compulsory for children after
their tenth birthday. A primary emphasis was to mold children to accept a
group strategy of within-group altruism combined with hostility and aggression
toward outgroups, particularly Jews. Children were taught an ideology of
nationalism, the organic unity of the state, blind faith in Hitler, and
anti-Semitism. Physical courage, fighting skills, and a warlike mentality were
encouraged, but the most important aspect of education was group loyalty:
"Faithfulness and loyalty irrespective of the consequences were an article of
faith shared among wide sections of Germany's youth" (Koch 1976, 119).
Socialization for group competition was strongly stressed, "all the
emphasis centering on obedience, duty to the group, and helping within the
group" (Koch 1976, 128). The ideology of National Socialism viewed the entire
society (excluding the Jews) as a large kinship group--a "Volksgemeinschaft
transcending class and creed" (Rempel 1989, 5). A constant refrain of the
literature of the Hitler Youth was the idea of the individual sacrificing
himself for the leader: "the basic idea is that of a group of heroes
inseparably tied to one another by an oath of faithfulness who, surrounded by
physically and numerically superior foes, stand their ground. . . . Either the
band of heroes is reduced to the last man, who is the leader himself defending
the corpses of his followers--the grand finale of the Nibelungenlied-- or
through its unparalleled heroism brings about some favourable change in its
fortune. (Koch 1976, 143)"
The Hitler Youth was associated with the SS (Schutzstaffel, "protection
echelon")--an elite corps of highly committed and zealous soldiers. Rempel
(1989, 256) estimates that 95 percent of German youth maintained their
fidelity to the war effort even after the defeat at Stalingrad. Koch (1976)
describes high levels of selfless behavior among Germans during the war both
as soldiers and as support personnel in the war effort, and quotes from
individual youth clearly indicate that the indoctrination of young people with
National Socialist ideology was quite successful and often appears to have
been causally responsible for self-sacrificing behavior.
Within-group egalitarianism is often an important facilitator of a group
evolutionary strategy, because it cements the allegiance of lower-status
individuals (see below and PTSDA, Ch. 1). While the National Socialist
movement retained traditional hierarchical Western social structure, the
internal cohesiveness and altruism characteristic of National Socialism may
have been facilitated by a significant degree of egalitarianism. There were
real attempts to increase the status and economic prospects of farmers in the
Hitler Youth Land Service, and class divisions and social barriers were broken
down within the Hitler Youth movement to some extent, with the result that
lower and working-class children were able to move into positions of
leadership. Moreover, the socialist element of National Socialism was more
than merely a deceptive front (Pipes 1993, 260, 276-277). The economy was
intensively regulated, and private property was subject to expropriation in
order to achieve the goals of the community.
Here it is of interest that an important element of the National Socialist
ideology and behavior as a group strategy involved discrimination against Jews
as a group. Jewish group membership was defined by biological descent (see
Dawidowicz 1976, 38ff). As in the case of the limpieza phenomenon of the
Inquisition, this biological classification of Jews occurred in a context in
which many of even the most overtly assimilated Jews--those who had officially
converted to Christianity--continued Jewish associational and marriage
patterns and had in effect become crypto-Jews (see below and Chapter 6). Thus,
an act of September 1933 prohibited farmers from inheriting land if there was
any trace of Jewish ancestry going back to 1800, and the act of April 11,
1933, dismissing Jews from the civil service applied to any individual with at
least one Jewish grandparent. National Socialist extremists advocated the
dissolution of mixed marriages and Jewish sterilization, and wanted to
consider even individuals with one-eighth Jewish ancestry as full Jews.1
From the present perspective, Germany after 1933 was characterized by the
presence of two antithetical group strategies. Jews were systematically driven
from the German economy in gradual stages between 1933 and 1939. For example,
shortly after the National Socialists assumed power, there were restrictions
on employment in the civil service, the professions, schools and universities,
and trade and professional associations--precisely the areas of the economy in
which Jews were disproportionately represented--and there is evidence for
widespread public support for these laws (Friedlander 1997; Krausnick 1968,
27ff). Quotas were established for attendance at universities and public
schools. An act of September 1933 excluded Jews from faculties in the arts,
literature, theater, and film. Eventually Jewish property was expropriated and
taxed exorbitantly, and Jews were subjected to a variety of indignities ("No
indignity seemed too trivial to legislate" [Gordon 1984, 125]), including
prohibitions against owning pets.
As has happened so often in periods of relatively intense anti-Semitism,
barriers were raised between the groups. Jews were required to wear
identifying badges and were prohibited from restaurants and public parks. The
Nuremberg Laws of 1935 prevented marriage and all sexual contact between the
groups. The laws prohibited Jews from employing German women under the age of
forty-five as domestic servants--presumably an attempt to prevent Jewish men
in a superior position from having sexual contact with fertile gentile women.
The National Socialist authorities were also very concerned about socializing
and friendship between Jews and gentiles (Gordon 1984, 179; Krausnick 1968, 31
)--a phenomenon that recalls the ancient Jewish wine taboo, intended to
prevent Jews from socializing with gentiles.
Just as social controls on group members have been important to the Jewish
group evolutionary strategy, especially in traditional societies, the National
Socialist group strategy punished individuals who violated the various race
laws enacted by the Third Reich, failed to cooperate in boycotts against
Jewish businesses, or socialized with Jews. For example, there were
approximately four hundred criminal cases per year for "race defilement"
(i.e., sexual contact between Jews and gentiles) under the Nuremberg Laws. As
in the case of Jewish social controls designed to ensure within-group
conformity to group interests (see PTSDA, Chs. 4, 6), the National Socialists
penalized not only the individual but the family as well: "Any decision to
violate Nazi racial regulations, whether premeditated or impulsive, placed a
stigma upon oneself and one's family. Arrest or loss of Nazi party membership,
for example, frequently meant loss of one's job, retaliation against one's
spouse or children, and social exclusion (often compulsory)" (Gordon 1984,
302).
GERMAN ANTI-SEMITIC IDEOLOGIES AS IDEOLOGIES OF GROUP COMPETITION
"Let us not forget whence we spring. No more talk of 'German,' or of
'Portuguese' Jews. Though scattered over the earth we are nevertheless a
single people"-Rabbi Salomon Lipmann-Cerfberr in the opening speech delivered
on July 26, 1806, at the meeting preparatory to the Sanhedrin of 1807,
convened by Napoleon. (Epigraph from Houston Stewart Chamberlain's [1899, I,
329] Foundations of the Nineteenth Century at the beginning of the chapter
entitled "The Entrance of the Jews into the History of the West")
While popular German anti-Semitism appears to have been largely autonomous
and based on real conflicts of interest rather than the result of the
manipulation by an exploitative or demagogic elite (Hagen 1996; Harris 1994,
225- 227; Pulzer 1988, xviii, 321),2 the intense anti-Semitism characteristic
of the NSDAP (National Socialist German Workers' Party) leadership was not
shared by the majority of the population (see Field 1981, 457; Friedlander
1997, 4)3. If indeed German anti-Semitism was to a considerable extent a
"top-down" phenomenon in which the NSDAP and government played an
indispensable leadership role, it becomes crucial to probe the beliefs of
these National Socialist leaders, and in particular of Hitler himself, for
whom anti-Semitism was at the very center of his world view (Dawidowicz 1975;
Ffledlander 1997, 102; Gordon 1984, 312; Johnson 1988, 489). The point here
will be that Hitler viewed both Judaism and National Socialism as group
evolutionary strategies.
However, the perception of group conflict between Jews and gentiles as a
central feature of German society long predates Hitler. The literature on
19th-century German anti-Semitism indicates a perception among gentiles that
Jews and gentiles were engaged in group conflict. There are also detailed
proposals for gentile group strategies in opposition to Judaism. German
anti-Semitism in the course of the 19th century shifted from demands for
Jewish assimilation by intellectuals such as Kant and the young Hegelians in
the early part of the century, to an increasing emphasis on the ethnic divide
separating Germans and Jews (Wistrich 1990, 35ff). Throughout this period the
consistent belief of German liberals combating anti-Semitism was that Judaism
would eventually disappear as a result of assimilation and that emancipation
would "hasten the trip to the baptismal font" and result in national unity
(Schorsch 1972, 99).
The predominant attitude among German intellectuals at the beginning of the
century was that granting Jews civil rights was contingent on complete Jewish
assimilation. Jews would cooperate in becoming completely assimilated in
exchange for their political and economic emancipation. In the minds of their
early 19th-century critics, Jews constituted a nation--an atypical nation to
be sure, since it was not confined to a particular territory and its criterion
of citizenship was birth by a Jewish mother. But it was a nation nonetheless,
and such a conceptualization was entirely congruent with Jewish
self-conceptions at least since the Middle Ages and widespread among Zionists
later in the century (Katz 1979, 48). Jews would have to give up this
condition in order to be Germans.
In the event, however, many Germans believed that Jews had not lived up to
their end of the bargain, and eventually it became common among anti-Semites
to believe that Jews were "by nature incapable of honoring the contract, of
becoming good Germans" (Levy 1975, 22). For example, the anti-Semite Paul
Forster stated that "emancipation in the true sense of the word means full
assimilation into the foreign body politic. Have the Jews really done this?
Have they changed from Jews into Germans?" (in Levy 1975, 22).
On the other hand, for Jews the main concern was the continued existence of
Jewish identity (Schorsch 1972, 100). Concerns about the continuation of
Jewish identity became more common later in the century. As Katz (1985) notes,
the 19th century began with the official blessing of the Jewish
assimilationists at the Parisian Sanhedrin convened by Napoleon in 1807 and
ended with the first Zionist Congress in Zurich in 1897.
Assimilation did not occur at any level of the Jewish community, including
the movement of Reform Judaism, and it was never intended by any significant
segment of the Jewish community (PTSDA, Ch. 4).
"The predicament of emancipated Jewry, and ultimately the cause of its
tragic end, was rooted not in one or another ideology but in the fact that
Jewish Emancipation had been tacitly tied to an illusory expectation-the
disappearance of the Jewish community of its own volition. When this failed to
happen, and the Jews, despite Emancipation and acculturation, continued to be
conspicuously evident, a certain uneasiness, not to say a sense of outright
scandal, was experienced by Gentiles. . . If gaining civil rights meant an
enormous improvement in Jewish prospects, at the same time it carried with it
a precariously ill-defined status which was bound to elicit antagonism from
the Gentile world. (Katz 1983, 43)"
In addition to a very visible group of Orthodox immigrants from Eastern
Europe, Reform Jews generally opposed intermarriage, and secular Jews
developed a wide range of institutions that effectively cut them off from
socializing with gentiles. "What secular Jews remained attached to was not
easy to define, but neither, for the Jews involved, was it easy to let go of:
there were family ties, economic interests, and perhaps above all sentiments
and habits of mind which could not be measured and could not be eradicated"
(Katz 1996, 33). Moreover, a substantial minority of German Jews, especially
in rural areas and in certain geographical regions (especially Bavaria)
remained Orthodox well into the 20th century (Lowenstein 1992, 18). Vestiges
of traditional separatist practices, such as Yiddish words, continued
throughout this period.
Intermarriage between Jews and Germans was negligible in the 19th century.
Even though intermarriage increased later, these individuals and their
children "almost always" were lost to the Jewish community (Katz 1985, 86; see
also Levenson 1989, 321n). "Opposition to intermarriage did constitute the
bottom line of Jewish assimilation" (G. Mosse 1985, 9). These patterns of
endogamy and within-group association constituted the most obvious signs of
continued Jewish group separatism in German society for the entire period
prior to the rise of National Socialism. Levenson (1989, 321) notes that
Jewish defenses of endogamy during this period "invariably appeared to hostile
non-Jews as being misanthropic and ungrateful," another indication that Jewish
endogamy was an important ingredient of the anti-Semitism of the period.4
Moreover, Jewish converts would typically marry other Jewish converts and
continue to live among and associate with Jews (Levenson 1989, 321n), in
effect behaving as crypto-Jews. The importance of genealogy rather than
surface religion can also be seen in that, while baptized Jews of the haute
bourgeoisie were viewed as acceptable marriage partners by the Jewish haute
bourgeoisie, gentiles of the haute bourgeoisie were not (Mosse 1989, 335).
These patterns may well have fed into the perception among Germans that even
overt signs of assimilation were little more than window dressing masking a
strong sense of Jewish ethnic identity and a desire for endogamy. Indeed, the
general pattern was that complete loss of Jewishness was confined to females
from a "handful" of families who had married into the gentile aristocracy
(Mosse 1989, 181).
Although there were ups and downs in the intensity of anti-Semitism, the
general trend over the course of the 19th and early 20th centuries was that
calls for assimilation were increasingly replaced by calls for cohesive,
collectivist gentile groups that would enable Germans to compete with Jews and
even exclude them entirely from German economic and social life. Reflecting
social identity processes, anti-Semitic beliefs became increasingly important
as a means of self-identification among Germans: "Professing anti-Semitism
became a sign of cultural identity, of one's belonging to a specific cultural
camp. It was a way of communicating an acceptance of a particular set of
ideas, and a preference for specific social, political, and moral norms.
Contemporaries living and acting in Imperial Germany learned to decode the
message. It became part of their language, a familiar and convenient symbol.
(Volkov 1978, 34-35)"
Anti-Semitic rhetoric increasingly emphasized the desirability of a unified
German political entity that was above political and religious differences and
which would exclude Jews. This is essentially a prescription for a
specifically German group strategy in opposition to Judaism, that is, the
development of "a united front against the alleged domination of an 'alien
race"' (Wistrich 1990, 38). As Dawidowicz (1975, 47) notes (derisively), "The
Germans were in search of a mysterious wholeness that would restore them to
primeval happiness." Commenting on attitudes in the period 1900-1914, Field
(1981, 313) describes pervasive complaints of a lack of "shared ideals" and
dissatisfaction with an intellectual life that was "chaotic, spinning off in
all directions at once and lacking a common ideological focus." Even German
liberals who actively opposed anti-Semitism desired a society centered around
the Christian religion: "Though they repudiated the Conservative's notion of
the Christian state and fought for a separation of church and state, they had
every intention of strengthening the exclusively Christian character of
Germany" (Schorsch 1972, 100).
The influential anti-Semitic historian and political activist Heinrich von
Treitschke viewed Germany's self-conception as a Christian civilization as a
critical component of his overarching goal of producing a politically and
culturally unified Germany. Treitschke stated that although many Germans had
ceased being active Christians, "the time will come, and is perhaps not so far
off, when necessity will teach us once more to pray.... The German Jewish
Question will not come to rest . . . before our Hebrew fellow-citizens have
become convinced, by our attitude, that we are a Christian people and want to
remain one" (in Pulzer 1988, 242). Unity was perceived as necessary for a
militarily strong Germany able to compete as a world power with other Western
powers--clearly a conception that Germany must develop a cohesive group
strategy vis-a-vis other societies. Treitschke therefore strongly opposed what
he perceived as "alien" Jewish cultural influence on German life, because of
Jewish tendencies to mock and belittle German nationalistic aspirations.
Christianity as a unifying force was also central to another important late
l9th-century anti-Semitic leader, Adolf Stoecker: "I found Berlin in the hands
of Progressives--who were hostile to the Church--and the Social Democrats--who
were hostile to God; Judaism ruled in both parties. The Reich's capital city
was in danger of being de-Christianized and de-Germanized. Christianity was
dead as a public force; with it went loyalty to the King and love of the
Fatherland. It seemed as if the great war had been fought so that Judaism
could rule in Berlin. . . . It was like the end of the world. Unrighteousness
had won the upper hand, love had turned cold. (In Telman 1995, 97)"
National unification was a component of the "Volkische" intellectual
tradition. Rather than accepting the pan-national, universalist ideology that
characterized the Christian Middle Ages, the Volkische ideal of social
cohesion was often combined with nationalistic versions of a peculiarly
Germanic form of Christianity, as in the writings of Treitschke, Paul de
LaGarde, and Houston Stewart Chamberlain. Thus for Chamberlain, "Christianity
was an indispensable cohesive force in a class-torn nation; religious rebirth
alone . . . could renew the spiritual basis of society, reaffirming the
principles of monarchy, social hierarchy, loyalty, discipline, and race....
[R]eligion, not politics, was the basis of a new Germany" (Field 1981, 302).
This tradition idealized the Middle Ages as a period of Volksgemeinschaft,
a sense of social cohesion, organic unity, cooperation, and hierarchical
harmony among all social classes. This tradition can be traced to Johann
Gottfried Herder (1744-1803; see Herder 1774, 189ff), and it attracted the
majority of German intellectuals during the period spanning the 19th century
to the rise of National Socialism (Mosse 1970, 8). This tradition is
exemplified by Richard Wagner's comment that "the particular atmosphere which
my Lohen grin should produce is that here we see before us an ancient German
kingdom in its finest, most ideal aspect.... Here there is no despotic pomp
with its bodyguards pushing back the people to make way for the high nobility.
Simple boys make up the escort for the young woman, and to them everyone
yields gladly and quite voluntarily" (in Rose 1992, 28; italics in text).
While Volkische ideology could easily be fused with racialist or
exclusionary thinking regarding minority groups within the society, there was
only gradual development in this direction, and it was not until the end of
the 19th century that such linkages became common among anti-Semites. The
gradual shift in Volkisehe ideology from an ideology of assimilation of the
entire society into a cohesive group to an ideology of racism and exclusion
thus paralleled the general shift from assimilationism toward separatism as a
solution to the Jewish question. However, even during the Weimar period some
Volkische thinkers--by then a distinct minority--advocated the complete
assimilation of Jews within German society.
This ideal of "hierarchic harmony" and group cohesion apparent among these
intellectuals therefore did not originate as an aspect of group conflict
between Germans and Jews but predated the escalation of this conflict in the
late 19th century.5 In The Culture of Critique I suggest that the ideals of
hierarchic harmony and muted individualism are primitive features of
prototypical Western social organization.6 This Western ideal of hierarchic
harmony can be and often has been a powerful force favoring assimilation, and
intellectuals advocating hierarchic harmony could also be advocates of Jewish
assimilation. For example, Treitschke proposed that Jews become completely
assimilated to Germany and that Germany itself be organized as a harmonious
hierarchy led by an aristocratic elite (Dorpalen 1967, 242-243). Nevertheless,
Volkisch ideology can easily be transformed into an ideology of intergroup
conflict in the event that parts of the society remain unassimilable.
It is noteworthy that German anti-Semitism in no way depended at any time
on racial theory (Katz 1983, 41-42). For example, the National Socialists
regarded Paul de LaGarde as an important forerunner despite the complete
absence of race in his theorizing. Moreover, the National Socialists'
opposition to Jews went well beyond their denigration of other races and their
attempts to dominate other racial groups. They focused on the same alleged
Jewish traits ("moral insensitivity, acquisitiveness, xenophobia, and the
like") that had been characteristic of anti-Semitic attitudes since the
beginnings of the diaspora, the only difference being that the traits were now
attributed to racial differences. "It could therefore be argued that the
notion of race, far from being the source of anti-Semitism, only acquired its
force as a political weapon through contact with an already existing
anti-Semitic tradition" (Katz 1983, 42-43).
In the event, Jews remained as an unassimilated outgroup, and certain real
differences between Jews and gentiles developed into a variety of negative
stereotypes expected on the basis of social identity theory. Indeed,
anti-Semitism based on these issues was a broad regional phenomenon, occurring
throughout much of Eastern Europe, Austria, and France (Friedlander 1997;
Hagen 1996). Jews not only continued as an ethnically unassimilated group but
were, "in their majority, not carried away by the 'hurrah patriotism' of the
exuberant nationalists. They inclined, their devotion to Germany
notwithstanding, to humanism, reasonableness, moderation, and a measure of
internationalism, influenced also by the fact of Jewish dispersion across
national frontiers" (Mosse 1989, 43-44). Jews were thus less enthusiastic
about creating a highly cohesive, unitary German society than were gentile
Germans, and this general tendency among Jews would, in the minds of gentiles,
be exacerbated by such salient examples as Jewish-owned publishing companies
that were opposed to German nationalism. The disproportionate, high-profile
involvement of Jews in leftist, anti-nationalist revolutionary movements in
Germany, Hungary, the Soviet Union, and Poland (e.g., Friedlander 1997, 91-93)
would also feed into these stereotypes. The presence of an increasingly
prominent movement of Jewish nationalism (i.e., Zionism) would have similar
effects, as would the presence of a significant number of foreign-looking
Jewish immigrants from Eastern Europe. On the basis of social identity theory,
given the salience of Jewish-gentile group membership during this period these
real group differences would become exaggerated. Gentile Germans would come to
define their ingroup as patriotic and loyal, while Jews would be stereotyped
as the opposite.
Also tending to exacerbate these social identity processes was the
heightened level of resource competition between Germans and Jews as Jewish
upward mobility, especially in the period after 1870, resulted in very large
Jewish overrepresentation in all of the markers of economic and professional
success as well as in the production of culture, the latter viewed as a highly
deleterious influence (see Chapter 2; PTSDA, Ch. 5). Indeed, an important
component of anti-Semitism in the late 19th century appears to have been the
desire of many Germans to participate in a cohesive group in order to compete
with Jews economically and socially (Massing 1949, 79). Interestingly, the
powerful cohesion of the Jews was viewed as their "most sinister" attribute
(Massing 1949, 79; see also Pulzer 1979, 78), a comment that suggests that
anti-Semitism was partly a reaction to the perception that the Jews
constituted a highly cohesive group--"a political, social and business
alliance for the purpose of exploiting and subjugating the non-Jewish peoples"
(from a 19th-century anti-Semitic publication; in Massing [1949, 79]).
Many anti-Semitic leaders envisaged uniting the German people in an
effective group strategy against the Jews. For example, the Catholic newspaper
Gerinania combined advocacy of economic cooperation among gentiles and gentile
credit institutions with admonitions against buying or borrowing from Jews.
Theodor Fritsch's "Ten German Commandments of Lawful Self-Defense" (reprinted
in Massing 1949, 306) combined exhortations to ethnic pride and within-group
cooperation with a program of economic and social boycott of Jews: "Be proud
of being a German and strive earnestly and steadily to practice the inherited
virtues of our people, courage, faithfulness and veracity." "Thou shalt be
helpful to thy fellow German and further him in all matters not counter to the
German conscience, the more so if he be pressed by the Jew." (in Massing 1949,
306-307)7
Massing provides several other examples of anti-Semitic programs calling
for German group solidarity combined with exclusion of Jews from public life,
cessation of all contact with Jews, and boycotts of Jewish economic
enterprises. Wilhelm Marr conceptualized Jews as "not a small, weak group,
they are a world power! They are much stronger than the Germans" (in Massing
1949, 8).
Marr viewed Jews as having superior powers and as engaging in a war on
Germans and their culture in which each person must choose sides between
clearly demarcated groups. Similarly, the anti-Semite Otto Glegau advocated
organization of politically powerless gentile groups of artisans, small
entrepreneurs, and merchants "whose livelihood and status were in jeopardy"
(p. 10) and who were most affected by Jewish competition. After citing
statistics on the percentages of Jews among employers and among students in
institutions of higher education, Adolf Stoecker stated that "Should Israel
grow further in this direction, it will completely overcome us. One should not
doubt it; on this ground, race stands against race and carries on--not in the
sense of hatred but in the sense of competition--a racial struggle" (in Telman
1995, 107). The view that the Jews were a stronger group than the Germans was
common among anti-Semites of the period (see Zimmerman 1986, 100).
The perception that Jews themselves were greatly concerned with racial
purity was recognized as early as the 1840s by Jews attempting to combat
anti-Semitism (Schorsch 1972, 8). The racial anti-Semites of the post-1880
period were greatly concerned with racial purity. Fritsch's third commandment
was "Thou must keep thy blood pure. Consider it a crime to soil the noble
Aryan breed of thy people by mingling it with the Jewish breed. For thou must
know that Jewish blood is everlasting, putting the Jewish stamp on body and
soul unto the farthest generations." Similarly, Wilhelm Marr's Der
Judenspiegel (published in 1862) conceptualized Judaism as a racially pure
group. Marr emphasized the racial gulf between Germans and Jews and advocated
intermarriage as a way of assimilating Germans and Jews (Zimmerman 1986, 47) 8
This concern with group competition and racial purity is also evident among
racialist thinkers who based their ideas on evolutionary thinking. There is
evidence for the development in Germany during this period of a
conceptualization of human evolution as fundamentally involving group rather
than individual competition. Some of the most strident anti-Semites in the
twenty years prior to World War I were ultra-nationalist groups "preaching a
racially-based integral nationalism and a Social Darwinist view of the world"
(Pulzer 1988, xx; Gordon 1984, 25-2 6). From the present perspective, the
important point is the idea that the races were in competition with each other
and that they should remain separate in order to maintain racial purity.
Houston Stewart Chamberlain is of particular interest in this regard, both
because he was a prime influence on Hitler9 and because of his interpretation
of Judaism as a group evolutionary strategy. Indeed, Chamberlain, and
especially his Foundations of the Nineteenth Century (1899), was highly
influential among German educated classes generally (Field 1981, 225ff).
Chamberlain notes that this "alien people has become precisely in the course
of the nineteenth century disproportionately important and in many spheres
actually dominant constituent of our life" (Chamberlain 1899, I, 330). Clearly
Chamberlain believed that Jews and gentiles were in competition in Germany.
Chamberlain exhibits a strong concern with the importance of racial
purity, but it is important to note that his exemplar of racial purity is the
Jews, and especially the Sephardic Jews. Chamberlain regarded the Jews as
having preserved their racial purity over the millennia--a point of view that
had been expressed originally by Benjamin Disraeli (see below) and later by
the French Count Arthur de Gobineau. His reaction to observing Sephardic Jews
is nothing less than ecstatic: "This is nobility in the fullest sense of the
word, genuine nobility of race. Beautiful figures, noble heads, dignity in
speech and bearing" (I, 273). "The Jews deserve admiration, for they have
acted with absolute consistency according to the logic and truth of their own
individuality, and never for a moment have they allowed themselves to forget
the sacredness of physical laws because of foolish humanitarian day-dreams
which they shared only when such a policy was to their advantage" (I, 331).
Chamberlain was thus one of many anti-Semites for whom "the perception that
Jews maintained their cohesiveness and sense of identity under all conceivable
circumstances was a source of both fear and envy. Indeed, for many
anti-Semites this racial perseverance and historical continuity provided a
kind of mirror-image model worthy of emulation" (Ascbheim 1985, 239). The
attitudes of the anti-Semites on racial purity are therefore mirror-images of
previously occurring Jewish practices. Evidence in this chapter (see also
Chapter 4 and PTSDA, Chs. 2-4) indicates that there is far more than a grain
of truth to the idea that the Jews have been concerned to prevent significant
influx of gentile genes into the Jewish gene pool.
However, Chamberlain goes beyond this to assert that Jews have gone to
great lengths to maintain their own racial purity and at the same time have
consciously attempted to enter the gentile gene pool. In support of his
argument, Chamberlain states (I, 332-333) that in 1807 the Jewish leaders
accepted all of Napoleon's articles aimed at ending Jewish separatism with the
exception of complete freedom of intermarriage with Christians; while
accepting marriage of daughters with Christians, they rejected the marriage of
sons with Christians (a claim I have not been able to verify). He also asserts
that the Rothschilds married daughters to the nobility of Europe but had never
married a son into it; also, in an earlier section (I, 274) he states that the
Sephardic Jews excluded the bastard offspring of Jewish females from the
community.
The possibility that an aspect of Judaism as an evolutionary strategy has
been to enter the gentile gene pool without admitting gentile genes to their
own group is an important empirical proposition, especially given the role of
consanguinity [inbreeding] and endogamy [marrying kin] in facilitating group
solidarity and altruism among Jews (see PTSDA, Chs. 6, 8). It may well have
been the case in traditional societies that intermarriage was mainly
accomplished by wealthy Jews providing dowries for their daughters to marry
gentiles in the nobility rather than by bringing a gentile woman into the
family as the future mother of Jewish children and heirs to the estate. I have
noted some evidence for this proposition in the material on Spain and Portugal
beginning in the medieval period and extending through at least the 15th
century, as well as some indication that this was also a concern in the late
Roman Empire (see Chs. 3-4).
It was indeed common for German aristocratic families to restore their
fortunes by accepting wealthy Jewish daughters-in-law in the late 19th century
(Massing 1949, 106-107). (One publication listed more than a thousand families
where Jewish women had been married into the gentile aristocracy [Pulzer 1964,
281]). As Chamberlain asserted, the marriage policy of the Rothschilds was
that "boys must choose other Rothschilds, or at least other Jews, for their
brides; the girls were sometimes allowed Christian aristocrats" (Morton
1961,98).10 Moreover, many of the descendants of the 18th-century German court
Jews converted to Christianity but continued to marry among themselves,
although daughters were commonly married into the gentile nobility (W. E.
Mosse 1987, 37). Such behavior by a nominally converted group of Jews (who are
in effect crypto-Jews from the standpoint of the evolutionary strategy) is
exactly analogous to the marriage practices of wealthy New Christians
discussed in Chapter 4.
Traditional Jewish law traces descent through the mother, not the father.
Thus the offspring of a Jewish male and a gentile female would not be
considered Jews and would be lost to the Jewish gene poo1. However, the
offspring of a Jewish female married into the gentile nobility might be
technically eligible to be Jews, but if their children then married into the
gentile gene pool, as would normally be the case, they too would be lost to
the Jewish gene pool. "Jewish women. . . who married Gentiles would join
Gentile lines and, Talmudic law notwithstanding, would normally produce
'Gentile' offspring. A Jewish woman 'marrying out' would almost invariably
abandon her formal Jewish identity" (Mosse 1989, 334).11
This functional interpretation of tracing Jewish descent through the
mother can also be seen in Jewish religious writings. Epstein (1942, 166)
notes that Ezra's racialist motivation can be seen by his exclusive concern
with Israelite men marrying foreign women because the children of unions with
Israelite men would be brought up in the Israelite community while those of an
Israelite female marrying a foreigner would be lost to the community.
Moreover, as indicated by The Code of Maimonides (see PTSDA, Ch. 4), despite
the concentration on investigating female relatives to assure family purity,
the goal was to maintain the purity of the male line, and especially so in the
case of priests. Females could marry men of invalid descent, but men could
not. This emphasis on the purity of the male line combined with tracing Jewish
descent through the mother would then function in practice as Chamberlain
suggests: Jewish stem families could remain "racially pure," while the gene
pool of the gentile aristocracy would contain some Jewish admixture.
Although not mentioned by Chamberlain, consanguineous marriages
[inbreeding] among highly visible and immensely wealthy Jewish families may
also, via social identity processes, have sharpened gentile perceptions of
Jews as highly concerned with racial purity. There was a relatively high level
of consanguineous marriage among Jews generally (see PTSDA, Ch. 4, 6, 8), and
the highly visible Rothschild family practiced consanguineous marriage even
more intensively than Jewish families generally during the period, including a
highly visible example of uncle-niece marriage and a great many first cousin
marriages: "No other family was to practice it [inbreeding] to the same extent
as the Rothschilds" (Derek Wilson 1988, 81). Consanguineous marriages12
continued to be a prominent trend among the Jewish haute bourgeoisie
throughout the 19th century and into the 20th (Mosse 1989, 161ff).
Chamberlain (as well as other racialist "Social Darwinist" thinkers-see
Krausnick 1968) developed the view that competition between racial groups
rather than between individuals was central to human evolution: "The struggle
which means destruction of the weak race steels the strong; the same struggle,
moreover, by eliminating the weaker elements, tends still further to
strengthen the strong" (1899, I, 276). Chamberlain (1899, I, 277) also
proposed that the Jews had engaged in artificial selection within their gene
pool in order to produce a more competitive group, suggesting that Chamberlain
recognized the importance of eugenic practices among Jews.
The emphasis on group competition in these writings is striking.
Interestingly, Darwin (1874) himself believed that altruism and the social
emotions, such as sympathy and conscientiousness, were restricted to one's own
group and were quite compatible with hostility directed toward outsiders,
indicating that he had a keen sense of the importance of intergroup
competition in human evolution. However, for Darwin this intergroup
competition was not necessarily competition between ethnic groups, much less
races. Instead, Darwin's perspective appears to be much more compatible with
the social identity perspective developed in Chapter 1, that hostility is
directed at other groups, whatever their origin, and typically these other
groups will be neighboring tribes and therefore of similar racial/ethnic
composition.
The belief that competition between groups is an important aspect of human
evolution has therefore a long history in evolutionary thought. In the hands
of these German racial theorists, this thought was transformed in two
fundamental ways. First, the competition was conceptualized as occurring
between well defined, genetically segregated racial/ethnic groups; second, the
racial/ethnic purity of a group became a critical factor in the success of the
group. Both of these points, particularly the latter, are foreign to
mainstream Darwinism, and indeed seem to have originated with these thinkers.
One might speculate that these German thinkers emphasized these ideas
because intrasocietal group-level resource competition between Jews and
gentiles was so salient to them, and in addition because the Jews themselves
were highly concerned about racial purity. In the British-American tradition,
where this divisive intrasocietal form of ethnically based resource
competition and concern with ethnic purity by sub-groups were far less
salient, the dominant theoretical tradition ultimately rejected entirely the
notion of group selection.13
It is interesting in this regard that while in Germany eugenic ideas
tended to be bound up with Volkische nationalism and strong currents of
anti-individualism (see Gasman 1971), eugenic beliefs in Britain were much
less associated with racialist views, were more often held by social radicals
with utopian visions,14 and were more often motivated by individualistic
concern that dysgenic practices would result in increasing burdens to society
(Kevles 1985, 76, 85). Similarly, while racial science in Germany was deeply
concerned with developing ideas on differences between Germans and Jews as
distinct races, British race scientists devoted only a "passing and exemplary
discussions" to Jews, a phenomenon that "mirrored in some respects the
unobtrusive character of Anglo-Jewry as a whole and the somewhat lackadaisical
English attitude towards the country's Jewish subjects" (Efron 1994, 45).
Jews did not represent a competitive threat in England during this period.
Israel (1985, 242) notes that Jews played a remarkably small role in the
economic development of England--amounting to little more than dominating the
diamond and coral trades. They also represented only a minute percentage of
the population, 0.01 percent in the nineteenth century (Sorkin 1987, 175).
Throughout this period England remained an ethnically homogeneous society,
without ethnically-based resource conflict. However, even in England there was
anti-Semitism, directed both at the "cousinhood" of wealthy Jewish families
and, later in the century, Orthodox immigrants from Eastern Europe (Bermant
1971).
Such a relativist perspective on the nature of scientific theory
development is highly compatible with Gould's (1992) perspective on
extra-scientific influences on the development of evolutionary theory: He
proposes that evolutionary theory is influenced by the beliefs and interests
of its practitioners. This, of course, does not imply that these beliefs were
not based on reality; in the present case there is in fact evidence that Jews
were concerned about racial purity, and also for group-based resource
competition between Jews and gentiles.
Chamberlain is viewed as a major influence on Hitler, and indeed it would
appear that Hitler's basic beliefs about Jews are almost exact replicas of
Chamberlain's. Hitler viewed himself as a unique combination of intellectual
and politician--a politician with a Wehanschauung (Jackel 1972, 13). Many
historians have dismissed the view that Hitler had a consistent ideology, but
I agree with Jackel (1972), Gordon (1984), and others that in fact Hitler was
extraordinarily consistent in his beliefs and in his behavior in pursuit of
those beliefs. Anti-Semitism was "the center of both his personal and his
political career" (Jackel 1972, 53); "[T]he Jewish question [was] the central
motivating force of his political mission" (p. 53). The centrality of Jewish
issues for Hitler is apparent throughout his career up to the very end (see
Maser 1974). The sections of Mein Kampf relevant to anti-Semitism are entirely
straightforward and are consistent with an evolutionary perspective in which
group strategies are a central notion.
Hitler believed that races, including the Jews, are in a struggle for world
domination, and he had a very great respect for the ability of Jews to carry
on their struggle. In Mein Kampf (1943) he writes that he sometimes asked
himself "whether inscrutable Destiny . . . did not with eternal and immutable
resolve, desire the final victory of this little nation" (p. 64); later he
characterizes Jews as "the mightiest counterpart to the Aryan" (p. 300).
Hitler had a clear conceptualization of Jews as a strategizing ethnic
group in competition with the Germans. Like Chamberlain, Hitler emphasized the
ethnic nature of Judaism. In Mein Kampf he describes his realization that the
Jews were "not Germans of a special religion, but a people in themselves" (p.
56). He makes this point very forcefully at the beginning of his comments on
Jews and presents it as the instigating factor in his own anti-Semitism. His
negative response when first observing a Jew in Vienna reflects the theme of
cultural separatism so central to the long history of anti-Semitic writing: "I
suddenly encountered an apparition in a black caftan and black hair locks. Is
this a Jew? ... "But the longer I stared at this foreign face, scrutinizing
feature for feature, the more my first question assumed a new form: Is this a
German?" (p. 56).
His attitude that Jews were an ethnic group and not a religion was
confirmed by his discovery that "among them was a great movement. . . which
came out sharply in confirmation of the national character of the Jews: this
was the Zionists" (p. 56; italics in text). Hitler goes on to remark that
although one might suppose that Zionism was characterized by only a subset of
Jews and condemned by the great majority, "the so-called liberal Jews did not
reject Zionists as non-Jews, but only as Jews with an impractical, perhaps
even dangerous, way of publicly avowing their Jewishness. Intrinsically they
remained unalterably of one piece" (p. 57).
These comments by Hitler indicate the reality of the worst fears of the
German Reform movement during this period, that continued existence of Jewish
cultural separatism characteristic of Orthodox Jews would result in
anti-Semitism because Jews would be viewed as aliens (Aschheim 1982; Vollcov
1985; Wertheimer 1987),16 and that the publicly expressed ethnocentric
nationalism of the Zionists would increase anti-Semitism because Jews would be
perceived not as a religious group but as an ethnic/national entity. As Katz
(1986, 149) points out, Zionism, international Jewish organizations such as
the Alliance Israelite Universelle, and continued Jewish cultural separatism
were important sources of German anti-Semitism beginning in the late 19th
century.
Further, Hitler, like Chamberlain, believed that Jews were concerned about
retaining their own racial purity while consciously attempting to "pollute"
that of others: "While he seems to overflow with 'enlightenment,' 'progress,'
'humanity,' etc., he himself practices the severest segregation of his race.
To be sure, he sometimes palms off his women on influential Christians, but as
a matter of principle he always keeps his male line pure. He poisons the blood
of others, but preserves his own. The Jew almost never marries a Christian
woman; it is the Christian who marries a Jewess . . . . Especially a part of
the high nobility degenerates completely. The Jews. . . systematically carries
on this mode of "disarming" the intellectual leader class of his racial
adversaries. In order to mask his activity and lull his victims, however, he
talks more and more of the equality of all men without regard to race and
color. The fools begin to believe him. (pp. 3 15-3 16) His ultimate goal is
the denationalization, the promiscuous bastardization of other peoples, the
lowering of the racial level of the highest peoples as well as the domination
of this racial mishmash through the extirpation of the folkish intelligentsia
and its replacement by members of its own people. (p. 84)"
Hitler, like Chamberlain, emphasized group-level competition and the
importance of racial purity in making the group more competitive. Hitler
detailed his beliefs regarding the course of Jewish/gentile resource
competition over historical time. Within this struggle, purity of blood was of
prime importance. Hitler viewed the Germans as a unique, distinctive and
superior ethnic group. There was an emphasis on Germanic prehistory and the
inculcation of ethnic pride--themes that are clearly present in the Volkische
literature of 19th-century Germany--as well as the idea of the Volk as a
mystical collective entity which bound its members into deep association with
each other (see Mosse 1964, 1970). Comparisons between the noble, spiritual,
inventive Germans and the parasitic, nomadic, materialistic, unassimilable
Jews were common in the Vollgsche literature.
Interestingly, Hitler believed that the greatest strength of the "Aryan"
race was not in its intelligence but in its willingness to sacrifice
individual interests to group goals--clearly an indication of his belief that
the Aryans constituted an altruistic group and undoubtedly a reflection of the
National Socialists' strong emphasis on the inculcation of self-sacrifice and
a group orientation in the Hitler Youth. "In [the Aryan] the instinct of
self-preservation has reached its noblest form, since he willingly
subordinates his own ego to the life of the community and, if the hour
demands, even sacrifices it" (p. 297).
VOLKISCHE IDEOLOGY AND ATTITUDES OF RACIAL SUPERIORITY AMONG JEWISH
INTELLECTUALS IN THE PRE-NATIONAL SOCIALIST PERIOD
"[The German soul was] determined by the soil and air of this land,
determined by the blood and destiny of its people, eternally closed to us. We
can grasp it faintly, but our productive stock comes from other provinces, is
supplied from different depths, watered from different springs. (Comments of a
Zionist during the Weimar period; in Niewyk 1980, 129)"
An important thesis of Chapters 3-5 is that anti-Semitic movements and
their enemies come to resemble each other in important ways, so that, for
example, in the case of German racial anti-Semitism, a Western anti-Semitic
movement developed a strong concern with endogamy, anti-individualism, and
racial purity despite general Western tendencies toward exogamy,
individualism, and assimilation. In the following, I will explore from this
perspective Jewish involvement in Volkische ideologies and attitudes of racial
superiority. Like their mirror-image enemies, there is evidence that many
Jewish intellectuals in the pre-National Socialist period had a strong racial
conceptualization of the Jewish people and believed in the superiority of the
Jewish "race."
Such ideologies and attitudes are also important because social identity
theory predicts that even a few examples of well-known Jewish theorists who
viewed Jews as a superior race would be likely to be very influential in
shaping gentile attitudes on how Jews perceived themselves. Given the context
of between-group conflict that characterized the period under discussion
(roughly 1850 to 1933), gentiles would be likely to suppose that attitudes of
Jewish superiority characterized the Jewish community as a whole, either
overtly or covertly. It is also easy to see that because of the salience of
this type of racialist rhetoric, gentiles would attempt to avoid making a Type
II error even if in fact the great majority of Jews refrained from an openly
stated racialism: If one knows that a prominent subset of Jews conceptualizes
Judaism as a race and places a high value on racial purity, and even views
Jews as a racially superior group, the best strategy is to assume the worst
about most Jews. Gentiles should prevent the error of rejecting the
proposition "Jews are an ethnic group and view themselves as an ethnic group,
not a religion; they are intent on retaining their racial purity and
dominating gentiles by virtue of their superior intellectual abilities," when
it could be true. Therefore, a gentile would assume it is true.
These attitudes of gentiles would also be facilitated by the fact that
these beliefs were highly compatible with contemporary scientific perspectives
on race--the modern arbiter of intellectual respectability. Moreover, we shall
see that racialist comments occurred throughout the spectrum of Jewish
identification, from liberal Reform Jews to Zionists, and that as time went
on, there was an increasing rapprochement between liberal Jews and Zionists
among whom racialist ideas were quite common. This rapprochement may well have
contributed to gentiles perceiving Zionist attitudes on Jewish racial
separateness and racial superiority as well within the Jewish mainstream.
Zionism was highly salient to the National Socialists and other anti-Semites,
many of whom agreed with the Zionists' racial interpretations of Judaism and
with their desire for Jews to leave Germany and build a community in
Palestine. (Niewyk [1980, 142] points out that Zionists did not expect all
Jews to go to Palestine but aimed rather at preparing Jews to live as an
unassimilated minority in Germany.)
Benjamin Disraeli, although baptized, developed views on the importance of
racial purity and the superiority of Jewish heredity, in such works as
Coningsby or the New Generation (1844), Tancred, or the New Crusade (1847),
and the non-fictional Lord George Bentinck: A Political Biography (1852). As
Rather (1990, 141ff; see also Field 1981, 215) points out, Disraeli's views on
the importance of racial purity and the role of racial intermixture in the
decline of race and culture antedated the writings of Gobineau and were
sufficiently well known to have been quoted approvingly by Chamberlain in his
Foundations (I, 271): "Let Disraeli teach us that the whole significance of
Judaism lies in its purity of race, that this alone gives it power and
duration." "Disraeli rather than Gobineau--still less Chamberlain--is entitled
to be called the father of nineteenth-century racist ideology" (Rather 1990,
146). Disraeli "may have been, both as a writer and even more as a personal
symbol, the most influential propagator of the concept of race in the
nineteenth century, particularly publicizing the Jews' alleged taste for
power, their sense of superiority, their mysteriousness, their clandestine
international connections, and their arrogant pride in being a pure race"
(Lindemann 1997, 77).
Disraeli noted that Jews have risen quickly to positions of prominence in
a wide range of societies despite anti-Semitism. He viewed Jews as a separate
race and believed that the key to their superiority was that, unlike the other
Caucasian nations, they had retained their racial purity. The inferior races
persecute the Jews, but inevitably "the other degraded races wear out and
disappear; the Jew remains, as determined, as expert, as persevering, as full
of resource and resolution as ever. . . . All which proves, that it is in vain
for man to attempt to baffle the inexorable law of nature which has decreed
that a superior race shall never by destroyed or absorbed by an inferior"
(Disraeli 1852, 490, 495).18
Disraeli believed that Jews were responsible for virtually all the
advances of civilization, including the moral advances of Christianity as well
as the accomplishments of prominent businessmen, philosophers, diplomats, and
musicians (including Mozart!). Jews were behind the great European
intellectual movements: "You never observe a great intellectual movement in
Europe in which the Jews do not greatly participate. The first Jesuits were
Jews; that mysterious Russian Diplomacy which so alarms Western Europe is
organized and principally carried on by Jews; that mighty revolution which is
at this moment preparing in Germany . . . is entirely developing under the
auspices of Jews, who almost monopolize the professorial chairs of Germany"
(Disraeli 1844, 232). The Franks, on the other hand, are a "flat-nosed" group
(Tancred, 223) descended from a horde of pirates. They are "full of bustle and
puffed up with self-conceit (a race spawned perhaps in the morasses of some
Northern forest hardly yet cleared)" (Tancred, 223).
Heinrich Heine was another baptized Jewish intellectual racialist who
conceptualized the Jews as a racial/ethnic group that had made great moral and
ethical contributions to European culture. Beginning in the 1840s, Heine
developed a biological conception of Judaism, as indicated by his using the
German word Stamm (tribe, with the implication of descent from common
ancestors) and Rasse (race) to refer to Jews (Prawer 1983, 766-767). Moreover,
during this period Heine increasingly stressed the "universal validity of
Jewish ethics and the universal message of Jewish Messianism," and he made
"repeated assertions that through its absorption of Old Testament ethics and
history, modern Europe had become, in a sense, Jewish" (Prawer 1983, 765,
769).
Although Disraeli and Heine pioneered views of Jews as an intellectually
and morally superior, racially pure ethnic group, Jewish racialist thinking
was most closely associated with Zionism. Katz (1986b, 149) makes the
important point that Jewish nationalism in the post-Emancipation period,
including Zionism, was not a reaction to gentile anti-Semitism.19 Rather,
Jewish nationalism provoked anti-Semitism as a gentile reaction--a critical
example of the reactive anti-Semitism theme of Chapters 3-5: "Modem
anti-Semitism was itself a reaction to Jewish proto-nationalism, to the
incapacity and unwillingness of Jewry to divest itself of all the
characteristics of national life except that of religion. True, once
anti-Semitism--until then a mere undercurrent-erupted as a full-fledged
movement in the 1870s and eighties, it gave a tremendous push to Jewish
national aspirations. Yet this was already the second phase of a dialectical
process. The starting point of the process was not anti-Semitism, but the
perseverance of Jewish qualities."
In support of this argument, Katz (1979, 50) notes that in Eastern Europe
Jewish nationalism emerged concurrently with the secularization of society and
was in no way dependent on the processes of emancipation and cultural
assimilation characteristic of the German situation. Eastern European Jewish
nationalism, complete with ideological and literary expressions, appeared long
before the anti-Semitic pogroms of the 1880s.
Important Jewish intellectuals developed Volkische ideologies as well as
racialist, exclusivist views, which, like those of their adversaries, were no
longer phrased in religious terms but rather in a primitive language of
evolutionary biology. These intellectuals had a very clear conception of
themselves as racially distinct and as a superior race (intellectually and
especially morally), one that had a redemptive mission to the German people
and other gentiles. As expected by social identity theory, while the Germans
tended to emphasize negative traits of the Jewish outgroup, the Jewish
intellectuals often conceptualized their continued separatism in moral and
altruistic terms. As indicated in Chapter 7, Jewish self-conceptualizations as
a moral and altruistic group with a redemptive mission to gentiles have been
the pre-eminent pose of Jewish intellectuals in the post-Enlightenment
intellectual world.
The result was that anti-Semites and zealous Jews, including Zionists,
often had very similar racialist, nationalist views of Judaism toward the end
of the 19th century and thereafter (Katz 1986b, 144). Zionism and
anti-Semitism were mirror-images: "in the course of their histories up to the
present day it has looked as if they might not only be reacting to one another
but be capable of evolving identical objectives and even cooperating in their
realization" (Katz 1979, 51). Nicosia (1985) provides a long list of German
intellectuals and anti-Semitic leaders from the early 19th century through the
Weimar period who accepted Zionism as a possible solution to the Jewish
question in Germany, including Johann Gottleib Fichte, Konstantin Frantz,
Wilhelm Marr, Adolf Stoecker. All conceptualized Judaism as a nation apart and
as a separate "race."
Efron (1994, 126) notes that the idea of essential racial differences
between groups pervaded the cultural landscape of fin de Sieicle Europe, and
Jews, including especially the Zionist racial scientists, were no exception to
this trend.
While the anti-Semites stressed the moral inferiority of Jews, the Jewish
racial scientists stressed Jewish contributions to civilization and looked
forward to a national rebirth of Jewish culture in a Zionist state.
The influential proto-Zionist Moses Hess (1862) whose major work, Rome and
Jerusalem, was published in 1862, had well-developed racialist ideas about
Jews. Although his book was published prior to the intensification of
anti-Semitism consequent to complete Jewish emancipation in 1870, it has
strong overtones of racial superiority. Hess believed that the different races
had enduring psychological and physiological traits, and that the
Indo-European traits (embodied by the ancient Greeks) were fundamentally
opposed to the Semitic traits (embodied by the ancient Israelites). Like
Disraeli and Chamberlain, Hess believed that history is primarily a struggle
between races, not social classes, and like these thinkers, Hess (p. 27)
believed that a Jew is a Jew "by virtue of his racial origin, even though his
ancestors may have become apostates." Judaism in that view, is at its essence
the nationalistic aspirations of the Jewish "race," but while other races
attempt to gain territory, the role of the Jews is to function as a moral
beacon to the rest of humanity. Hess states that Jewish racial characteristics
predominate over Indo-Germanic characteristics in intermarriage and that they
have survived intact since the sojourn in Egypt (p. 60).20 The racial type
comes through even in individuals whose ancestors became apostates (p. 98),
and even converted Jews retain interest in Jewish affairs and have strong
beliefs in the importance of Jewish nationality (p. 98).
According to Hess, Jews have what Rose (1990, 332) terms a "primal-racial
mission" to the rest of humanity:21 "It is through Judaism that the history of
mankind has become a sacred history. I mean by that, that process of unified
organic development which has its origin in the love of the family and which
will not be completed until the whole of humanity becomes one family" (Hess
1862, 120).
However, this single family of mankind does not imply assimilation. At the
end of history, all of the different races will "live on in friendly fashion
with one another, but live each for the other, preserving, at the same time,
their particular identity" (p. 121; italics in text). Jewish particularism is
thus transformed into a genetically mediated messianic universalism in which
Judaism will persist as a racial type in a utopian world it has altruistically
led to universal harmony. In this future world, the German is faulted for
desiring to possess their "fatherlands and dominions for himself. He lacks the
primary condition of every chemical assimilative process, namely warmth" (p.
78). Hess also castigated the Reform Jew because of "the beautiful phrases
about humanity and enlightenment which he employs as a cloak to hide his
treason, his fear of being identified with his unfortunate brethren" (p.
75)--an indication that he viewed Reform Jews as attempting to deceive Germans
into believing that they had no interest in Jewish nationalism or the fate of
Jews in other countries.
There were also parallels between the views of the anti-Semite Richard
Wagner and the Zionist Ahad Ha-Am (pseudonym of Asher Ginsberg) (Katz
1986b).22 Both developed the idea that Jews could not have their own artistic
spirit because they failed to identify completely with the surrounding
culture. In an essay originally published in 1889, Ha-Am (1922, 3) claimed
Judaism was not merely a religion but a nation bound together with deeply felt
emotional bonds. Like many anti-Semites, Ha-Am also had a well-developed
anti-individualist perspective, in which Jews must view themselves as a part
of the larger corporate group and sacrifice their personal interests for the
good of the group: "For the people is one people throughout all its
generations, and the individuals who come and go in each generation are but as
those minute parts of the living body which change every day, without
affecting in any degree the character of that organic unity which is the
wholebody" (p. 8).23
Racialist views were especially common among what Ragins (1980, 132ff)
terms the second generation of Zionists, many of whom came to maturity in the
1890s.24 The Zionist journal Die Welt published several articles with a
racialist, Volkische ideology in the late 19th and early 20th centuries. A
writer argued that the Jews were a race with distinctive physical features and
had retained their racial purity over four thousand years. Another contributor
argued that this racial distinctiveness precluded assimilation: "Those who
demand assimilation of us either do not yet know that a man cannot get out of
his skin . . . or else they know this and then expect of us shameful, daily
humiliation, which consists in feigning Aryanism, suppressing our instincts,
and squeezing into the skin of the Aryan, which does not fit us at all" (in
Ragins 1980, 150). Another author agreed with the racialist writings of
Gobineau, who emphasized the high level of racial purity among the Jews and
the incompatibility of Jews with other races (Ragins 1980, 151).
All of the Zionist racial scientists studied by Efron (1994; see also
Endelman 1991, 196), including Elias Auerbach, Aron Sandler, Felix Theilhaber,
and Ignaz Zollschan, were motivated by a perceived need to end Jewish
intermarriage and preserve Jewish racial purity.25 Only by creating a Jewish
homeland and leaving the assimilatory influences of the diaspora could Jews
preserve their unique racial heritage.
Thus, for Auerbach, Zionism would return Jews "back into the position they
enjoyed before the nineteenth century--politically autonomous, culturally
whole, and racially pure" (Efron 1994, 136). Zollschan, whose book on "the
Jewish racial question" went through five editions and was well known to both
Jewish and gentile anthropologists (Efron 1994, 155), praised Houston Stewart
Chamberlain and advocated Zionism as the only way to retain Jewish racial
purity from the threat of mixed marriages and assimilation (Gilman 1993, 109;
Nicosia 1985, 18).26 Zollschan's description of the phenotypic, and by
implication genetic commonality of Jews around the world is striking. He notes
that the same Jewish faces can be seen throughout the Jewish world among
Ashkenazi, Sephardic, and Oriental Jews. He also remarked on the same mix of
body types, head shapes, skin, and hair and eye pigmentation in these widely
separated groups (see Efron 1994, 158).
Arthur Ruppin, the German Zionist and demographer, was an important
historical figure who "represented and symbolized the second era in Zionism"
(Bein 1971, xix) and whose writings were sufficiently well known to merit
comment by American leaders of the Reform movement (Levenson 1989, 327).
(Werner Sombart [1913, 285] cited Ruppin and Elias Auerbach to support his
impression that "today, so far as I can make out, the.. . view prevails that
from the days of Ezra to these the Jews have kept strictly apart" and that as
a result they constituted a distinct racial group.) Ruppin consistently
advocated the view that there was an ethical imperative to retain Jewish
racial purity. Ruppin had a clear conception of the importance of Jewish
"racial types" as central to historical Judaism.27 In an argument reminiscent
of the long history of conceptualizing Judaism as a "light unto the nations,"
Ruppin (1913, 218) stressed that the Jewish intellectual ability was utilized
for humanity as a whole, "for the common good." In Ruppin's view, Jews have
had an immense positive influence on civilization, one that has benefited all
humans. But racial admixture would destroy the unique Jewish contribution to
civilization--an argument which, apart from its assertion of Jewish ethical
altruism vis-a-vis the gentiles, is reminiscent of those presented by many
theorists of Aryan racial superiority.28
"We can thus accept the high intellectuality of the Jews without reserve,
and are justified in desiring to preserve this high human type . . . as a
separate entity, unmixed, because this is the only possible way to preserve
and develop the race-character. Any highly cultivated race deteriorates
rapidly when its members mate with a less cultivated race, and the Jew
naturally finds his equal and match most easily within the Jewish people. We
cannot absolutely assert that the mixture of Jews with other races invariably
produces a degenerate posterity. . . It is certain, however, that by
intermarriage the race-character is lost, and the descendants of a mixed
marriage are not likely to have any remarkable gifts. . . . Intermarriage
being clearly detrimental to the preservation of the high qualities of the
race, it follows that it is necessary to try to prevent it and to preserve
Jewish separatism. (Ruppin 1913, 227-228)"
Another noteworthy Jewish racialist thinker was Martin Buber, the
prominent Zionist and theologian, who wrote of the Jewish Volkgeist and
advocated greater pride in the distinctive Jewish racial features: "A Volk is
held together by primary elements: blood, fate--insofar, as it rests upon the
development of blood--and culturally creative power--insofar as it is
conditioned by the individuality which arises from the blood" (in Ragins 1980,
157). Buber idealized the hyper-collectivist Jewish Hasidim as a basis for
contemporary Judaism because of their intensely emotional commitment to the
group and their mystical love for the Volk (Mosse 1970, 85). "Just as the
Germans attempted to root this mystical tradition in their national mystique,
so Buber eventually attempted to embody this Mytlios in the Jewish Volk,
exemplified by the Hasidim" (Mosse 1970, 87). As a result of Buber's
influence, Zionist publications during the Weimar years "were replete with
favorable references to 'the mysticism of blood,' 'racial genius,' and the
'Jewish people's soul'" (Niewyk 1980, 13 l).29
This Volkisch idea of a membership in a highly cohesive group was pursued
by a great many Jewish youth who, by World War I and thereafter, "found an
answer to their Jewishness through a deepening of the experience that bound
them together, with their own age and kind, in a meaningful community" by
joining the Jewish Bund (Mosse 1970, 98-99). The concurrent German Youth
Movement satisfied similar desires for membership in cohesive groups among
gentile Germans. Although the German Youth Movement tended to not fuse
Volkische thinking with racism and exclusivism even into the Weimar period
(Mosse 1970, 20), many Jewish and gentile German youth were in fact members of
mirror-image, emotionally compelling, cohesive groups: "Once again one is
struck by the common strivings of Jewish and German youth" (Mosse 1970, 99).
Interestingly, Franz Oppenheimer decried the racialist tendencies of some
of his fellow Zionists, noting that "a racial pride swaggered which was
nothing other than the photographic negative of anti-Semitism" (in Ragins
1980, 124)-- a comment that reinforces the "mirror-image" theme of this
chapter and indicates that for many Jewish Zionists, Jewish racialism went
beyond merely asserting and shoring up the ethnic basis of Judaism, to embrace
the idea of racial superiority. Consistent with the anti-assimilationist
thrust of Zionism, very few Zionists intermarried, and those who did, such as
Martin Buber, found that their marriages were problematic within the wider
Zionist community (Norden 1995). In 1929 the Zionist leaders of the Berlin
Jewish community condemned intermarriage as a threat to the "racial purity of
stock" and asserted its belief that "consanguinity [kin] of the flesh and
solidarity of the soul" were essential for developing a Jewish nation, as was
the "will to establish a closed brotherhood over against all other communities
on earth" (in Niewyk 1980, 129-130).
Jewish assertions of racial superiority may have been tempered somewhat by
the anti-Semitic climate of Central Europe. For example, Ignaz Zollschan
argued that Jewish intellectual superiority was the result of heredity
resulting from eugenic practices within the Jewish community--a view for which
there is ample empirical support (PTSDA, Ch. 7): Jews who were not adept at
religious study lost out in the "struggle for existence" (see Efron 1994,
106). However, Zollschan's lauding of Jewish achievements and Jewish racial
superiority had a "defensive" ring that Efron (1994, 162) attributes to the
anti-Semitic climate surrounding him. On the other hand, Joseph Jacobs,
writing in a much less anti-Semitic England, could freely discuss his views on
the intellectual and moral superiority of Jews in the most respectable
academic circles, including those frequented by his mentor, Sir Francis Galton
(Darwin's cousin and the founder of biometrical genetics and the eugenics
movement).
Assertions of Zionist racialism continued into the National Socialist
period, where they dovetailed with National Socialist attitudes. Joachim
Prinz, a German Jew who later became the head of the American Jewish Congress,
celebrated Hitler's ascent to power because it signaled the end of the
Enlightenment values which had resulted in assimilation and mixed marriage
among Jews: "We want assimilation to be replaced by a new law: the declaration
of belonging to the Jewish nation and the Jewish race. A state built upon the
principle of the purity of nation and race can only be honoured and respected
by a Jew who declares his belonging to his own kind.... For only he who
honours his own breed and his own blood can have an attitude of honour towards
the national will of other nations. (From J. Prinz, Wir Juden [We Jews]
[1934]; in Shahak 1994, 7 1-72; italics in text)"
In 1938, Stephen S. Wise, president of the American Jewish Congress and
the World Jewish Congress, stated that "I am not an American citizen of the
Jewish faith, I am a Jew. . . . Hitler was right in one thing. He calls the
Jewish people a race and we are a race."30
The common ground of the racial Zionists and their gentile counterparts
included the exclusion of Jews from the German Volksgemeinschaft (Nicosia
1985, 19). Indeed, shortly after Hitler came to power, the Zionist Federation
of Germany submitted a memorandum to the German government outlining a
solution to the Jewish question and containing the following remarkable
statement. The Federation declared that the Enlightenment view that Jews
should be absorbed into the nation state: "discerned only the individual, the
single human being freely suspended in space, without regarding the ties of
blood and history or spiritual distinctiveness. Accordingly, the liberal state
demanded of the Jews assimilation [via baptism and mixed marriage] into the
non-Jewish environment. . . . Thus it happened that innumerable persons of
Jewish origin had the chance to occupy important positions and to come forward
as representatives of German culture and German life, without having their
belonging to Jewry become visible. Thus arose a state of affairs which in
political discussion today is termed "debasement of Germandom," or
"Jewification.". . . Zionism has no illusions about the difficulty of the
Jewish condition, which consists above all in an abnormal occupational pattern
and in the fault of an intellectual and moral posture not rooted in one's own
tradition. (In Dawidowicz 1976, 150-152)"
Most Jews did not openly espouse racialist views in the period we are
discussing--at least partly because they were aware of the ultimate danger of
racialist thinking to Judaism (Ragins 1980, 137). Racialist rhetoric by Jews
was publicly condemned by some Jewish leaders because of fears of
anti-Semitism (Ragins 1980, 137). Recognizing this danger, a major focus of
the Zen tralverein deutscher Staatsbarger jiidischen Glaubens (Central
Association of German Citizens of Jewish Faith)--the main self-defense organ
of German liberal Judaism--was to combat what it termed "racial Semitism"
(Levy 1975, 156).
However, it is quite possible that racialist views were more often
expressed privately than publicly. Lindemann (1997, 91) notes that "even
within those universalistic convictions were nuances with racist undertones"
and cites the French-Jewish writer Julian Benda who observed that there "were
certain magnates, financiers rather than literary men, with whom the belief in
the superiority of their race and in the natural subjection of those who did
not belong to it, was visibly sovereign." A number of Jewish leftist
politicians in France "harbored a sense of their special merit or destiny as
Jews to be political leaders, what they considered their "right to rule.' "
There is considerable evidence that German Jews during this period were
engaged in deception and self-deception regarding their behavior and
motivations (see Chapters 6-8), so it would not be at all surprising to find
Jews who sincerely believed Judaism had no ethnic connotations and
nevertheless opposed intermarriage and conversion, as well as others who
believed it privately but denied it publicly for political reasons.
Ragins (1980, 85) notes the tension between the statements of liberal Jews
that Judaism was nothing more than a religion and their recognition that
traditional Judaism had been far more than that. The claim that Judaism was
nothing more than a religion conflicted with the reality that "there was a
sense of relatedness and cohesiveness among Jews which seemed to extend beyond
the lines drawn by religious factions, uniting Orthodox and Reform" (Ragins
1980, 85). Recognizing this, the Zentralverein at times acknowledged that
Judaism was more than simply a religion and should be defined by a
"consciousness of common descent [Abstammung]" (Ragins 1980, 85), or race (p.
86). Thus in 1928 the director of the Zentralverein asserted that Jews had
been a race since biblical times and concluded that "extraction remains, that
is, the racial characteristics are still present, albeit diminished by the
centuries; they are still present in external as well as mental features" (in
Friedlander 1997, 119).31
The vacillation and ambivalence surrounding racial conceptualizations of
Judaism were also present in American Reform circles in the late 19th century:
"It was not uncommon for a rabbi to make bold pronouncements about his desire
for a universalistic society and then, in moments of frustration or doubt,
revert to a racial understanding of the Jews. . . . While willing to stretch
the definition of Judaism to its limits, it was clear that most Reformers were
not willing to break the historical continuity of the Jewish "race." Even
Solomon Schindler, . . . one of the most radical of Reform rabbis, felt
compelled to acknowledge the racial aspect of Jewish identity. Despite the
high universal task of Judaism, wrote Schindler, "it remains a fact that we
spring from a different branch of humanity, that different blood flows in our
veins, that our temperament, our tastes, our humor is different from yours;
that, in a word, we differ in our views and in our mode of thinking in many
cases as much as we differ in our features." (Goldstein 1997, 50-51)"
Besides the Zionists and a vacillating body of liberal Jewish opinion,
there are several other important Jewish intellectuals who are not associated
with Zionism but nevertheless had strongly racialist views. Heinrich Graetz
(18 17- 1891), the prominent historian of Judaism, was enthusiastic about the
proto-Zionist ideas of Moses Hess, whose work, as we have seen, has strong
overtones of attitudes of racial superiority. Graetz believed that Jews could
solve the world's problems and "sometimes seemed to think Jews would provide
actual world leadership. At others it was to be merely an ethical example. But
in either event he presented the Jews as a superior people" (Johnson 1988,
331). Graetz's sense of Jewish racial superiority was repulsive to gentiles,
and there was an exchange with Heinrich von Treitschke in which the latter
characterized Graetz as an exemplar of the "boasting spirit which, he alleged,
was in the ascendant in Jewish circles and was to be regarded as a menace to
the German empire" (in Bloch 1898, 77). Graetz's work provoked a negative
reaction not only in Treitschke but the German academic establishment as a
whole (Levenson 1989, 329). While intellectuals like Treitschke saw
Christianity as a unifying force for the German nation, Graetz wrote to his
friend Moses Hess that Christianity was a "religion of death," and Hess wrote
to Graetz of his delight in "scourging Germans." Graetz perceived Jews as
battling to destroy Christian culture: "we must above all work to shatter
Christianity" (in Lindemann 1997, 91). These attitudes among prominent Jewish
intellectuals exemplify the theme of cultural conflict between Jews and
gentiles as a theme of anti-Semitism (p. 50ff).
There is a sense of Jewish racial superiority in Graetz's writings as well
as hints that he believed in the importance of racial purity: "There were but
two nations of creative mind who originated [high] culture and raised humanity
from the slough of barbarity and savagery. These two were the Hellenic and the
Israelite people. There was no third race of coadjutors.... If the modern
Roman, German, and Sclavonic nations, both on this side and on the other side
of the ocean, could be despoiled of what they received from the Greeks and the
Israelites, they would be utterly destitute. (Graetz 1898, VI, 706)"
However, the Jews have continued as a creative race into the present,
while the Greeks gradually merged with the barbarians and lost their
distinctiveness--a point remarkably similar to Houston Stewart Chamberlain's
"chaos of peoples" idea described above, in which the decline of the ancient
world is attributed to loss of racial purity: "[The Greeks] despaired of their
bright Olympus, and at best only retained sufficient courage to resort to
suicide. The Greeks were not gifted with the power of living down their evil
fortune, or of remaining true to themselves when dispossessed of their
territories; and whether in a foreign country or in their own land they lost
their mental balance, and became merged in the medley of barbaric nations."32
The psychoanalytic movement was also characterized by ideas of Jewish
intellectual superiority, racial consciousness, national pride, and Jewish
solidarity (Klein 1981, 1 43)33 Freud and his colleagues felt a sense of
"racial kinship" with their Jewish colleagues and a "racial strangeness" to
others (Klein 1981, 142; see also Gilman 1993, 12ff, and The Culture of
Critique, Ch. 4). Commenting on Ernest Jones, one of his disciples, Freud
wrote that "the racial mixture in our band is very interesting to me. He
[Jones] is a Celt and hence not quite accessible to us, the Teuton [i.e., C.
G. Jung] and the Mediterranean man [himself as a Jew]" (in Gay 1988, 186).
Perhaps the clearest indication of Freud's racialist thinking is his
comment to a Jewish woman who had previously intended to have a child by C. G.
Jung in order to reconcile the Aryan/Jewish split in psychoanalysis at the
time. Freud observed "I must confess. . . that your fantasy about the birth of
the Savior to a mixed union did not appeal to me at all. The Lord, in that
anti-Jewish period, had him born from the superior Jewish race. But I know
these are my prejudices" (in Yerushalmi 1991, 45).
A year later after the woman had given birth to a child by a Jewish father,
Freud wrote, "I am, as you know, cured of the last shred of my predilection
for the Aryan cause, and would like to take it that if the child turned out to
be a boy he will develop into a stalwart Zionist. He or she must be dark in
any case, no more towheads. Let us banish all these will-o '-the-wisps! I
shall not present my compliments to Jung in Munich.... We are and remain Jews.
The others will only exploit us and will never understand and appreciate us.
(In Yerushalmi 1991, 45)"
In the following passage from Moses and Monotheism, the Jews are proposed
to have fashioned themselves to become a morally and intellectually superior
people: "The preference which through two thousand years the Jews have given
to spiritual endeavour has, of course, had its effect; it has helped to build
a dike against brutality and the inclination to violence which are usually
found where athletic development becomes the ideal of the people. The
harmonious development of spiritual and bodily activity, as achieved by the
Greeks, was denied to the Jews. In this conflict their decision was at least
made in favour of what is culturally the more important. (Freud 1939, l47)"34
Freud's attitudes were fully mirrored by non-Jewish theorists (Gilman 1993,
12ff).35 Jung's ideas on racial archetypes differ from Freud's views only in
the type of traits emphasized as characteristic of the two groups. While Freud
emphasized the brutality, violence, and enslavement to the senses of the
gentiles versus the spirituality, intellectuality, and moral superiority of
the Jews, Jung held the view that the advantage of the "Aryans" was in their
energy and untapped potential resulting from their relatively recent rise from
barbarism. On the other hand, Jews, required to exist as a minority in a host
society, could create no genuine culture of their own. After the National
Socialists assumed power, Jung became a prominent spokesman for the view that
there were differences between Jewish and Aryan psychology.36 In a 1934
article Jung emphasized that psychoanalysis had developed a very negative
conception of the German character: "In my opinion it has been a grave error
in medical psychology up till now to apply Jewish categories. . .
indiscriminately to Germanic and Slavic Christendom. Because of this the most
precious secret of the Germanic peoples--their creative and intuitive depth of
soul--has been explained by a morass of banal infantilism, while my own
warning voice has for decades been suspected of anti-Semitism. (In Yerushalmi
1991, 48-49)
Indeed, as elaborated in The Culture of Critique, a central function of
Freud's Totem and Taboo appears to have been to combat "everything that is
Aryan-religious" (in Gay 1988, 331), a comment that illustrates the extent to
which Freud, like Hess and Graetz, viewed his work as an aspect of competition
between ethnic groups. The early psychoanalytic movement self-consciously
perceived itself as representing a Jewish intellectual offensive against
"Aryan-Christian" culture in which religion and race overlapped entirely.
Even in the absence of an explicitly racialist conceptualization of the
differences between Germans and Jews, there was a feeling of estrangement and
of being different peoples on both sides of the ethnic divide. Such attitudes
were common in anti-Semitic writings throughout the 19th century (Rose 1990)
and continued in the 20th century. In the correspondence of the early 1930s
between Hannah Arendt and Karl Jaspers, Arendt fails to identify with Max
Weber's "imposing patriotism." "For me Germany means my mother tongue,
philosophy, and literature" (in Kohler & Saner 1992). Jaspers replies, "I find
it odd that you as a Jew want to set yourself apart from what is German....
When you speak of mother tongue, philosophy, and literature, all you need add
is historical-political destiny, and there is no difference left at all" (in
Kohier & Saner 1992). Arendt, however, self-consciously rejects being part of
this destiny of the German people. The concept of a "historico-political
destiny of a people" clearly conceptualizes separate "peoples," but in Weber's
view membership in the German people is open to Jews. Arendt is rejecting such
membership and implicitly accepting the idea of a single culture but two
separate peoples.37
General feelings of peoplehood and thinking in terms of racial essences
and racial differences were thus part of the Zeitgeist of the
period--characteristic of Jewish as well as gentile intellectuals: "The
breakdown of the liberal order during the closing decades of the nineteenth
century [in Austria] brought back to the surface the opposing assumptions
about social integration that had distinguished the Jewish from the non-Jewish
sensibility. Annoyed by the parochial attachments of other people, and
unreceptive to the idea of a pluralistic state, many non-Jews interpreted the
Jewish assertion of pride as a subversion of the "enlightened" or egalitarian
state. The Jewish stress on national or racial pride reinforced the non-Jewish
perception of the Jew as a disruptive social force. (Klein 1981, 146)"
CONCLUSION
National Socialism and Judaism as Mirror-Image Group Strategies
From the perspective developed here, the acceptance of the ideology of an
anti-Semitic group strategy among the NSDAP elite may well have been caused or
at least greatly facilitated by the presence of Judaism as a very salient and
successful racially exclusive antithetical group strategy within German
society. In 1905, well before the National Socialists came to power, the
anti-Semitic racial theorist Curt Michaelis asserted a relationship between
Jewish racial pride (Rassenstolz) and anti-Semitism: "The Rassenstolz promoted
race hatred in its sharpest form--the consequence of which is lasting race
war. . . . The Jewish people stands principally in battle against the whole
world; naturally, therefore, the whole world [is] against the Jews" (in Efron
1994, 170).
There is an eerie sense in which National Socialist ideology was a mirror
image of traditional Jewish ideology. As in the case of Judaism, there was a
strong emphasis on racial purity and on the primacy of group ethnic interests
rather than individual interests. Like the Jews, the National Socialists were
greatly concerned with eugenics. Like the Jews, there was a powerful concern
with socializing group members into accepting group goals and with the
importance of within-group altruism and cooperation in attaining these goals.
Both groups had very powerful internal social controls that punished
individuals who violated group goals or attempted to exploit the group by
freeloading. The National Socialists enacted a broad range of measures against
Jews as a group, including laws against intermarriage and sexual contact, as
well as laws preventing socialization between groups and restricting the
economic and political opportunities of Jews. These laws were analogous to the
elaborate social controls within the Jewish community to prevent social
contact with gentiles and to produce high levels of economic and political
cooperation.
Corresponding to the religious obligation to reproduce and multiply
enshrined in the Tanakh, the National Socialists placed a strong emphasis on
fertility and enacted laws that restricted abortion and discouraged birth
control. In a manner analogous to the traditional Jewish religious obligation
to provide dowries for poor girls, the National Socialists enacted laws that
enabled needy young couples to marry by providing them loans repayable by
having children.
As in the society depicted in the Tanakh and throughout Jewish history, the
National Socialists regarded people who could not prove the genetic purity of
their ancestry as aliens with fewer rights than Germans, with the result that
the position of Jews in National Socialist society was analogous to the
position of the Nethinim or the Samaritans in ancient Israelite society, or
converts in historical Jewish societies, or the Palestinians in contemporary
Israel.38 As with Israel, the state had become the embodiment of an
exclusivist ethnic group.
Both groups had a well-developed ideology of historical struggle involving
the group; Kren and Rappaport (1980, 208) explicitly make this connection when
they note that National Socialism "was founded on militant movements for
Zionism, socialism, or Communism--movements that had always provided their
members with a strong sense of historical struggle and an identification with
group goals rather than individual satisfaction"--clearly a statement that
could apply not only to Zionism but to traditional Judaism as a whole (see
PTSDA, Ch. 6). Gordon (1984, 114) states that "it was clearly Hitler's
conception that he was working for group goals--those of the 'Aryan people'
and that his individual fate mattered little."
In this regard, Hitler's attitude that death was the only honorable fate
for himself and his followers was entirely similar to that of the Jewish
resistors of the period (Gordon 1984, 115). Kren and Rappaport (1980, 217)
describe a situation in which "the youth--the best, the most beautiful, the
finest that the Jewish people possessed--spoke and thought only about an
honorable death. . . befitting an ancient people with a history stretching
back over several thousand years."
Common Threads in Western Anti-Semitism
The most important common thread of Western anti-Semitism is the
development of cohesive groups that mimic in critical ways the features of
Judaism as a group evolutionary strategy. A related common thread has been
that there is a tendency to shift away from attempts at complete cultural and
genetic assimilation of Jews in the early states of group conflict, followed
eventually by the rise of collectivist, authoritarian anti-Semitic group
strategies aimed at exclusion, expulsion, or genocide when it is clear that
efforts at assimilation have failed. I have noted this phenomenon in the case
of Germany during the 19th century, and this certainly appears to have been
the case in Spain prior to the expulsion of 1492, following the failure of the
forced conversions of 1391 and the consequent turmoil of the 15th century. In
12th-l3th-century France there was a shift from a policy of toleration
combined with attempts to convert Jews under Louis IX to a policy of "convert
or depart" during the reign of Philip IV, and finally the expulsion of Jews in
1306 (Jordan 1989, 180). The final expulsion order is also a last plea for
Jewish assimilation: "Every Jew must leave my land, taking none of his
possessions with him; or, let him choose a new God for himself, and we will
become One People" (in Jordan 1989, 214; italics in text).
As expected by an evolutionist, a third common thread has been that each
Western anti-Semitic movement shows indications of a concern with one-way gene
flow from the Jewish to the gentile population. Anti-Jewish writers have often
emphasized Jewish males exploiting gentile females (see, e.g., pp. 49, 80n.2
1, 228). As an elite group, Jewish males in the absence of social controls
would tend to have access to gentile females as concubines. There was deep
concern in the ancient world regarding Jewish ownership of gentile female
slaves. In areas where polygyny and concubinage were legal, there were
typically restrictions on Jews being able to have concubines from the dominant
religious or ethnic group (e.g., restrictions in Muslim areas preventing Jews
from having Muslim but not Christian concubines). Concern about Jewish males
exploiting gentile females also figures in laws dating from the period of the
Inquisition (see pp. 237-238). In the medieval and early modern world,
extending into the 20th century, there was concern in widely separated times
and places about Jews employing Christian female domestics. And in late
medieval Spain and 19th- and 20th-century Germany there was also concern that
elite Jews were marrying their daughters into the gentile nobility while
nevertheless retaining the genetic purity of their stem families. In all of
these cases, Jewish stem families were able to retain genetic segregation.
The fact that Western societies have typically attempted to convert and
assimilate Jews before excluding them indicates that Western societies, unlike
prototypical Jewish cultures, do not have a primitive concern with racial
purity. Rather, concern about racial purity emerges only in the late stages of
Jewish-gentile group conflict and only in the context of a concern about the
asymmetrical gene flow from the Jewish to the gentile gene pool.
On the other hand, despite a great deal of commonality among Western
anti-Semitic movements, there was a great difference between the
universalistic, assimilatory tendencies of traditional Western Christianity
and the exclusivistic, racialist program of National Socialism. Indeed, we
have seen that beginning in the 19th century an important aspect of German
anti-Semitic ideology was a criticism of Western universalism and the
development of peculiarly Germanic conceptions of Christianity. A critical
component of official National Socialist ideology, as represented in the
thought of Alfred Rosenberg, was the idea that "the twin forces of
disintegration, namely universalism and individualism, act in perpetual
conflict with the Germanic concept of race" (Cecil 1972, 89). In this regard,
National Socialism was indeed profoundly anti-Western. In rejecting both
universalism and individualism, National Socialism resembled, much more
closely than did medieval Western collectivist Christianity, its mirror image
rival, Judaism.
Lack of Group-Based Competition as a Necessary Condition for Western
Individualism
While intra-societal conflict between Jews and gentiles tends to be
associated with the development of anti-individualist Western societies, the
absence of conflict between powerful and impermeable ethnic groups may be a
necessary condition for the development of the relatively individualistic
Western societies of the post-Enlightenment world. This proposal is highly
congruent with the social identity perspective of group conflict: as societies
become structured around competing groups, people form strong group
allegiances incompatible with individualism. Such a society is incompatible
with the notion of individual rights because group interests become paramount:
Within the ingroup, individual rights and interests must be sharply curtailed
in the interests of group cohesion and the attainment of group interests. The
context of between-group competition results in group membership rather than
individual behavior or merit becoming the most important criterion of personal
assessment. A Manichean morality of ingroup favoritism and outgroup hostility
develops that is completely incompatible with individualism.
This hypothesis is consistent with the fact that the Enlightenment and the
reemergence of individualism in Western Europe occurred most prominently in
England and France, from which Jews had been almost completely excluded, while
"the basic fact about German history since the eighteenth century has been the
failure of the Enlightenment to take root" (Mosse 1964, 21-22).
It was a failure that was undoubtedly made the more likely by the fact that
throughout the entire era, liberal political views were strongly supported by
Jews and were perceived as benefiting Jews--a fact that the opponents of these
ideas never failed to emphasize. Indeed, a social identity perspective would
expect that initially minor differences between the groups (e.g., Jews tending
toward liberal internationalism, gentiles toward conservative nationalism)
would become increasingly polarized as group conflict escalated. Personal
identity would eventually become increasingly demarcated not only by ethnicity
but also by political attitudes, with the result that the political beliefs of
the opposition become an important, negatively evaluated marker of outgroup
membership. For a German, to be a liberal would eventually be tantamount to
favoring a negatively perceived outgroup.
Political liberalism was the antithesis of the strong desire of many
Germans to develop a powerful, highly cohesive nation. For many anti-Semites,
most notably the anti-Semitic Volkische intellectuals, such as Paul de
LaGarde, negative attitudes toward Jews were intimately intertwined with a
loathing of liberalism and unrestrained, irresponsible capitalism, combined
with a strong desire for a powerful sense of community (Stern 1961, 64, 66).39
Indeed, late-19th-century Zionists commonly believed that an important source
of opposition to liberalism among gentiles stemmed from the perception that
liberalism benefited Jews in competition with gentiles; thus Theodor Herzl
believed that "emancipation had placed an intolerably heavy strain on Austrian
liberals, who had to defend an economic system that eased the way for recent
outsiders into positions of prominence" (Kornberg 1993, 180).
The hypothesis that individualism is incompatible with group-based conflict
is also consistent with Americo Castro's (1954, 497; see also Castro 1971)
perspective that the Enlightenment could not develop in a Spain fraught with
competition between ethnic groups: "From such premises it was impossible that
there should be derived any kind of modern state, the sequel, after all, of
the Middle Ages' hierarchic harmony." Similarly, Grayzel (1933, 83) comments
that the exclusion of Jews from Christian society, which was the focus of
ecclesiastical policy in the 13th century, might have occurred even in the
absence of the Church's actions; another factor besides religious difference
that he argues might have led to exclusion was racial: "The Jews persistently
refused to mingle their blood with that of their gentile neighbors at a time
when racial intermingling was laying the foundations of the modern national
state."
The implication is that the Western tradition of muted individualism and
its concomitant democratic and republican political institutions are unlikely
to survive the escalation of intrasocietal group-based competition for
resources that is such a prominent theme of contemporary American society. I
have previously quoted Pulzer's (1964, 327) comment, "The Jew could flourish
only in the sort of classical Liberal society that existed in Western Europe
and that the late nineteenth century had introduced to Central Europe." While
Judaism flourishes in a classical liberal, individualist society, ultimately
Judaism is incompatible with such a society, since it unleashes powerful
group-based competition for resources within the society, which in turn lead
to highly collectivist gentile movements incompatible with individualism. It
is also noteworthy that the 19th-century liberal critics of Judaism typically
assumed that it would disappear as a result of complete cultural and genetic
assimilation-a sort of tacit understanding that a liberal society required a
fairly high degree of cultural uniformity.
My view, which I elaborate in The Culture of Critique, is that Western
societies have a tendency to seek an equilibrium state of hierarchic harmony
among the social classes in which there are powerful controls on extreme
individualism among the elite classes. This tendency toward hierarchic
harmony--a paradigmatic feature of the Christian Middle Ages--combined with
assimilationism and individualism has been a powerful force in breaking down
barriers within society. The difficulty for a group strategy like Judaism is
that, if assimilation fails, the Western tendencies toward universalism and
individualism are abandoned. From this perspective, it is no accident that the
National Socialist theorist Alfred Rosenberg regarded the Western concepts of
universalism and individualism as anathema: Both concepts were incompatible
with National Socialism as a closed ethnic group strategy. It is in this sense
that the individualist, universalist strands of Western culture are indeed
incompatible with Judaism.
Finally, given the Western tendency toward "muted individualism" and
hierarchic harmony, there is the suggestion that in the absence of a hated and
feared outgroup such as the Jews, there would be a tendency toward
decomposition of collectivist, authoritarian social structures in the West.
From this perspective, the apparently primitive Western tendency toward a
significant degree of individualism, possibly deriving ultimately from a
unique ancestral environment (see PTSDA, Ch. 8), results in an inertial
tendency toward assimilatory, reproductively egalitarian, and moderately
individualistic societies. However, these tendencies may be altered in the
direction of authoritarian collectivism under conditions of perceived
intrasocietal group-based competition, as discussed throughout this and the
previous two chapters.
Egalitarianism and Western Group Strategies
It has been noted that National Socialism was characterized by a
significant degree of within-group egalitarianism. This tendency toward
within-group egalitarianism can also be seen in the conscious attempt to
portray Hitler as an idealistic, ascetic hero who tirelessly pursued group
interests rather than his own interests. This portrayal of Hitler had some
basis in reality well before he came to power, and it later became a prominent
feature of National Socialist propaganda (Bracher 1970, 66). Clearly, a
fundamental feature of National Socialism was the belief that within the group
there would be significant reciprocity, cooperation, even altruism, and that
differences in rank would not be closely tied to variation in the markers of
reproductive success.
From an evolutionary perspective under conditions of exogamy, the appeal
of a group strategy is likely to be increased by the belief that other members
of the group, and especially the leaders, are personally ascetic. In a
despotic situation, lower-status males are more likely to perceive themselves
as exploited by upper-status males and as benefiting little from cooperation
or altruism. Self-sacrifice and voluntary cooperation in such a situation are
expected to be minimal because the benefits of such behavior are more likely
to accrue to the despot while the costs are borne by the lower-status males.
At the extreme, if the lower-status male is a slave, cooperation and
self-sacrifice are expected to only occur as the result of coercion (see also
PTSDA , Ch. 1).
The appeal of asceticism among leaders would be expected to increase
dramatically in a situation where the group as a whole has relatively little
genetic cohesiveness. I propose that because of the low degree of genetic
relatedness within the society, cohesive and anti-individualistic Western
group strategies tend to be characterized by leaders who accept asceticism,
celibacy, or in general do not have relatively high reproductive success
compared to the others in the movement. As indicated in PTSDA (Chs. 6, 8), the
high levels of endogamy and consanguinity [marrying close relatives or
inbreeding] of Jewish groups are an important aspect of Judaism as a group
evolutionary strategy, because they result in individual fitness being
correlated with group success. Individual Jews are therefore expected to be
much more tolerant of large differences in resources and reproductive success
within the Jewish community and more tolerant of the authoritarian political
structure of the traditional Jewish community; this is the case not only
because they benefit from Jewish charity, but also because they benefit
genetically to a considerable extent when other Jews succeed.
However, in an exogamous, assimilative Western society, lower-status
individuals benefit less from the success of upper status individuals. A
significant degree of personal asceticism in leaders may therefore be
necessary in order to obtain the allegiance of the lower orders. The
suggestion, then, is that ultimately exogamy and genetic assimilationism are
the reasons that reproductive egalitarianism tends to be characteristic of
Western collectivist movements. As reviewed in MacDonald (1 995b), there has
indeed been a strong trend toward reproductive leveling in Western societies
beginning in the Middle Ages. The Franciscan and Dominican friars who
spearheaded the anti-Semitism and collectivist tendencies of the medieval
period also led ascetic lives despite their origins in the middle and
upper-middle classes. Their activities appear to have been critical to the
development of the intense religious fervor and commitment characteristic of
all levels of medieval society--an integral component of the societas
Christiana. For example, Lawrence (1994, 126) notes that "the voluntary
poverty and self-imposed destitution that identified the early Mendicants with
the humblest and most deprived sections of the population, in loud contrast to
the careerism and ostentation of the secular clergy and the corporate wealth
and exclusiveness of the monasteries, moved the conscience and touched the
generosity of commercial communities."
"St. Francis and St. Dominic. . . gave to the Church a new form of
religious life, which had an immense and permanent appeal, and one which both
attracted a new type of recruit and in its turn inspired an apostalate to the
laity, to the heretic and to the heathen. Not only did the appearance of the
friars rescue the western church from its drift toward heresy and schism, but
the new warmth of devotional life, the preaching, the confessing and the daily
counsel of the friars gave a new strength to the lower level of Christian
society and indirectly acted as a powerful agent of spiritual growth and
social union, thus inevitably compensating for the growing power of legalism
and political motives at the higher levels of church life. (Knowles &
Obolensky 1968, 345)"
Moreover, while Western medieval reproductive altruism occurred as an
aspect of commitment to a collectivist group, reproductive leveling continued
after the collapse of the medieval church (MacDonald 1995b) and continues in
contemporary individualistic and democratic Western societies. Thus the sex
lives of the presidents of the United States are closely scrutinized for
suggestions that they have not been monogamous. And even if public figures
engage in non-monogamous sex, they do it clandestinely, since it would be
political suicide to publicize the fact and take pride in it.
As in the case of Judaism, therefore, but for somewhat different reasons,
the group must be viewed as an important level of adaptation in
conceptualizing historical Western societies.
The foregoing suggests a theoretical association between exogamy and
egalitarianism that transcends the individualism/collectivism dichotomy which
has been central to my treatment. Political coalition building in exogamous
societies tends to result in attempts at egalitarian social controls on the
leadership, because lower-status males have a powerful interest in controlling
the reproductive behavior of the elite. Such attempts may not succeed, so that
a despotism is always a possibility. Nevertheless, exogamy implies that
lower-status individuals do not benefit from the reproductive success of the
elite, and as a result popular support of either individualist or collectivist
political entities is facilitated by reproductive egalitarianism.
NOTES
1. According to the First Decree of the Reich citizenship law of November
14, 1935, a Jew was defined as an individual with at least three Jewish
grandparents "who are fully Jewish as regards race" (in Dawidowicz 1976,
45-47). However, a person was considered to be a "Jewish Mischling" and
therefore classified as a Jew if he or she had two Jewish grandparents who
belonged to the Jewish religious community as of September 15, 1935, or
thereafter, or was the offspring of a marriage concluded by a Jew, or was
married to a Jew on that date or later, or who was the result of extramarital
relations between a Jew and a gentile. Apart from individuals married to a
Jew, individuals who were one-eighth Jewish or less were considered Germans.
2. Harris (1994, 227) notes that propagandists like Stoecker "made the
anti-Semitism of the common man intelligible to the educated, not vice versa.
Their anti-Semitic activities show the gradual acceptance of anti-Semitism by
polite society rather than the injection of those ideas into mass culture by
either fanatic zealots or Machiavellian politicians." Indeed, it was the
educated elites who were most supportive of Jewish emancipation (p. 230)-a
finding that is highly compatible with the general tendency throughout Jewish
history for Jewish alliances with gentile elites in the context of popular
anti-Semitism (see Chapter 2 and PTSDA, Ch. 5). Nevertheless, Field (1981,
227) notes that aristocrats "hard pressed by declining land revenues and
higher property taxes, resentful of the purchase of Berlin's sumptuous palaces
by Jews, and eager to share the Kaiser's new fads" familiarized themselves
with the writings of Houston Stewart Chamberlain.
3. Harris (1994, 227) notes the high degree of personal popularity of
Hitler and the substantial support for the NSDAP and its highly salient
anti-Semitism in the elections of 1932. He makes the interesting point that
the National Socialists were the only party to draw substantial support from
all social classes-suggesting that National Socialism transcended class
divisions and was perceived as the political embodiment of the ideal of
hierarchical harmony long held as an ideal in the Volkische intellectual
tradition.
4. The data provided by Lowenstein (1992, 24) indicate that in 1901-1905 in
Germany 8.8 percent of Jewish men and 7.6 percent of Jewish women
intermarried. These percentages increased in the following years so that by
1926-1930, 25.6 percent of Jewish men and 16.6 percent of Jewish women had
intermarried. These figures include Jews who married other secular and
converted Jews and who remained part of the Jewish community and hence are
useless for conceptualizing the extent to which Judaism had continued as a
genetically closed group evolutionary strategy. Moreover, defections from
Judaism, as measured by conversions to Christianity, remained low. Lowenstein
(1992, 24) finds that conversions averaged 168 per year in the period from
1800 to 1924 and 256 per year in the period from 1880 to 1899. These figures
are also overestimates of true defection, however, since many of these
conversions were conversions of convenience by individuals who continued to
identify as Jews and continued their associations with the Jewish community
(see also Chapter 6). Patai and Patai (1989) note that intermarried couples in
Germany during this period, at least in the earlier surveys, tended to have
fewer children and not to raise them as Jews with the result that only 4.05
percent of the children born to Jewish mothers were children of intermarried
couples who raised their children as Jews or were children born out of wedlock
to Jewish women with Christian fathers.
5. The phrase "hierarchic harmony" comes from Americo Castro's (1954, 497)
description of the social structure of the Western Middle Ages. Not
coincidentally, many Volkische thinkers idealized the Middle Ages.
6. Volkische ideology was compatible with a strong but muted role for
individualism. The anti-Semite Paul de LaGarde emphasized that individuals
should be able to maximize their unique potentials within the cohesive group
(Stem 1961, 28). On the other hand, he was greatly concerned that the working
classes had become alienated from German society because of the
individualistic behavior of capitalists.
7. The tract also contains the following exhortations: "Thou shalt have no
social intercourse with the Jew"; "Thou shalt have no business relations with
the Jew"; "Thou shalt not entrust thy rights to a Jewish lawyer, nor thy body
to a Jewish physician, nor thy children to a Jewish teacher. . . ."; "Keep
away all Jewish writings from the German home and hearth lest their lingering
poison may unnerve and corrupt thyself and thy family" (in Massing 1949, 3
06-307).
8. Marr later repudiated the idea of genetic assimilation via intermarriage
in his 1879 book The Victory of Judaism over German ism.
9. See Krausnick (1968, 10); Field (1981, 447). Beginning in 1923,
Chamberlain's and Hitler's circles increasingly intersected. Chamberlain met
Hitler on more than one occasion, and there was a mutual admiration between
the two, including highly laudatory letters from Chamberlain to Hitler which
Hitler greatly appreciated (Field 1981, 436-438). By the end of Chamberlain's
life, Hitler seems to have developed a great deal of affection for him, and he
personally attended his funeral. Another high-ranking National Socialist
closely associated with Chamberlain was Alfred Rosenberg. Rosenberg was
ecstatic about Chamberlain's Foundations when he first read it in 1909 as a
seventeen-year-old, and he became a fervent disciple (Cecil 1972, 12-14; Field
1981, 232). Other National Socialists who had read Chamberlain and claimed to
be influenced by him include Hess, Geobbels, Eckart, Himmler, and von Shirach
(Field 1981, 452). Geobbels met Chamberlain and declared that Chamberlain was
"the pathbreaker," "the preparer of our way," "the father of our spirit" (in
Reuth 1993, 53).
10. See also Derek Wilson (1988, 286). It is interesting that the marriage
of the only child of Salomon and Adele Rothschild (of the French branch of the
family) to a Christian resulted in a complete excision of the daughter from
her mother's life, without any inheritance. This is compatible with supposing
that only-daughters were in a different category than daughters with brothers,
quite possibly because the marriage of the only-daughter outside the group
would, in practical effect if not according to Jewish law, place all of the
family's descendants outside the Jewish community. The consequences of a male
attempting to marry outside the group were severe: When a male in the Austrian
branch of the family fell passionately in love with the daughter of an
American boardinghouse keeper, his father was inflexible in his opposition,
and the son, in despair, committed suicide in 1909 (Derek Wilson 1988, 276).
11. Moreover, it is worth noting that there was considerable doubt
expressed in the Palestinian Talmud (Y. Qidd. 3.12) about the status of the
offspring of an Israelite female married to a gentile, with some authorities
pronouncing the offspring mamzers (bastards) following the (non-Israelite)
status of the father. It is therefore highly doubtful that such individuals
would have been welcomed in the Jewish community even had they attempted to
remain.
12. Consanguinity [inbreeding] often overlapped with economic interests
among these families. Mosse (1989, 97) notes that a "distinctive form of
economic co-operation involving close kinship links was that between members
of allied families, the Ellingers, Mertons, and Hochschilds in the Frankfurt
Metallgesellschaft, for example, the Oppenheims, Warschauers, and
Mendelssohn-Bartholdys in the AG fur Anilinfabrikation (Agfa) in Treptow, or
the Ganses and Weinbergs in Leopold Cassella. In all, the cases of joint
economic activity by close kin are so numerous that the family rather than the
individual could almost be regarded as the typical Jewish entrepreneur."
13. As discussed in several sections of PTSDA, group selection has made a
resurgence in evolutionary thinking, most notably as a result of the work of
David S. Wilson (see Wilson & Sober 1994).
14. Degler (1991, 46) notes that despite the opposition of socialist
newspapers, four of five socialist representatives in the Wisconsin
legislature voted for a eugenic law mandating sterilization of certain
criminals, and Edward A. Ross, the prominent progressive sociologist from the
University of Wisconsin, testified in favor of the law. Such laws were much
more characteristic of the reformist North and West than the conservative
South.
15. Neither Francis Galton nor Karl Pearson, the guiding lights of British
eugenics, emphasized race as a variable in their publications on eugenics.
During the I 880s Pearson became attracted to German ideas and became a strong
advocate of the idea that eugenic practices should be a component of
competition among groups rather than among individuals, but he conceptualized
the group as the nation, not a race (Kevles 1985, 23). Earlier, Alfred Russel
Wallace and W. R. Greg (but not Darwin) emphasized the need for eugenic
practices to make the group more competitive, but again, the group was
conceptualized as the nation (Farrall 1985, 17). Nevertheless, the beliefs
that eugenics would improve the ability of the race and that Caucasians were a
superior race were probably common among British eugenicists, including Galton
and Pearson (Farrall 1985, 51). During the 1 920s, Pearson opposed Jewish
immigration on the grounds that Jewish girls were inferior and Jewish boys did
not possess "markedly superior" intelligence compared to the native English
(Pearson & Moul 1925, 126). This is a group-based argument, but it is
certainly not the type of argument based on competition between well-defined
racial groups that Chamberlain would have made. Pearson and Moul also wrote of
Jews that "for men with no special ability-above all for such men as religion,
social habits, or language keep as a caste apart, there should be no place.
They will not be absorbed by, and at the same time strengthen the existing
population; they will develop into a parasitic race, a position neither
tending to the welfare of their host, nor wholesome for themselves" (pp.
124-125). The argument, then, is that if Jews did have markedly higher IQs,
there would be no objection to immigration. Clearly Pearson is not casting his
argument in a racialist manner.
16. Despite their dislike of the Ostiuden and their concerns that the
Ostiuden increased anti-Semitism, the German Jewish community provided aid to
the immigrants and strongly opposed official discrimination against them,
especially after 1890. Moreover, Volkov (1985, 211) notes that many Westiuden
eventually developed positive attitudes toward their highly observant
coreligionists from the East-an aspect of the increasing sense of Jewish
identification among them.
17. The quotation from Rather is completed as follows: .... . if we are
foolish enough to bestow such titles on people who are merely repeating what
they take to be the wisdom of their own fathers. Sidonia [the hero of Tancred]
was in fact repeating the post-exilic doctrines of Ezra and Ezekiel when he
warned against racial intermarriage, and these same doctrines gave biblical
authority to Old Testament Christians in North America and South Africa to
pursue their policies of segregation and apartheid, respectively." Rose (1992,
234) states that Rather's book "verges on veiled antisemitism," but,
minimally, I see no reason to question Rather's scholarship on Disraeli. As
Rather notes, the racialism of Disraeli and Moses Hess have been severely
downplayed by Jewish scholars attempting to link National Socialism with
gentile racialist thinkers of the 19th century such as Gobineau and
Chamberlain. (Similarly, Lindemann [1997, 77n.76] notes that George Mosse
"devotes only a few lines in a single paragraph to Disraeli, yet he devotes
pages of dense description and analysis to scores of anti-Semitic writers and
theorists, many of whom attracted a limited readership and obviously exercised
little influence on their contemporaries.") As noted below (see note 21
below), Rose has been a prominent apologist for 19th-century Jewish racialist
thought.
18. Disraeli's assertions of Jewish superiority were quite unsettling to
Richard Wagner, especially since Disraeli was the prime minister of England.
After reading Tancred, Wagner referred to himself as a "tatooed savage,"
presumably a reference to Disraeli's low estimation of the Franks in Tancred.
Disraeli's views were well known in England and were the subject of a negative
contemporary commentary by George Eliot (although she appears to have approved
eventually of Jewish racialism, as indicated by her novel Daniel Deronda).
Disraeli's views were ridiculed by Thackeray and in the satirical journal
Punch. In his satirical novel Codlingsby, Thackeray derided Disraeli's
tendency in Coningsby to suppose that everyone of genius was a Jew, including
Mozart and Rossini. In 1915, the prime minister of England, Herbert Asquith,
recalled Disraeli's words in his reaction to a proposal to turn Palestine into
a Jewish state: "It reads almost like a new edition of Tancred brought up to
date . . . , a curious illustration of Dizzy's favourite maxim that 'race is
everything,' etc." (in Rather 1986, 122). Disraeli's comments on the
importance of race for understanding history were also quoted extensively by
German racialist writers in the 1920s (Mosse 1970, 56; Rather 1986, 122). See
also Johnson (1987, 323ff) and Salbstein (1982, 97ff) for discussions of
Disraeli's racialist views. Salbstein terms Disraeli a "Marrano Englishman,"
because of evidence that Disraeli had a strong Jewish identity.
19. There was disagreement among Zionists as to whether anti-Semitism
caused Jewish nationalism or Jewish nationalism was intrinsic to the nature of
Judaism. Theodor Herzl took the former position, while Ahad Ha-Am took the
latter point of view (Simon 1960, 103).
20. As discussed in PTSDA (Ch. 8), one theory of the evolution of
recessive genes in northern Caucasian populations is Salter's (1996) "blank
slate hypothesis" in which recessive genes act as an individualist
anti-cuckoldry mechanism. Because of the commonness among the "Aryans" of
recessive genes affecting physical appearance, the offspring of Jews and
non-Jews in Germany therefore would tend to resemble the Jewish partner, thus
leading to beliefs on both sides of the "indelibility" of the Jewish
character.
21. Rose terms the racialist views of Hess as "positive and humane" (1990,
321) (apparently because of Hess's stated belief that the Jews had originated
as a racially mixed group) while condemning the racialist views of
19th-century German antiSemites. In a bit of self-deception, Rose notes the
parallels between Hess's and Wagner's racialist views, "but how opposed were
their ethics! Wagner insisted that his racial idea was based on love. But that
was merely idealistic garb for the instinct of racial domination that Hess so
bitingly descried everywhere in German revolutionary thought. Wagner ran true
to revolutionary form in excluding the Jews from the festival of redemption;
they could only be redeemed by destruction. Hess, on the other hand, cast them
in the role of protagonists in the drama of cosmic redemption" (1990, 335).
Klein (1981, 147- 149) makes a similar argument regarding the racialism of the
psychoanalytic movement. The idea that Judaism has a genetically based,
altruistic role to play in human evolution may be more ethical. However, it
would appear to be equally plausible to suppose that Hess's and Klein's
comments are also an "idealistic garb" for self-serving rationalization of the
type that has been common in Jewish intellectual history (see Chapter 7); that
is, they legitimize Jewish ethnocentrism as motivated by the loftiest of moral
goals and ignore real conflicts of interest between Germans and Jews that were
at least partly the result of Jewish ethnocentrism while condemning the
ethnocentrism of the Germans. Rose also illustrates the tendency of many
theorists of anti-Semitism to view the phenomenon as a fundamentally
irrational construction of gentiles-a major theme of Jewish theories of
anti-Semitism discussed extensively in The Culture of Critique. Rose
repeatedly condemns as immoral the attitudes of anti-Semites that Jews were an
ethnically distinct and unassimilable group within German society, that they
hated gentiles, and that they were bent on the economic and cultural
domination of gentiles, and he does so without ever considering the evidence
for or against these propositions. Because of his complete lack of interest in
actual Jewish behavior, one infers that Rose believes that data on the actual
behavior of Jews are irrelevant to the rationality of these attitudes.
22. Wagner believed that the Jewish spirit was able to dominate the German
spirit in art because Jewish influence in Germany had begun before the nation
had a well-developed culture of its own-the result of political fragmentation
since the Thirty Years' War. According to the diary of Cosima Wagner, Wagner
stated in 1878 that "if ever I were to write again about the Jews, I should
say I have nothing against them, it is just that they descended on us Germans
too soon, we were not yet steady enough to absorb them" (see Rather 1990,
212).
23. Ha-Am (in Simon 1960, 102) condemned "enlightened" Western Jews who had
"sold their souls" for civil rights: "I can proclaim my feeling of kinship
with my fellow-Jews, wherever they may be, without having to defend it by
far-fetched and unsatisfactory excuses"-an implicit rebuke of the Reform
project of rejecting the language of kinship and nationalism in developing
elaborate rationales for continued Jewish group cohesion in the
post-Enlightenment world. Like the German Volkische thinkers, Ha-Am believed
that each nation, like each person, has a unique character and personality.
Moreover, he had pronounced ideas on what constituted the national spirit of
his people and believed that it was profoundly different from the German
spirit.
24. Similarly, in the United States Zionists raised a "storm of protest"
when Judge Julian Mack of the American Jewish Committee testified before the
Dillingham Commission on immigration in 1909 that Jews were not a race (Cohen
1972, 47). Szajowski (1967, 7) cites the following statement by Lucien Wolf,
secretary of the Conjoint Foreign Committee of the Board of Deputies and the
Anglo-Jewish Association, as typical of Jewish leaders of the period,
including Jacob Schiff of the American Jewish Committee and Dr. Paul Nathan,
leader of the German Hilfsverein der deutschen Juden: "I, too, am for
assimilation, but I want it mechanical and not chemical. I want the race
preserved but the spirit merged." Goldstein (1997) shows that American Jews in
the late 19th century commonly identified themselves as a racial group, at
least partly as an image-management strategy (see Chapter 7).
25. Theilhaber is interesting because of his deep concern with Jewish
fertility and at the same time with developing organizations that would
facilitate abortion and birth control among gentile Germans. Theilhaber was
very concerned about the declining Jewish birth rate and was politically
active in attempting to increase Jewish fertility (going so far as to propose
to tax "child-poor" families to support "child-rich" families). At the same
time, he was also instrumental in creation of the Gesellschaft fi.ir
Sexualreform, whose aims were to legalize abortion and make contraceptives
available to the German public (Efron 1994, 142, 144, 152). As indicated
below, the National Socialists encouraged fertility and enacted laws that
restricted abortion and discouraged birth control.
26. Zollschan comments on the light pigmentation to be found in all Jewish
groups despite the predominance of dark pigmentation. The fin de si~cle race
scientists made some interesting speculations on the origins of blond hair and
blue eyes among Jews. The German Felix von Luschan proposed that the ancient
Jews had intermarried with the non-Semitic Hittites and the blond Amorites.
The Jewish racial scientist Elias Auerbach rejected this idea because it
conflicted with the abhorrence of exogamy that is so apparent in the Tanakli.
He proposed that when Jews settled in lands with a high percentage of blondes
they have an unconscious preference to marry blondes in their own group, so
that there is selection in the diaspora environment for phenotypic resemblance
to the non-Jewish population (see Efron 1994, 139-140). The German Fritz Lenz
(1931, 667- 668) (a professor of "racial hygiene" in the National Socialist
era) made a proposal similar to that of Auerbach.
27. In Jews in the Modern World, Ruppin (1934) asserts that Jews are not a
racially pure group, because of widespread intermarriage and illicit sexual
relationships in the diaspora. Nevertheless, he describes three "racial types"
of Jews, one (the Oriental Jews) genetically identical to the ancient Jews,
and two others (Sephardic and Ashkenazic) resulting from an influx of gentile
genes in the diaspora. Although these racial types are not racially pure,
because they originated as a result of cross-breeding, they represent racial
types because they have been genetically isolated for centuries in particular
areas. Ruppin therefore conceptualizes the Ashkenazic and Sephardic Jewish
populations as originating from a high level of cross-breeding followed by
prolonged periods of genetic isolation, with the result that contemporary
Jewish populations have a high degree of genetic homogeneity and phenotypic
resemblance. In a section entitled "Disruptive Forces in Jewry," Ruppin
decries the assimilative forces of modern societies, including the decline of
religious belief and family ties, and the weakening of a sense of common fate
among Jews. Intermarriage marks the end of Judaism. Mixed marriage is regarded
as destructive of Judaism even where the non-Jewish side adopts the Jewish
religion, for it is understood, be it merely subconsciously, that Judaism is
something more than a religion-a common descent and a common fate. Were it
only a religious communion, assimilated Jews would actually have to welcome a
mixed marriage which gains a proselyte for Judaism, but even among them this
view is conspicuously absent. (p. 318) Ruppin also regretted that "the feeling
of unity resulting from consanguinity [inbreeding] is being lost" (p. 277).
Ruppin himself married his first cousin, suggesting he also placed a high
value on the common Jewish practice of consanguineous marriage, which has
resulted in relatively high levels of genetic relatedness within historical
Jewish societies (see PTSDA, Ch. 4).
28. While Ruppin stated that "other nations may have points of superiority"
(1913, 217), he countenanced rather negative views of Germans. In his
introduction to Ruppin's (1934) book, the prominent historian Sir Louis B.
Namier (1934, xx-xxi) presented the following view of Germans: "The German is
methodical, crude, constructive mainly in the mechanical sense, extremely
submissive to authority, a rebel or a fighter only by order from above; he
gladly remains all his life a tiny cog in a machine." He goes on to refer to
German "political and social ineptitude." As expected by social identity
theory, positive attributions regarding one's ingroup tend to be associated
with negative evaluations of the outgroup.
29. Buber's close friend Gustav Landauer developed similar ideas, in which
"the individual . . . rediscovers the community to which he is linked through
his blood and learns that he is merely an 'electric spark' in a larger unity"
(Mosse 1970, 91). Nevertheless, the Jewish God was the God of all humanity,
implying some sort of coexistence of different peoples. As noted in Chapter 7,
Buber and Landauer argued that Jewish pursuit of their ethnic interests was in
the service of all mankind. As Mosse (1970, 89) notes in his comments on Buber
and another Jewish Volkische thinker, Robert Weltsch, "only by first becoming
a member of the Volk could the individual Jew truly become part of humanity."
Mosse comments that it is not at all clear how this Jewish Volkische ideology
would be compatible with the idea that all of humanity would "flow together,"
but the attitude was typical of many Zionists of the period. In my terms, such
ideologies are examples of rationalization, deception and!or self-deception
that have been typical of Jewish theories of Judaism throughout history (see
Chapters 7 and 8).
30. "Dr. Wise Urges Jews to Declare Selves as Such," New York Herald
Tribune, June 13, 1938, 12.
31. Niewyk also includes among the liberal Jewish voices the novelists
Georg Her-mann and Kurt Milnzer, both of whom believed that racial differences
divided Jews and Germans. In attempting to understand Jewish uniqueness,
another liberal, Rabbi Caesar Seligmann of Frankfurt-am-Main, attributed it to
"Jewish sentiment, the instinctive, call it what you will, call it the
community of blood, call it tribal consciousness, call it the ethnic soul, but
best of all call it: the Jewish heart" (in Niewyk 1980, 106).
32. Graetz's work is replete with ingroup glorification and denigration of
outgroups. While other nations had sunk into debauchery and violence, the Jews
had remained true to their historical mission: "In the midst of a debauched
and sinful world and amid vices with which, in its beginnings, the Jews were
also infected, they yet freed themselves, they raised on high an exalted
standard of moral purity, and thus formed a striking contrast to other
nations" (Graetz 1898, VI, 706). Their allegiance to high moral standards
required them to separate themselves entirely from the "heathen world" (p.
721)- a common rationalization for Jewish separatism (see Chapter 7).
33. This Jewish intellectual racialism among psychoanalysts was highly
compatible with a firm commitment to Jewish group continuity. Indeed, Klein
(1981) notes that Freud passionately implored his associate Max Graf not to
abandon his Jewish commitment by baptizing his son. A theme of The Culture
0/Critique is that a major component of Jewish intellectual movements in the
20th century has been a commitment to messianic universalist movements, which
propose to lead humanity to a higher moral plane while nevertheless retaining
Jewish group continuity. These movements are thus compatible with continued
genetic segregation between Jews and gentiles and continued group-based
resource competition between Jews and gentiles.
34. Before their rupture, Jung is described as a "strong independent
personality, as a Teuton" (in Gay 1988, 201). After Jung was made head of the
International Psychoanalytic Association, a colleague of Freud was concerned
because, "taken as a race," Jung and his gentile colleagues were "completely
different from us Viennese" (in Gay 1988, 219). In 1908 Freud wrote a letter
to the psychoanalyst Karl Abraham in which Abraham is described as keen, while
Jung is described as having a great deal of elan-which, as Yerushalmi (1991,
43) notes, indicates a tendency to stereotype individuals on the basis of
group membership (the intellectually sharp Jew and the energetic Aryan).
Freud's sense of Jewish superiority can also be seen in his statement that
"ruthless egoism" is more characteristic of gentiles than of Jews, while
Jewish family life and intellectual life are superior. Freud pointed to Jewish
achievement in the arts and sciences to support his claim that Jews were
superior (see Cuddihy 1974, 36). Further, Freud viewed these differences as
unchangeable. In a 1933 letter Freud decried the upsurge in anti-Semitism,
stating that "my judgment of human nature, especially the Christian-Aryan
variety, has had little reason to change" (in Yerushalmi 1991, 48). Nor, in
Freud's opinion, would the Jewish character change. In Moses and Monotheism,
Freud (1939, 51 n) states that "it is historically certain that the Jewish
type was finally fixed as a result of the reforms of Ezra and Nehemiah in the
fifth century before Christ." As Yerushalmi (1991, 52) notes, "Freud was
thoroughly convinced that once the Jewish character was created in ancient
times it had remained constant, immutable, its quintessential qualities
indelible." Viewed in this manner the obvious racialism and the clear
statement of Jewish ethical, spiritual, and intellectual superiority contained
in Freud's last work, Moses and Monotheism, must be seen not as an aberration
of Freud's thinking but as central to his attitudes, if not his published work
dating from a much earlier period. These issues are discussed more fully in
The Culture of Critique. Here they merely serve as an indication of the deeply
held racialist views of individuals on both sides of the ethnic divide during
the period.
35. As discussed by Yerushalmi (1991, 46), in 1921 Wilhelm Dolles published
a book Dos .Jiidische als Geistesrichtung [The Jewish and the Christian as
Spiritual Direction] which argued that Jews were attracted to psychoanalysis
because they had a "hysterical" character because they had striven throughout
their history for unattainable goals. Dolles did not reject psychoanalysis but
advocated a different form of psychoanalysis for Christians, such as that of
Jung, more attuned to the morally superior Christian character.
36. Yerushalmi (1991, 54) also notes that Ernest Jones, a self described
"Shabbes-goy among the Viennese" and someone whose worshipful compliance made
him very useful to psychoanalysis as a Jewish ethnic movement, also had the
view that Jews had certain physical features that caused gentiles to have
unconscious hostility toward them.
37. After becoming a refugee, Arendt lived her life in an almost
exclusively Jewish milieu, working for a Jewish refugee relief organization,
for Jewish Cultural Reconstruction, Inc., and for a publisher of Judaica,
Schocken Books. Her theory of anti-Semitism, as expressed in The Origins of
Totalitarianism, like many other theories of anti-Semitism developed by Jewish
intellectuals such as those discussed in The Culture of Critique, provides no
role for resource competition between impermeable ethnic groups. Katz (1983,
83) presents Arendt as an example of a theorist of anti-Semitism who
unrealistically and apologetically ignores the contribution of Jewish behavior
to anti-Semitism.
38. The Nethinim were members of a foreign ethnic group living as slaves in
ancient Israelite society and thought to be descendants of the peoples
displaced by the Israelites in the post-Exodus conquest. As indicated in PTSDA
(Chs. 3 and 4), the Samaritans were excluded by the Israelites in the
post-Exilic period because of their doubtful racial purity.
39. Interestingly, when de LaGarde visited England in the 1850s, he was
very favorably impressed by the unity of the people, the popularity of the
monarchy, and the responsible behavior of the aristocracy (Stern 1961, 54).
Whether or not he was correct in his judgment, it may well be the case that
the muted forms of individualism that have characterized several proto-typical
Western societies depend for their success on high levels of social consensus
and on social or legal constraints on the individualistic behavior of elites.
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