The Moral Imperative of Our Future Evolution
By John H. Campbell
1. PROLOGUE
What has the future in store for humanity? Will our descendants succumb to pollution, the population explosion,
exhausted resources or grinding poverty? Might they arrive at permanent prosperity or enter the golden age of leisure?
Each vision has its advocates and ethical implications. I predict that human destiny is to elevate itself to the
status of a god and beyond. We will transform ourselves by evolution, the same creative process which raised our
branch of life to the level of Homo sapiens. This advancement is hard upon us. In a dozen generations people well
may advance as far above our contemporary form as we surpass the apes. Descendants of another dozen generations
may regard our mental capacities as we do the mind of a mole. When they have progressed as far beyond us as you
and I have over a mushroom, surely our descendants will match more closely our images of minor gods, if not Jupiter
himself, than humans.
This prediction may raise eyebrows. Certainly it goes beyond any precedent from the past. Only some remarkable
historical change could encourage us to expect the glacial pace of evolution of the past thousand years to wax
to a torrent during the next millennium. Indeed, such a development is taking place. We have discovered the material
basis of life. Geneticists are laying open our heredity like the circuit board of a radio, and they are fashioning
the biological wrenches, pliers, connectors and ohm meters to rewire sections at will. Embryologists, neurophysiologists
and cytologists promise soon to show us how to work any improvement in our phenotypes that we wish. We shall be
able to redesign our biological selves at will. (Sinsheimer 1967)
The ultimate implication of our newfound biological prowess is to hand us the reins of our own evolution. This
means lifting ourselves at a pace without precedence, towards goals without foreseeable bounds. The prospect seems
incredible because our thinking has been trapped by misleading interpretations of eugenics, evolution, human genetics,
history and reality. Each of these misconceptions would deny us the possibility of advancing. Thus, we are in danger
of having a revolution in human nature spring unawares on our parochial ethical view. Any philosophy of today,
based on what current people are, stands to be swept aside by issues of what people shall become.
2. Denials that We Can Deliberately Evolve Ourselves
The foremost denial of our ability to evolve comes, ironically, from
the very programs proposed for our genetic improvement. Eugenics seeks to raise the quality of humanity's genetic
heritage through selective control of reproduction (Galton 1883; Fisher 1930; Muller 1960). Negative eugenics impedes
the propagation of genes with undesirable consequences. The positive counterpart encourages the transmission of
good ones. Western societies are quietly pursuing both versions, especially the former. We have catalogued defective
genes behind a variety of dreadful neurological and metabolic disorders as parts of programs to eliminate them
eugenically. Our systematic mapping of the human genome will identify many others. Everyone applauds the goal of
purging these defects in our heredity--notwithstanding quibbles over the ethics of the techniques of amniocentesis,
abortion and even contraception. I emphatically embrace this eugenic program even though its evolutionary impact
is insignificant. Most defective genes are rare, and their total elimination does little for evolution except squeeze
the range of variation of humans.
Positive eugenics, as its name suggests, has a more substantive evolutionary aspiration. This is to enrich the human gene pool with those gene forms with desirable effects. But alas, noble as this aspiration may be, it is hopeless. Evolutionary advance through eugenics would require either the less desirable individuals throughout the world to curtail their reproduction or the more desirables to breed much faster. Both demand an impossible degree of compliance by humanity to an abstract, value-laden program. No one can possibly expect the teeming uneducated masses in China, India, and Africa to participate. Therefore, except for a systematic selective genocide or enforced sterilization on a scale that truly boggles the imagination, positive eugenic advance would have to come from a genetic enrichment within the western world of such a magnitude as to be meaningful after its dilution into the whole of humanity.
But consider: If variation in intelligence is about 50 percent heritable and half of the people of the Western world participated in its improvement (surely an overestimate of the fraction philosophically agreeable to people "acting like God") and if only the persons with an IQ above any selected cutoff reproduced--whether 100, 120, or 150-- with all others remaining completely barren, the IQ of our species would not rise above 102. Even insisting that every participant with an IQ above 150 or 200 breed with someone of equal intelligence and produce twenty children would inch our specie's intelligence up less than 3 IQ points! Our intelligence tests do not even pretend to this degree of precision. Herrnstein has a superb discussion of what we can hope for from public policy for reproduction control.
No, the dream of the eugenicist to evolve our species is a pipe dream. In fact, an original and persisting impetus for positive eugenics was not to improve humanity's lot at all. Francis Galton's concern in the first instance, mirrored by Herrnstein, was to prevent its deterioration (Galton 1883). He feared that since the educated classes have smaller families than do the lower classes our species is sinking. His call for eugenics was largely just to counter this arguable erosion of society's hereditary endowment. Certainly staunching any such drain would be laudable. However, preserving the status quo must be a rock botton evolutionary goal.
Eugenic pessimism finds support in current evolutionary dogma. Our orthodoxy
of the past half century, called neodarwinism, is easy to understand (Fisher 1930). In a species of animals or
plants, those individuals that are more successful at leaving offspring necessarily contribute more copies of their
genes to the next generation. This inexorable enrichment for genes with demonstrated survival and reproductive
superiority is simply eugenics practiced by natural law. The natural process has the advantage that compliance
is involuntary. No individual throughout the species is exempt. Yet the price for this advantage is the chaos of
an unguided process propelled by random contingencies (Wesson 1991). Natural eugenics works only because there
have been millions upon millions of years for imperceptible blind advances eventually to add up. Neodarwinism assures
us that evolution simply does not happen in the time-scale of people.
As a further discouragement, natural selection creates form by stacking up countless tiny modifications of preexisting
phenotypes. This makes genetic systems impossibly complex. Moreover, individual genes give only "potentialities"
and "tendencies" for traits to a holistic and epigenetic process of development. Thus, traits emerge
from the complex interactions of vast numbers of genes each modifying the potentialities of the others. As a leading
evolutionist put it "in an obviously exaggerated form . . . every character of an organism is affected by
all genes and every gene affects all characters" (Mayr 1963, italics in the original). Nature fashioned humans
by piling up banks of tendencies on one another. It is simplistic to believe that one can turn up intelligence
by twiddling an "intelligence gene" because there is no such gene. One would have to change an impossibly
large number of genes to optimize a trait such as intelligence. The task is all the more Herculean (or even impossible:
Stent 1985) because changing any one gene will alter the way that each of the other genes would have to be changed
to optimize that trait.
The fact that "every gene affects all characters" also means that making changes in genes must produce
undesirable side effects. We are familiar with the cross eyes of Siamese cats, the hindlimb infirmities of Russian
wolf hounds and the special planting conditions necessary for sugary sweet corn varieties. Even modest tinkering
with our genes is an invitation to catastrophe.
Philosophical and historical biases further the skepticism. Creationists teach that an all-wise God designed us
to be the way that we should. Humans cannot possibly improve on His wisdom. Darwin proposed the secular alternative
that humans acquired their human form by natural processes. Yet, the Darwinian human is not that different from
a being of deliberate design. Nature perfected us by selection over four billion years to match our tiniest detail
to the world we inhabit. Science also insists that for something to exist objectively we have to be able to detect
it. Any feature of reality that our minds or senses cannot possible perceive directly or indirectly is scientifically
meaningless and illegitimate for rational contemplation. Our evolution cannot go anywhere further scientifically,
because there is no scientific where to go to. We have arrived. Western religions sanction a more profound existence,
but not for us. It is blasphemous even to imagine understanding the ways of God, let alone to "act like God"
as I remarked before. Both science and religion seem to agree that the only advance we can legitimately consider
is to bring all of humanity up to the standard of the most fortunate folks now existing. We may not contemplate
any truly novel mental advance.
Critics seal their case by pointing out that eugenic improvement is a human endeavor. It depends upon human will
which is governed by ethics. The lessons of history demand that every moral person repudiate deliberate attempts
to reshape humanity's genetic constitution (Wesson; Kevles 1985). Hitler's abomination in the name of "purifying"
his race was the ultimate violation of moral principles. Every nation condemns enforced genocide as intolerable
political evil. Moralists also are quick to point out that Hitler was not able to defy the indignity of humanity.
History proves that society will not accept the mentality of presuming to "improve" the human race. This
is fortunate because we could only expect people to botch up any tampering with our genetic heritage.
3. Fallacies in the Denials of Human Evolution
These uncritical arguments have lulled nearly everyone to believe that our future evolution cannot, will not and should not have any relevance to us personally. However, none holds water. For example, the possibilities and the morality of rational human evolution obviously cannot be judged from the abominations of a psychopath. To denounce deliberate rational self-evolution by pointing to Hitler is like decrying the use of penicillin against disease because the ignorant people of the Middle Ages sought relief from the plague by slaughtering Jews to appease God. Worse still, it is like believing that those historical outrages somehow imply that Fleming's experiments should fail. We would forfeit all progress if we rejected rational goals just because unenlightened people in the past sought them falsely.
The idea that we have completed our evolution is equally untenable. Our ancestors continually developed new biological
properties throughout the entire history of the planet Earth. It is implausibly anthropocentric to believe that
evolution used up all of its possibilities at our particular stage. In point of fact, the tempo of human advancement
has sped up dramatically in the last several millions of years instead of petering out. There is no basis to believe
that our current physical being or mentality comes close to any limits dictated by biology or reality (Muller 1960).
Philosophy is crowded with paradoxes that confound our current intellect and physicists concluded that our minds
are incapable of comprehending fundamental reality (Davies 1980). Human beings have a long way to go before exhausting
the mother lode of principles and phenomena for extending mentality.
Modern biologists have also dispelled the misconception that genetics of higher organisms is too complex for us
to manipulate. Important characteristics, such as the basic body plan and immune system, are encoded by discrete
genes highly specialized for particular function. We can isolate them in a test tube, understand how they work
and modify their structure to change their function. This does not deny that genes interact in sophisticated ways
or that clouds of modifier genes secondarily polish details. However, the whole promise of genetics for medicine
and agriculture, and indeed, the entire molecular revolution in biology, rest upon the realization that our genetic
system is amenable to understanding and manipulation.
It is apparent now that biological traits can be traced, reductively, all the way back through understandable physiology
to the structure of individual, identifiable genes. Moreover, even if it happened that our bodies were determined
by tangles of genes too vast, faceless and interactive to sort out, this still would not prevent us from improving
them by direct, rational genetic intervention. A physiological parallel drives this point home. Very many factors
interact to elevate blood pressure - salt intake, stress, kidney function, genetic disposition, hormonal status,
exercise regimes, arterial disease and so on. We do not fully understand how any of these factors acts, let alone
interacts to produce high blood pressure. This does not matter to the physician who can bring the blood pressure
in most hypertensive patients to a desirable level with one or a pair of drugs. Presumably an equally simple drug
regime could elevate blood pressure to three times or to one-third normal if there were any reason to develop one.
The point is that intelligence allows one to superimpose simple direct controls even on background conditions that
are not understood or even understandable. This physiological example is especially relevant to the analogous situation
of genetic engineering, because most of the supposedly "intractable" interactions among genes occur at
the level of phsiology.
As to side effects, most genetic programs greatly to exaggerate important human traits will incidentally touch
other aspects of phenotype. However, if a particular manipulation produces unacceptable secondary effects, geneticists
will devise alternative routes to their desired end (again paralleling the case of hypertensive drugs) or find
ways to alleviate the defects. Tolerable side effects may just be accepted, unappealing as they may seem to us.
Perhaps, a Australopithecine with a crystal ball would have decried hairless descendants with knuckles dangling
above the knees and jaws too atrophied to chew jungle vines. Yet we are able to find these attributes attractive
and even desire them despite back pains, aching wisdom teeth and sunburned pates.
Experts as well as laypersons who still believe in the genetics of despair should realize that they cling to an
anachronism from earlier days of ignorance. (Endnote 1 describes why early geneticists formulated their "black
box" view of genetics and why it was later superseded.) In point of fact, it is hard to imagine how a system
of inheritance could be more ideal for engineering than ours is.
4. Realities of the Evolutionary Process
Evolutionists have inadvertently done their share to mislead society by promulgating a sterile caricature of the
evolutionary process. In response to attacks from the creationists they have overemphasized to the public how mechanically
simple and automatic evolution could be. However, within scientific circles debate rages over how complex the causal
processes of evolution actually are. Without a doubt the human psyche emerged from an anthropoid brain, and a future
hypermentality will arise from the human mind only through the most sophisticated and powerful causal mechanisms
that can drive evolution instead of the most trivial.
The supradarwinian characteristics of evolution make simple Darwinism almost irrelevant to the forthcoming changes
of our lineage. First off, paleontologists have finally convinced most evolutionists that species have not arisen
by slow, gradual change over geological time as Darwinists, new and old, proclaimed (Eldredge and Gould 1972; Somit
and Peterson 1989). Instead, new species generally appear abruptly in the fossil record. They then remain essentially
invariant for their several millions of years or so of existence until they die out. New classes and phyla of animals
also appear suddenly as though by revolution instead of gradual modification.
Biologists suspect that new forms evolve rapidly from very tiny outgroups of individuals, perhaps even a single
fertilized female (Mayr 1942), at the fringe of an existing species. There the stress of an all but uninhabitable
environment, forced inbreeding among isolated family members, "introgression" of foreign genes from neighboring
species, lack of other members of the species to compete against or whatever, promotes a major reorganization of
the genomic program, possibly from modest change in gene structure. Nearly all of these transmogrified fragments
of species die out, but an occcasional one is fortunate enough to fit a new viable niche. It prospers and expands
into a new species. Its conversion into a statistically constrained gene pool then stabilizes the species from
further evolutionary change. Established species are far more notable for their stasis than change. Even throwing
off a new daughter species does not seem to change an existing species. No one denies that species can gradually
transform and do so to various extents, but this so-called "anagenesis" is relatively unimportant compared
to geologically-sudden major saltation in the generation of novelty.
Three implications are important. 1. Most evolutionary change is associated with the origin of new species. 2. Several modes of evolution may operate simultaneously. In this case the most effective dominates the process. 3. Tiny minorities of individuals do most of the evolving instead of the species as a whole.
A second important characteristic of evolution is self-reference (Campbell 1982). The Cartesian cartoon of an autonomous
external "environment" dictating the form of a species like a cookie cutter cutting stencils from sheets
of dough is dead, dead wrong. The species molds its environment as profoundly as the environment "evolves"
the species. In particular, the organisms cause the limiting conditions of the environment over which they compete.
Therefore the genes play two roles in evolution. They are the targets of natural selection and they also ultimately
induce and determine the selection pressures that act upon them. This circular causality overwhelms the mechanical
character of evolution. Evolution is dominated by feed back of the evolved activities of organisms on their evolution.
The third seminal realization is that evolution extends past the change in organisms as products of evolution to
change in the process itself. Evolution evolves (Jantsch 1976; Balsh 1989; Dawkins 1989; Campbell 1993). Evolutionists
know this fact but have never accorded the fact the importance that it deserves because it is incommensurate with
Darwinism. Darwinists, and especially modern neodarwinists, equate evolution to the operation of a simple logical
principle, one that is prior to biology: Evolution is merely the Darwinian principle of natural selection in action,
and this is what the science of evolution is about. Since principles cannot change with time or circumstances,
evolution must be fundamentally static.
Of course, biological evolution is not like this at all. It is an actual complex process, not a principle. The
way that it takes place can, and indisputably does, change with time. This is of utmost importance because the
process of evolution advances as it proceeds (Campbell 1986). Preliving matter in the Earth's primordial soup was
able to evolve only by subdarwinian "chemical" mechanisms. Once these puny processes created gene molecules
with information for their self-replication, then evolution was able to engage natural selection. Evolution then
wrapped the self-replicating genomes within self-replicating organisms to control the way that life would respond
to the winds of selection from the environment. Later, by creating multicellular organisms, evolution gained access
to morphological change as an alternative to slower and less versatile biochemical evolution. Changes in the instructions
in developmental programs replaced changes in enzyme catalysts. Nervous systems opened the way for still faster
and more potent behavioral, social and cultural evolution. Finally, these higher modes produced the prerequisite
organization for rational, purposeful evolution, guided and propelled by goal-directed minds. Each of these steps
represented a new emergent level of evolutionary capability.
Thus, there are two distinct, but interwoven, evolutionary processes. I call them "adaptive evolution"
and "generative evolution". The former is familiar Darwinian modification of organisms to enhance their
survival and reproductive success. Generative evolution is entirely different. It is the change in a process instead
of structure. Moreover, that process is ontological. Evolution literally means "to unfold", and what
is unfolding is the capacity to evolve. Higher animals have become increasingly adept at evolving. In contrast,
they are not the least bit fitter than their ancestors or the lowest form of microbe. Every species today has had
exactly the same track record of survival; on average, every higher organism alive today still will leave only
two offspring, as was the case a hundred million years ago, and modern species are as likely to go extinct as were
those in the past. Species cannot become fitter and fitter because reproductive success is not a cumulative parameter.
For generative evolution, organisms are substrates, instead of products of survival. Their significance lies in
being the matter and organization from which evolution as a creative process continues to develop itself in bootstrap
fashion. The importance of recognizing ourselves as substrates instead of products of evolution far surpasses semantics,
such as whether a glass may be half full instead of half empty. This is because organisms, including humans, have
been genetically tailored for both evolutionary roles; as machines for survival and as effectors of subsequent
evolution (Campbell 1994). Genetic traits which enhance fitness are called "adaptations". Those which
promote evolution are "evolutionary drivers" (Campbell 1985). Molecular biologists have discovered a
variety of genes and proteins to exist because they have discrete evolutionary roles and even evolutionary functions.
This is probably true of much of our psyche and culture as well.
One major difference between adaptive and generative evolution concerns fitness. Quantitative differences in fitness
among individuals in a population cause Darwinian adaption. Fisher (1930) even proclaimed the fundamental theorem
of natural selection to be that the rate of evolution is proportional to the variation in fitness in the population.
In contrast, survival is only an all or none matter for generative evolution. It is important only that a lineage
is fit enough to persist instead of dying out.
A second distinction is that Darwinian adaptation is an instantaneous process of the immediate present whereas
generative evolution concerns cumulative consequences. Naturally, these latter become increasingly apparent over
longer sweeps of time. The most important generative progression is the build-up of physiological competence and
complexity of life, since living forms are the material entities that carry out generative evolution. Organisms
and genes that are capable of complex operation are able to evolve more effectively than simpler ones (Campbell
1983). It is no accident that the human brain, which promises to revolutionize evolution, is the most complexly
organized matter known in the universe. Evolution also progressively gains autonomy from the envioronment as it
advances (Campbell 1986). Species tend to acquire genetic control over the parameters that are important for their
evolution (both adaptive and generative). As evolution advances it transfers more and more control over the process
from the environment to the genome which it creates. In this respect also, humans obviously are the most advanced
medium for generative evolution so far. Our rational brains accord us almost complete authority over our evolution.
Needless to say, generative evolution spills far beyond the safe Cartesian philosophy that cradles adaptive evolution.
It is a "self-organizing", (Nicolis and Prigogine 1977), "autopoietic" (Zeleny 1980), "autophytic"
(Evans 1990) or "entifying" (Swenson 1990) process. Today's organisms are intermediaries in this emerging
process that overshadows any thing now existing. Our evolutionary significance lies in our contribution to bringing
this emergent process into full being and not in ourselves (or our future selves) as beings.
Because it is a growing process generative evolution has a frontier at any moment. The highest or most advanced
species lie at that crest. In fact, because organisms embody the evolutionary process the highest species are that
frontier. The significance of this frontier is that the forms of life at or near it are the ones most likely to
extend that frontier. They are the ones that count. As species fall behind the most advanced ones they lose their
significance for the process of generative evolution (ie their likelihood of contributing to the frontier in the
future). All of the truly archaic forms of life, such as riboorganisms (Benner et al. 1987), have died out. If
some had survived it would not matter much. Simple prokaryotes still persist in profusion and are even indispensable
organisms at the bottom of ecosystems. However, they virtually ceased to evolve a billion years ago. The more advanced
eukaryotes have excluded them from macroscopic levels of existence. A range of eukaryotes from protists to metazoans
and plants remains with us. Yet, the survival and evolutionary fortunes of even the highest of them have fallen
into dependency on humans. We are the current embodiment of the frontier of generative evolution. The future advances
in evolutionary capacity depend upon us and no lesser forms.
Adaptive evolution turns on a single imperative, survival of the fittest. Generative evolution makes two demands
on the life forms of its frontier: 1. The successful lineage must survive, and; 2. It must advance its capability
to evolve faster than its competitors.
5. Extradarwinian Evolution of the Human Line
The importance of these extradarwinian attributes of evolution are particularly apparent in the case of humans.
This is because our line advanced so rapidly. During the last several million years human ancestors developed an
unprecendented assemblage of traits: enlarged brain and intelligence, language, upright stance, opposable thumb,
tool making and culture. Superficial Darwinian popularists pretend to explain them as the adaptations to a changing
environment. Yet, these flagrant "just-so" stories (Gould and Lewontin 1979)--"How the Caveman got
his Language" and so on--beg the the most notable questions about human evolution. Why was it so rapid? Why
did so many traits evolve in concert? Why did not those precipitating environmental conditions similarly revolutionize
other species?
No other species in Africa advanced unusually during this period. The special factor which drove the unique evolution
of human ancestors must have been those ancestors themselves and not the external environment. Humanity's origin
must have been propelled by the autoevolutionary effects of increasing intelligence, language, culture, tools,
low fecundity and manual dexterity. We are well aware of how effectively humans can intervene in evolution with
their animals and plants by tampering with their breeding. Dogs and corn evolved an estimated ten thousand times
faster than the neighboring species that people ignored (Buckley 1978). Social patterns in primitive cultures today
suggest that our ancestors also tinkered with their own evolution. People decided who among themselves would survive,
be nourished, breed and be cast out of the group in the same sorts of ways that they did for their animals and
plants. Humans must have arisen in part by autodomesticating themselves (Campbell
1985; Leakey and Lewin 1992).
These interventions not only changed our ancestors' phenotype but also developed their ability to self-evolve.
While tools, culture, language and intelligence undoubtedly were adaptively useful, more importantly they promoted
people's evolution. I suggest that their development is best understood as driving small societies of our ancestors
to evolve new degrees of control over their change.
In summary, evolution far transcends the naive Darwinian model. Its extradarwinian characteristics surely will
be as integral to our expected evolution as to our past. Our future development undoubtedly will have adaptive
components, but it will be predominately an elitist, self-referent, and generative process.
6. Private Human Evolution
With this expanded view of evolution let us turn to our future. The mistake of the eugenicist is to join the neodarwinist
in demoting individuals to mere statistical subelements of population. Both call for the gradual transformation
of species by a process that indiscriminately engages all of its constituent members uniformly. According to neodarwinism
every organism across the species must produce the number of offspring that exactly matches its fitness. Correspondingly,
the eugenic admonishment "Breed not ye who carry defects" (Heim 1975) extends evenhandedly to every person
regardless of station: the surf and the sultan; the harlot and the hero.
This view appeals because it coincides with a contemporary social ideal. It seems natural and just for the grand
scheme of being that animals and people evolve by a democratic process with universal suffrage. Perhaps democracy
is "fair", but it is not the way that life does evolve. Evolution is primarily an elitist process. It
depends upon the idiosyncratic destinies of individuals who are privileged with the potential and opportunity to
evolve new species. Evolution bypasses the bulk of the species. Those left behind may remain as relics ("living
fossils") or die out.
If democratic advancement of the human species is a pipe dream, then we should consider the prospects of its elitist
counterpart. These are the very opposite of eugenic hopelessness. The progress of those individuals who choose
to evolve their lines is free from the drag of the others who decline. There is every reason to believe that the
destiny of humanity is for self-chosen groups of individuals voluntarily to speciate into higher forms rather than
for all of us to be gradually transformed as a species. I shall call this individualistic process private evolution
to contrast it with species-wide change.
Private self-evolution escapes the insoluble moral dilemmas that incapacitate democratic eugenic advancement: What
human characteristics are desirable, who shall make this decision and what moral basis ordains those spokespersons
for our future form? The individuals and voluntary associations of people who privately decide to improve their
own> descendants by the techniques available simply will advance their stock according to their own systems
of values. People who choose not to act will be irrelevant to our evolutionary destiny. The prerogative for private
evolution comes from within. It is not bestowed by society, nor even possessed by the species as a whole.
7. How Fast Will People Privately Autoevolve?
I introduced this article by suggesting that in ten generations some men and women will advance as far above our
current form as we transcend apes. Let me be more concrete so that we can evaluate the underlying premises. A group
of people dedicated to the over-riding ideal of evolving maximal intellectual capabilities by any means available
could aspire to produce a following generation with an IQ of, say, 180. If they also passed on their evolutionary
ideal, the superior offspring should be able to improve their successor generation commensurately; that is, increase
its intelligence by 80%. (A later section looks at the ways for achieving such progress.) I see no limitations
to sustaining a geometrical increase in intelligence forever. Each generation will have the extra intelligence
and scientific/technological advantage to make its contribution. By the 10th generation this projects to an intellectual
capability formally equivalent to 25,000 on an IQ scale, whatever that would mean.
If 80% compound change seems unrealistic even 20% per generation gives an IQ of 450 by the tenth generation, obviously
a far cry above our species. There is no point in scribbling the numbers for the hundredth generation by either
projection. They do not add a new species or even phylum to biology but expand biology to a triology. The new kingdom
could accommodate the fictitious Greek gods as comfortably as unicorns could plausibly fit into biology. What will
these beings be like? One cannot say, except that they will be the way we, and our future descendents far brighter
than we, choose to design them to be.
There are several possible bases on which to predict the rate of private human evolution. Our immediate past evolution
is a rather weak one although it does acknowledge that our future change will be a continuation of our past (probably
largely self-imposed) evolution. The much faster rate at which people domesticated animals is a more insightful
indicator because it reflects the power of artificial selection. Of course, primitive people domesticated animals
in ignorance of biology, so we should make our comparison with the progress in modern agriculture instead of early
farming. Buckley (1978) predicts that this progress soon will speed up ten to a hundred thousand-fold. The explosive
growth of scientific knowledge and technology probably is the best flag for the pace of private rational autoevolution.
Its special relevance is that it causally underlies our expanding ability to execute our further evolution.
The rate of progress of biological science is nothing short of astounding. When I entered high school scientists
did not even know what genetic information was. Now they are planning to map the position of every single atom
in the entire human DNA genome during the next twelve years. This human genome project itself is just one step
in the increasingly rapid escalation of biological science. A "human embryology project," perhaps by
complete simulation of our ontogeny on parallel-processing super computers, will be an immensely greater undertaking.
Yet, when its time comes, developmental biologists probably will complete it as rapidly as the human genome project.
The incomparably more ambitious "human brain project," to exhaustively reduce mental function to anatomical
substrate, may require a further generation of lead time but then be brought to
conclusion as quickly as the others.
As a measure of tempo, the scientific literature doubles about every five years, and genetics leads this average.
The data bank of known DNA sequences grows 20% per year, and techniques for manipulating genes have progressed
by major breakthroughs every decade. Hardly any geneticist anticipates this tempo to falter in the foreseeable
future. When private autoevolution becomes fully established it will be paced by this growth in scientific knowledge
and biotechnology. If the first several generations of autoevolution only manage to advance chosen traits 20% per
generation our growing expertise almost certainly will kick the rate to the 80% that I suggested earlier.
Actually, I foresee lineages of people eventually evolving far faster than an 80% per generation rate. Some scientific
and technological "breakthroughs" probably will jump intellectual capabilities by factors of two, ten
or a hundred instead of by percentage gains. They will include creation of wholly new sorts of mental qualities,
ones that are as opaque to human intellect as ironic poetry and quantum mechanics are to gorillas. These leaps
might punctuate our evolution every few generations or maybe every "generation." The late Alan Wilson,
an acknowledged leading authority on rates of evolution asserted that during the progression from amphibian to
human, brain size increased faster than exponentially (Wilson, et al., 1992). I see no reason to expect the kinetics
of autoevolution to dwindle to a simple exponential upon entering its rational phase.
8. What Characteristics Will People Choose to Evolve?
Of course one can question whether people will necessarily evolve higher intelligence. Maybe aggressive groups
will be more successful. Perhaps people will choose happiness for their offspring instead of smartness and increase
the capability for enjoyment, from happiness to bliss to persistent endorphin highs to permanent orgasm. They may
opt for extreme longevity. We undoubtedly will be able to engineer any such changes in a handful of generations
(Sinsheimer, 1967). Why expect people to increase intelligence or even expect evolution to go in a definable direction
instead of bobbing randomly from generation to generation? The answer, of course, lies in the nature of the evolutionary
process. Fundamentally, human self-improvement is very rapid generative evolution and will be slave to its principles.
As mentioned above, these principles are that the generatively successful lineage must persist, and that it must
increase its capability to evolve faster than its competitors in order to stay at the forefront.
One must appreciate that "private" does not imply that only a single group is going to set out to improve
its offspring. In a world of five billion people, thousands of groups of people probably will explore every obvious
strategy and goal for improving their offspring. To a Darwinist or eugenicist every occurring direction of evolution
is as valid as any other. However, this is not so for generative evolution. Directions which build capabilities
to evolve will progress autocatalytically. Others will not. To illustrate the importance of this difference consider
a hypothetical private group of people who dedicate themselves to enhancing their descendants' musical talents.
The group might progress its musical abilities at a respectable constant rate from generation to generation. Another
line which had systematically developed its capability to improve itself, in smowball fashion, for five generations
probably would be able to design in a single generation greater musical genius than the musician line ever could
evolve.
Rational private evolution will be fast enough for generative principles to dominate it even over short spans of
time. Privately evolving lines may progress, "speciate," increase in size or power, fuse and split, transfer
information, parasitize each other, fight and cooperate with each other, and so on, but those which fail to maximize
their potential for subsequent generative evolution will continually drop out of the frontier. The losers may disappear,
remain as living fossils or continue to advance while slipping behind the frontier at an exponential rate. Their
state of existence will not matter. The losers will be irrelevant: as unimportant to the future as chimpanzees
are to today's world.
Even if no one deliberately directs his or her evolution towards evolutionary advancement, the principles of generative
evolution will impress themselves on us as surely as they did on our ancestors. Of course, the most generatively
successful lineages undoubtedly will be ones which understand generative evolution and adopt it as their express
evolutionary goal. They will deliberately pursue exactly those traits that will advance their future capability
to evolve. (More precisely they will advance those traits which they foresee to be generative. At first the premium
may be for technical capability to make changes. Ultimately generative evolution may depend upon - and therefore
be - developing capabilities to conceive generative goals to advance towards.) Anyone who aspires to be a productive
link in life's ascension should align his or her goals with the dictates of generative evolution. To become side-tracked
or mistaken is to yield the frontier to others.
One undeniable prediction is that winning lineages will devote at least the minimal effort and resources necessary
to survive in the long and short terms. They need not be "highly successful" or "more fit"
than other groups of people, or have any particular relationship to the rest of our species. They just have to
persist. It is even irrelevant whether they persist by foresight or by luck, suggesting to me that the latter will
be a major factor.
As to inferring what particular traits generative evolution will favor, we should begin by recognizing ourselves
as intermediates, instead of finished products, of evolution. I presume that post-human generative evolution will
continue to develop the same traits which raised us from beast to human. These are our distinctively "human"
characteristics of intellect, communication, emotional commitments to society, culture which directs individuals
into activities that produce generative evolution, tools for intervening in evolution and tool-making capability.
There is no reason to believe that they are perfected in us. Evolution undoubtedly will also develop additional
new generative substrates, but it is not so obvious what these are.
There can be no doubt about the value of intelligence for developing the knowledge and culture necessary for further
evolution. Even today's abstract sciences require keen minds. As we advance, ever greater intelligence will be
needed to figure out the next advances for securing the frontier. Our current intellect probably cannot even comprehend
the mental attributes that descendants will struggle to conceive.
The indispensability of intelligence does not make it the only important mental attribute. Undoubtedly, our hypothalamus
will continue to evolve as well as our cerebrum. The most successful competitors for the frontier will have to
be totally dedicated to their goals. I can imagine them as bands of intellectual zealots fanatically devoted to
their religion of generative evolution and to their private autoevolutionary church. They would singlemindedly
advance their evolution for all of the same reasons that cause politicians to strive to become president, scientists
to steal back to their laboratories after dinner, missionaries and explorers to fight their ways into deepest Africa,
men to court women, parents to brave death protecting an offspring, men to lead and follow each other into war,
and authors to slave over their all-American novels. Humanity evolved these powerful drives (which we admire) in
part because they promoted its evolution. They should be capable of expanding to completely rivet people to their
next phase of autoevolution. People probably will first culturally bond to their evolutionary goals and later lock
their descendants in genetically with inescapable new drives.
9. How Will People Bring About their Self-improvement?
There is little use in detailing a scenario for impending human evolution because the range of possibilities is
too great. However, it is useful to point out some specific opportunities in order to show why we must expect rates
of progress to be very high.
The cardinal premise is that mankind's self-elevation is primarily a process of generative evolution. Therefore,
the way people improve themselves will change as they advance. In fact, their generative evolution will consist
of the advances in the way that they are able to evolve. The first pioneers undoubtedly will begin to improve their
offsprings' genes by the simplest possibility of selecting gametes (see Muller, 1960). Even today some women are
choosing the sperm for their "artificial" insemination (AI), separately from their choice of spouse,
as a primitive form of deliberate private autoevolution. The range of choices now offered to women is severely
limited - usually to only several aspects of the appearance of the donor, such as eye color, race and hair color.
However, we can expect that range to grow substantially. For example, a controversial sperm bank now collects semen
of Nobel prize laureates. While it is fashionable to scorn this as an elitist pretension, were I a woman contemplating
AI I would pay dearly to choose from this stock instead of relying on the sort of anonymous donors who would sell
their blood to blood banks. As more women come to insist upon top quality genotypes for their offspring, sperm
banks will become scientific genetic institutions to meet teir demands.
Collecting superior sperm is just the first step for providing women with control over their children's qualities.
Agricultural AI services offer a fascinating preview of other opportunities that women can hope for. For example,
animal breeders record the characteristic not only of their stud animals but of the offspring that they sire as
well. Eventually human sperm banks could provide women with choice among sperm which have been documented to produce
children with IQ's averaging two standard deviations above the norm or with a 60% chance of a height above six
foot four or whatever other partially heritable characteristics women desire for their children. They could even
match sperm or the expectations of particular sperm to the woman's particular genotype. One can imagine a number
of ways that such human reproductive services may come into being.
Today, gynecologists usually pick out sperm donors (typically medical students) from casual judgments of their
overall phenotype. As biological information accumulates it will become increasingly possible to select for gametes
which encode outstanding individual heritable characteristics, perhaps eidetic memory, particular reasoning processes,
longevity, trainability, emotional traits and so forth. The human genome project will eventually identify the individual
functions of our 50,000 genes and catalogue the range of their variation in the human population. Evolutionists
will then be able to incorporate particular alleles in their stock. More importantly they will be able to combine
together constellations of alleles from a mother and father. Hundreds or even tens of thousands of ova might be
superovulated from a woman and fertilized in vitro. The genetic constitution of each preimplantation zygote would
be analyzed, by techniques already at hand, and the appropriate few selected for implantation. By then geneticists
probably will be able reliably to add and replace individual genes in germinal cells. Alleles from any number of
different people will be combined in the one individual.
I foresee the obvious development of human germinal cell lines which can be grown in culture and reconstituted
into embryos. This is no more original than extending to humans the technology presently in use for mice. Human
cell lines might even be tailored to form particular parts of chimeric persons, such as the brains or gonads, with
the rest of the body coming from cells of a different constitution. These cell lines will add an in vitro stage
to the post-human life cycle. This will be a major breakthrough because we already are wonderfully proficient at
manipulating the genetic constitution of cells growing in culture and selecting the one out of a billion correctly
engineered cell that we want. Every possible genetic improvement, as it is discovered, will surely be incorporated
into cell lines and tested for its advantages to phenotype.
We probably will begin our interventions into brain and embryonic development with drugs and hormones and subsequently
engineer the desirable intrusions into the genome. Then, after a further generation of accumulating biological
information about individual gene function, developmental pathways, and the neural substrate of brain function,
evolutionists probably will write novel genes for these traits from scratch using a DNA synthesizer.
The costs will be enormous, far beyond what most people could afford. This has kept our democratic society from
appreciating that these possibilities will be used and will be important. However, their feasibility cannot be
judged from what the average person will be willing to pay to procreate. What matters are the resources that the
most successful generative lines will be able to apply to their goals. A million dollars per conception seems a
great underestimate to me for the beings who hold evolution's frontier.
Designing new functional capabilities into our descendants will be a daunting undertaking. Its success does not
turn on discovering that the task is less formidable than it seems today but, instead, on developing the methods
and knowledge capable of meeting this extraordinary challenge. One cannot be pessimistic here. Table I calls attention
to the remarkable progress in genetic engineering during the past decade. Most of these techniques were developed
to manipulate genes of animals. However, the bottom line is that all of them eventually are going to be used on
humans - unless even more powerful alternatives eclipse them. To fail to see this is to utterly misperceive the
implications of science. Two invincible forces are driving this progress of bioengineering and mammalian genetics.
One is the multi-billion dollar agricultural industry. The other is medicine. Neither can be stopped. They guarantee
that as long as society remains functional it will continue to pursue genetic knowledge and techniques for genetic
engineering at escalating rates.
Of course, the methods for evolving our genetics extend beyond biotechnology. Ultra-sophisticated parallel processing
computers and software programs will predictively model how particular gene configurations translate into phenotype,
and how particular phenotypic traits can be engineered into developmental pathways. As a start, new computer technology
is being developed today as an integral part of the human genome project. Computers also will model new intellectual
capabilities. I venture to suggest that the forefront of computer innovation will soon rise from simple number
crunching and modelling of low organizational systems, such as the weather, to the far more sophisticated demands
of biological information.
Autoevolutionists certainly will also exploit animal models for their programs, as scientists have done for all
studies of human biology. Experimental programs to increase mental attributes of dogs and perhaps short generation
monkeys may be pilots for human programs. These models may grow out of conventional animal studies of neurological
diseases, mental deficiency, senility or effects of drug abuse on fetal development.
One particular use for animal models will be to develop operational definitions for effective intelligence. The
classical "intelligence quotient" as a global statistic was devised before anything was known about either
the genetics or physiology of mentation. Of course it is inadequate. It will yield to measures of actual processes
in the mammalian nervous system which are valid goals for selection.
10. Other Components of Private Human Autoevolution
Redesigning the genotype will be only one facet of rational autoevolution. A separate dimension will be to design
environments which maximize the effective intelligence and creative potential of superior beings. In particular,
as humans profoundly change so must their post-natal development. The march of science up the ladder from physics
to human biology inevitably will reach education and provide objective theory based on neurobiology, personality
development, experimental psychology and large statistical surveys to correlate adult achievement with childhood
experience. We must expect child development eventually to become a true experimental science. Children with especially
favorable genotypes will be raised in various environments to test hypotheses and to discover optima for bringing
out their potential.
As a hypothetical example, a private group might produce cohorts of genetically identical youngsters at two-year
intervals. The first set would be raised under a chosen variety of defined conditions. The next would be raised
for the first two years in the way empirically found to be optimal. They would then be used to test a range of
conditions for years 2-4. The third set would explore optimal schooling during the next two years and so forth
(2).
The purpose of this suggestion is to illustrate the enormous scope for systematically designing the environment
to match the evolving genotypes. In current discussions eugenics is conceived as the alternative to "euthenics,"
the improvement of humanity through upgrading its environment. Both their expense and their contrasting philosophies
make eugenics and euthenics almost mutually exclusive as full-scale agendas for improvement on a national level.
However, our realization of how genes and environment interact to determine phenotype implies that the successful
evolving lines of people will integrate both avenues. Designing an optimal environment will be almost as important
as designing genotypes for maximizing people's evolutionary capabilities. As an insightful parallel, a major strategy
in crop plant improvement is to create genetic strains that produce higher yields by being able to respond better
to improved growing conditions. The green revolution materialized from breeds of grain which could benefit from
increased levels of fertilizer. Because of the importance of genotype-phenotype interactions the successors of
humans at the frontier should be far more harmonious with their environment than the haphazard situation of today.
A third component of autoevolution will be scientific information and technology. These are critical for the initiation
as well as the continued acceleration of our rational self-development. Probably only persons intimately versed
in biology will have the expertise, vision, commitment and audacity to pioneer the opportunities that genetics
currently offers for human advancement. Every serious participant in evolving our genetic heritage undoubtedly
will be highly concerned about national programs of medical, agricultural, genetic, and biological research. These
will be the source of both the state-of-the-art techniques for effecting evolutionary changes and the knowledge
for deciding which changes to make. I expect that proponents of human evolution will assume the leadership of national
scientific research and direct it towards their cause. Such leadership should be a boon to all of society because
the knowledge that it will seek coincides with the fundamental biological information critical for solving our
most basic medical and social problems.
A fourth aspect of generative human evolution will be cultural. Humans cannot evolve effectively by individual
effort. A cultural shell must maintain continuity across generations and integrate the contributions of like-minded
participants. One can imagine a variety of forms for private autoevolutionary units. I mentioned earlier the possible
small religious-like sect. Alternatively, autoevolutionary groups may start off resembling professional societies,
schools, corporations, armies, extended families, villages, recreational, philanthropic and fraternal organizations,
teams, businesses and so on. Whatever the cultural forms are that successfully initiate private autoevolution,
they probably will change and develop substantially with time.
These four discernible components of human autoevolution, genetic, environmental, scientific/technological and
cultural, have two interesting characteristics. First, each is capable of advancing, and its advancement would
feed back positively on its capacity for further advance. In other words, each can evolve generatively in its own
right. Secondly, these components were conspicuous in our past evolution. They have been components of highly successful
generative evolution. The unique transition at our moment is their integration to extend their further joint advancement
rationally.
It is fascinating to consider the futures of each of these individual components; computers, society, technology,
culture and genetics. However, they cannot be understood in isolation from each other (3). Their integration into
a composite system for maximal generative evolution will dominate the way each changes. At this point in its history
generative evolution consists of a coalescing set of progressions which reflexively promote the advancement of
themselves and each other.
11. The Start of private Autoevolution
The significance of our future evolutionary advancement, to you and me personally, pivots on its time schedule.
The demise of the sun and the inevitable heat death or collapse of the universe are impending events of supreme
consequence. Yet, they occupy us only as cocktail party curiosities because they lie too far in the future. Almost
everyone uncritically assumes that our evolutionary advancement also belongs to the insignificant future, but this
must be grossly wrong.
Most of the component processes for private autoevolution are already in motion. Biological sciences are progressing
exponentially. Today's technology is unmistakably autocatalytic. Machines make machines, computers design computer
components, and software for writing software is exploding. People have feebly started to regulate the genotype
of their progeny deliberately and rationally with AI and negative eugenics measures. The educated public realizes
that humans are biological creatures and that genetic engineers can profoundly redesign animal form. The conspicuously
missing component is the requisite social organization (the Church of the Evolutionary Zealotes or whatever). This
gap could close at any time to complete the prerequisites for rational, private autoevolution.
It is in the nature of autocatalysis that once it starts it propels itself. However, the process may require a
trigger to set it off. The catalyst may differ substantially from the circular causality that perpetuates the process.
This is likely to be the case for private human autoevolution. As time goes on and its generative components inexorably
develop, private autoevolution will become easier and easier to ignite. Table II lists a variety of possible triggers
for private autoevolution to suggest their diversity and the likelihood that one will produce effects within a
meaningful time period. (Most readers probably can think of others even more plausible.) Future historians may
someday identify one of these as the event that catalyzed the most momentous happening of the
human race. I like to believe that foresightful geneticists will deliberately initiate this new era of evolution,
but the crucial event seems almost as plausibly to be incidental or accidental. If so, this reflects the limitations
of human rationality.
Public awareness of its prospects should be an especially important promoter of private autoevolution. In particular,
open discussion will encourage the formation of private evolution groups. All of the possible triggers listed in
Table II could raise public awareness, as could diverse other factors. For example, the relentless progress of
global problems: pollution, deterioration of the environment, exhaustion of resources, overpopulation, perhaps
nuclear militarism or epidemics will emphasize the importance of outstanding personal qualities, intellectual,
emotional and
philosophical, for mastering tomorrow's world. Journalists, biotechnicians, fiction writers, elitist groups such
as Mensa and so forth, who lack the resources or will actually to engage in autoevolution, will analyze its various
options and strategies. Proponents and critics of biological research programs will air the ramifications for human
improvement. Even now, biologists justify their grant requests for studies of neurogenetics and fetal endocrinology
in animals by describing the potential human applications. Critics of scientific progress who now decry genetically
engineering crop plants and domestic animals will gleefully scream the potential disasters lurking in the Pandora's
box of human germline manipulation. Also, successful or unsuccessful attempts at genetic engineering in humans
for medical purposes will raise public consciousness about their wider evolutionary implications.
Public awareness feeds on itself. Even negative publicity will increase the numbers of people who think through
the prospects for human improvement. I expect most educated persons to support the idea of continuing our evolution
once they understand it, maybe not today or tomarrow but one cannot overlook how enormously our values relating
to sex and reproduction have advanced in the last fifty years.
There is no better way to appreciate how rapidly the stage for dedicated human autoevolution is developing than
by comparing the prospects as they appear today with those of 25 years ago. Everyone interested in our future should
definitely read the penetrating views that H.J. Muller expressed in 1960. This Nobel Laureate geneticist realized
that our potential for advancement is limitless, but he could not imagine how explosively our knowledge of genetics,
our understanding of evolution and our technical capacities would grow (4). I expect that today's outlook will
seem as quaint to our grandchildren.
One can only guess at the time-table for private evolution to start. The considerations above suggest to me a better
than even chance that a major escalating debate will begin this decade and a near certainty for it within a generation.
Some of our grandchildren are likely to join practicing autoevolutionary groups. By then, at least abortive attempts
to genetically engineer human germ lines may come to public attention. Directed human evolution should be a major
issue in science, ethics, economics, and politics for our great-grandchildren. These projections share the time
range of global warming, the exhaustion of various primary resources, and the population time bomb; problems that
responsible people realize society must address now.
Two generations of concerted private autoevolution should produce intellects and leadership qualities substantially
superior to anything previous. Most educated persons will demand the advantages that they see in others for their
own offspring. The late comers and the half-dedicated will benefit enormously from the techniques and knowledge
created by the primary autoevolutionists, but they will never close their gap behind the cutting edge.
We should not imagine that people will just dabble in their evolution. Another generation will fan autoevolution
into the all-consuming endeavor of the intellectuals, scientists and economists. The resources of the world probably
will suddenly be shifted to this enterprise. Remaining "humans" will realize that they have been displaced
from their former privileged status as the masters of destiny.
12. A Generative Evolutionary Theory of Human Values
Deliberate human autoevolution promises to revolutionize every branch of philosophy: epistemology, aesthetics,
metaphysics and theology. This volume concerns human values. Here the process defines both a new system of ethics
and a new sort of ethical values. The ethics of generative evolution (EGE) is the commitment to procreate the lineage
which will occupy the leading edge of life from now on. Its values are the properties which keep descendants at
the frontier of generative evolution. EGE translates into literally writing these values into the next generation.
They will be biologically installed as innate purposes and as physical and mental capacities to meet those purposes
of maximal generative evolution.
As an ethical system EGE has some notable features. It recognizes that humans are biological intermediates in a
perpetuating evolutionary process. Therefore, its concern extends to the ultimate possible attainment of life instead
of just the perfection of today's human beings.
Situating human importance in an ongoing, limitless process of improvement makes EGE truly dynamic. Its values
cannot be statically defined in advance but only evolved. Each generation will require a new set of values for
its particular stage of development. In fact, the values for each generation will dialectically promote the evolutionary
advance which will force their revision. Ethics is a generative component of human evolution.
The charge for the evolutionary ethicist is to work out values to guide the next phase of being, not the current
form. Today's particular task is to design the value system which will initiate private human autoevolution. This
is exciting because it calls for developing a self-fulfilling vision which will attract people to execute it. The
subsequent values will be equally exciting to our advanced descendants. Perhaps their next formulation will be
to fashion descendants able to conceive new mental attributes which could and should be brought into being. I personally
cannot think of anything more intriguing than exploring the possible directions in which human mentality might
be extended.
EGE offers a fresh outlook on ethical dualism. Classical ethics depends on the presumption that what should occur
can differ from what will happen. Moreover should is prior because it can redirect what will occur. Generative
evolution surmounts this unhappy dualism because here the two cannot diverge. Any disparity can only lead lineages
into oblivion and is self-negating. Even so, EGE escapes determinism by being sets of values which people choose
to instill in future descendants. EGE is constrained by the principles of generative evolution but few evolutionists
believe that evolution is a deterministic or convergent process.
Indeed, future people probably will be little troubled by today's central ethical dilemma of how we should govern
our free choice. Once generative evolution captures humans' rational facilities it will shape them to eliminate
the disparity among what an individual should, can, will and wants to do and what gives happiness and deep satisfaction.
I suggest that our current ethical dilemma arises from slack. We have not developed the opportunities to fully
occupy the drives that past evolution has instilled in us. People have a surfeit of personal resources that they
cannot now devote to either their biological survival and reproduction on the one hand or their evolutionary advancement
on the other. Our ethical dilemma is how to construct a value system for wasting this excess of resources. The
acceptable solution cannot be a fiction of arbitrary values for what is meaningless. It must be to identify how
evolution creates personal meaning and to expand that meaning to match our capacity to act.
Autoevolution's self-assertive foundation renders it invulnerable to judgment by lessor ethical systems. A critic
may reject a private autoevolutionary program on moral grounds and perhaps even delay society from participating
in the affair. However, I see no way for an outside moralist to prevent dedicated molecular geneticists from privately
manipulating their own heredity. If a government legislates against people tampering with their genetic constitution,
this will not matter. The generative race merely will be among those groups which will circumvent that impediment.
Humanity never has had much luck at prohibiting the world progress of science or the use of technology. It goes
without saying that the overwhelming majority of today's people will not embrace generative evolution. This does
not matter. Few people have enough education or technical opportunity to take a shot at the frontier of autoevolution.
This unfairness does not matter. Most governmental, religious, legal and even scientific institutions may be outraged
by the very idea of private evolution of super-humans. This does not matter. It does not even matter that 99% of
the private evolutionary groups will erroneously direct their evolution into blind alleys, internal cancers or
self-destruction. Humanity's future evolution will merely resemble that of its successful past in this respect.
Evolution depends upon the fortunes of the singularly successful and not the majority. In this way it differs fundamentally
from democratic, statistical and mechanistic processes that we are familiar with.
The futuristic orientation of EGE also raises its values above judgment by narrower ethical dogmas. Dogmatists
judge an option by weighing it against their standards (e.g. 5) A futurist, in contrast, does not ask how well
an option agrees with his or her own value system but how the people in the future living with its outcome would
judge that option from their perspective. There is no doubt in my mind, whatsoever, that descendants on whom we
bestow capacities quantum levels above our own to see, think, feel, do and enjoy, will cherish their generative
evolutionary values over our anthropocentric moralities, to a degree that we cannot even imagine. They are as likely
to regret their super-human qualities as persons in the street today are to choose to discard 60 IQ points, look
forward to senility, poke their eyes out, wish they were Mongoloid, hire a neurosurgeon to destroy their short-term
memory, envy a dyslexic or pray for addiction or psychosis.
Nor does it require any future super-human intellect to appreciate the extraordinary offerings of EGE. No one can
possibly dispute the desirability of the following aspirations for our descendants (or for us).
** to provide them a
full and irresistible outlet for their emotion, intellect, creativity and religiosity.
** to give them the maximum opportunities and encouragement, as individuals and as members of a culture, to improve
what they perceive can and should be changed.
** to enrich them with a new bond to the future and the past.
** to make cultural offerings as congruent with their individual needs as is possible.
** to maximize their capacities to utilize the opportunities available to them.
** to base culture on idealism.
** to develop a self-fulfilling vision of a future of perpetually accelerating improvement instead of stasis or
deterioration.
** to create the opportunity for individuals to make the most meaningful possible contribution to existence. They
can personally be unique and essential intermediaries in the progressive realization of "divine" levels
of existence (by any theology) and beyond.
I defy any other ethic to measure itself against this attainable vision. Anyone who cherishes human qualities must
embrace their continued development at the greatest possible rate. Can you imagine any greater personal tragedy
than evolution aborting you as a Neanderthal or monkey or germ - or mere human being?
Conclusion
In closing let me reiterate that private autoevolution is not a possibility for a distant future nor is it a science
fiction. It is with us now, albeit at an early enough phase to have escaped most people's attention. Autocatalytic
self-evolution is poised to engage us immediately. It falls within our time-scale of concern. Expect it. I have
mentioned several of its generative facets; genetic alteration, technological development, information acquisition,
cultural development, and ethics. The most significant legacy of our age will not be nuclear power, computers,
political achievements or a static ethics for a "sustainable" society. It will be the closure of our
rational intellect around our evolution. The statues of the 21st century will celebrate the fathers of Homo autocatalyticus
who brought evolution under its own reason. The world waits to see whose faces will adorn them.
Acknowledgements
This article was prepared while on leave at the Research School of
Biological Sciences, Australian National University, Canberra, Australia.
I thank George Miklos and Barry Rolfe for their kind support. Patricia
Williams made especially useful criticisms of this manuscript.
Footnotes
1. Genetics arose from the postulate of the Mendelian gene, as an invisible particle within the cell causing observable
phenotypic traits to appear. This crucial postulate gave rise to two concurrent programs of genetic research. Mechanistic
genetics asked what genes physically are and how they mechanically perform their functions of self-replication,
mutation and determination of phenotype. This program was spectacularly successful, leading to today's molecular
genetics and genetic engineering. However, it took many years to trace genetics to chemical structure and activities.
In the meantime, the fact of particulate inheritance was too fundamental to agriculture, medicine, evolutionary
theory and the rest of biology for scientists to wait until the gene was understood before integrating Mendelian
genetics into their fields of interest. These geneticists developed a second branch of genetics to relate differences
in phenotype to inferred differences in theoretical genotype without referring at all to the material nature of
the gene. Their approach could attribute the variability or abnormalities in some traits to a single "gene"
and show that other cases depended upon "alleles" at two or at many different "gene loci."
It also could catalogue several phenomenological properties of particular gene alleles or traits (degrees of penetrance,
epistasis, pleotrophy, expressivity, heritablility, etc.) with no attempt to understand or relate them to the material
nature of the gene. For example the degree of heritability of cancer and IQ were burning issues regardless of what
the genes involved were or how they caused these traits.
The whole point of this branch of genetics was simply to accept genes as inscrutable bead-on-a-string units. To
extend their endeavors past mere descriptive formalism these geneticists turned to statistics as a back door to
causal logic wholly independent of genetic mechanism. For example, the normal distribution of heights of persons
in a population is causally explained by statistical laws. The only presumption about the genes involved is that
enough of them act together to form a statistical ensemble with none individualistic enough to make a discernible
effect by itself on that distribution. Presuming that the individual role of genes need not be understood inevitably
transmogrified to the presumption that genes do not have meaningful individual roles. Also, the statistical ideal
of an indefinitely large number of variable genes behind a quantitative trait grew into a biological ideal. I cited
Mayr's recommendation that we believe that every gene affects each aspect of phenotype, even though this is an
admitted exaggeration. This artificiality that genes are but statistical units was tenable only until mechanists
demonstrated that inheritance reduces to chemistry. Then it shrank to a protest of unfeasibility against the reductionistic/mechanistic
perspective which overwhelmingly displaced it. Distrust of mechanistic genetics still lingers as an anachronism
in fields such as in human genetics where it abets a social philosophy that denies the importance of genetic determinism
in human variation. However, if the proof of the pudding is in the eating, then the truly profound continuing advances
that can-do molecular geneticists have made throughout biology demand that a rational person accept their views
as the default interpretation of genetics.
2. The goal is to ensure an optimal childhood milieu for intellectual, emotional and creative development. "Experimental
childhood" should sound Orwellian only to someone with a warped idea of childhood needs. I expect that the
genetic potential for creativity will be best expressed by a secure, nurturing, loving and challenging childhood
with copious appropriate contact with peers and attentive adults. Of course, there are extraordinarily diverse
philosophies of education and child-rearing with strong advocates and critics of each. I certainly do not pretend
that my "enlightened" views will be the ones found optimal to foster intellectual development. Also,
different genotypes probably have substantially different needs. Moreover, a person creates his/her environment
as well as responding to it (as is the case of biological evolution). This makes a sophisticated experimental science
of child-rearing all the more essential. I suggest that the experimental method promises as much improvement over
intuition for matters of rearing a particular child as it does for learning the geometry of the earth and the best
way to treat the plague.
3. Several reviewers have suggested that I discuss the autoevolution of these individual components. Their futures
are extremely important to understand and fascinating to explore. However, I am reticent to do so in a volume on
evolutionary principles and human values. We know precious little about the "principles" of cultural
or computer evolution and their autoevolution may not be relatable at all to "values." One can really
only discuss their future as specific hypothetical scenarios, which, however intriguing, is far below the aim of
this paper about us. Today's global technological society (as a functional entity) and computer intelligence are
developing far faster than biological humans. However, they are far more rudimentary at this time. Eventually,
silicone or Stock's social "metaman" (Stock, 1992) may displace the biological descendants of humans
at the frontier. My feeling, however, is that biological form, built of a hierarchy of self-constructing, self-reproducing
and self-repairing structures that extend down to the atomic level and functions under the direction of endogenous
genetic information will be exceedingly tenacious in its hold on the frontier of evolution.
4. "As far as intelligence is concerned there is no indication that we are approaching any physiologically
set limit or optimum. It is quite evident that we could benefit indefinitely by a continued increase in our mental
powers." and: "It is preposterous to suppose that, in the foreseeable future, knowledge would be precise
enough to enable us to say what substitutions [in the four billion nucleotide pairs of our genome] to make in order
to effect a given phenotypic alteration - not that this would never be possible." (Muller, 1960).
5. An example of dogmatist judgment is the way Ayalla and Valentine (1979) conclude a discussion of the future
evolution of humans in their textbook on evolution by morally decrying the most potent technique that they consider.
"The production of even a single individual by cloning seems to us ethically repugnant: extensive human cloning
would endanger the very survival of a democratic society. We believe that study groups consisting of biologists,
physicians, sociologists, philosophers and political and religious leaders should investigate the matter and provide
advice and guidance to government so that human cloning never will come to pass. Cooperation beyond national boundaries
will be necessary: the future welfare and even the survival of mankind is at stake."
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Table II Possible triggers for human autoevolution.
Geneticists discover a gene which produces a very desirable effect when introduced into the human genome. For example,
overproduction of a DNA repair enzyme might substantially delay aging or reduce the incidence of cancer.
A human sperm bank develops an outstanding insemination service. It demands that its users join in programs of
raising the offspring in accordance with its researched program of excellence and provide detailed information
about the offspring's genetic and phenotypic characteristics.
The AIDS epidemic becomes really serious (e.g. the virus mutates to become transmissible by insect vector) or another
new epidemic virus combines the lethality of HIV with high transmissibility. Society embraces programs of inserting
a gene into the fertilized egg to make the offspring resistant (such as a coding sequence for a gene shears or
antisense segments of the virus). Hereditary resistance to viruses could be developed even today.
A wealthy person sponsors his/her own vision of human autoevolution with ten million dollars.
The leader of some third world country decides to father a thousand or ten thousand offspring for political, social,
military or egotistical reasons.
A drug, hormone or growth factor treatment is developed to prevent neurological problems in very premature infants
and is found to greatly enhance the development of mental capacity of all fetuses. Embryo engineering is born.
An eccentric geneticist successfully clones an offspring with his genotype and captures world attention.
Inevitable progress in reproductive biology makes it possible to induce parthenogenesis or to transplant a somatic
cell nucleus into an enucleated human egg. Unmarried women or wives of sterile men opt for this route to pregnancy
and cause the technique to become accepted and widespread.
The results of the human genome project supplemented by the analysis of the genetic variation in the human population
convince thoughtful people of the imperative need to regulate the transmission of our genetic heritage to future
generations.
Countries finally forced to radically control their exploding population develop the ethos to detect superior genotypes
and exclude them from the ban on reproduction. The largest countries of the world embrace stringent forced eugenics.
Nuclear war elevates the mutational load to where controlled breeding and genetic engineering (such as large scale
cloning of rare phenotypically normal offspring) become essential to maintain a sizable functional society.
[The work above is posted strictly for educational purposes by the Church of Prometheus.
The author and the Church of Prometheus have no affiliation with one another.]