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Partners
Neo-Lynsekoism, IQ, and the Press
There are two main sections to this page. The bulk of it consists of a
critical review by Bernard D. Davis of Stephen Jay Gould's The Mismeasure of
Man. That is followed by a "Random Sample" by Constance Holden from the AAAS
journal Science, 18 February 1994, about Bernard Davis. A fact not mentioned
in Holden's article is that Davis was author of a book called Storm Over
Biology: Essays on Science, Sentiment and Public Policy (1986, Buffalo:
Prometheus).
Davis, Bernard D. (1983). Neo-Lysenkoism, IQ, and the press. The Public
Interest, 74, 41-59.
At the time the following paper was published, Bernard D. Davis was Adele
Lehman Professor of Bacterial Physiology at Harvard Medical School, where he
formerly headed the Center for Human Genetics.
Neo-Lysenkoism, IQ, and the press
BERNARD D. DAVIS
Stephen Jay Gould, a professor of geology at Harvard, has become one of the
best known American scientists. His many essays on natural history are
entertaining and highly readable, and his attack on the "establishment"
version of Darwinian evolution has received so much attention that his picture
appeared on the cover of Newsweek. He personalizes his expository writing in a
breezy, self-deprecating manner, and he comes across as warm-hearted, socially
concerned, and commendably on the side of the underdog. Hence he is able to
present scientific material effectively to a popular audience--a valuable
contribution, and a public service, as long as his scientific message is
sound.
It is therefore not surprising that Gould's history of the efforts to
measure human intelligence, The Mismeasure of Man, received many glowing
reviews in the popular and literary press, and even a National Book Critics
Circle award.1 Yet the reviews that have appeared in scientific journals,
focusing on content rather than on style or on political appeal, have been
highly critical of both the book's version of history and its scientific
arguments. The paradox is striking. If a scholar wrote a tendentious history
of medicine that began with phlebotomy and purges, moved on to the Tuskegee
experiment on syphilitic Negroes, and ended with the thalidomide disaster, he
would convince few people that medicine is all bad, and he would ruin his
reputation. So we must ask: Why did Gould write a book that fits this model
all too closely? Why were most reviewers so uncritical? And how can
nonscientific journals improve their reviews of books on scientific aspects of
controversial political issues?
Reviews in the popular press
Typical of the literary reviews of Gould's book is the one that appeared
in the New York Times Book Review. June Goodfield, a historian and popular
writer on science, is effusive: In his "most significant book yet, Mr. Gould
grasps the supporting pillars of the temple in a lethal grip of historical
scholarship and analysis--and brings the whole edifice of biological
determinism crashing down." The Mismeasure of Man, she writes, also shows
that, while science can never be wholly objective, "this gloriously human
enterprise does provide us both with a method for challenging the status quo
and for revealing true knowledge about the world." Moreover, Gould "affirms
that most things are humanly possible, and that attempts to confine human
beings to limited categories are both downright wicked and bound to be
self-defeating."
In the New Yorker the book was reviewed by Jeremy Bernstein, a
philosophically-inclined physicist. His analyses of scientific books have in
general been excellent, and we might have expected him to be critical of
Gould's methodology. But in fact, because Bernstein saw the book as a powerful
salvo against racism, he misread it, imputing to Gould his own, different
views on intelligence. Bernstein's answer to racism is to emphasize "how
numerous the genetically expressed variations are within any social group,"
whereas Gould in fact insists that in the area of behavior, genetic
differences should be ignored. Missing this fundamental disagreement,
Bernstein uncritically accepts Gould's indictment of intelligence tests:
"because of the false reification of intelligence hundreds of
thousands--perhaps millions--of people's lives have been circumscribed or even
ruined."
The most perplexing review is Richard Lewontin's in the New York Review of
Books. Lewontin represents a biased choice on the part of that journal, since
he and Gould had taught a course together at Harvard on the dangers of
applying biology to society, and he has called for the development of a true
"socialist science" to challenge the "bourgeois science" of most Western
culture. Yet he turns out to be an interesting choice, for his article is, as
usual, brilliant, erudite, and idiosyncratic.
Lewontin agrees that political views, whether good or bad, will inevitably
influence the conclusions of scientists, but be chides Gould for ignoring
Marxist principles and overemphasizing racism: "The Mismeasure of Man remains
a curiously unpolitical and unphilosophical book." The emphasis "on racism and
ethnocentrism in the study of abilities is an American bias." Further, "In
America, race, ethnicity, and class are so confounded, and the reality of
social class so firmly denied, that it is easy to lose sight of the general
setting of class conflict out of which biological determinism arose." He
concludes with a profoundly pessimistic bit of metaphysics: "The reification
of intelligence ... is an error that is deeply built into the atomistic system
of Cartesian explanation that characterizes all of our national science. It is
not easy, given the analytic mode of science, to replace the clockwork mind
with something less silly." But "the wholesale rejection of analysis in favor
of an obscurantist holism has been worse. Imprisoned by our Cartesianism, we
do not know how to think about thinking." It is unfortunate that this truly
gifted scientist trapped himself in evolutionary genetics, a field so at odds
with his social convictions.
The popular press has thought the issues to be more clear-cut. Newsweek
refers to "this splendid new case study of biased science and its social
abuse." The Saturday Review speaks of "a rare book--at once of great
importance and wonderful to read." The Atlantic Monthly says, "The tale would
be funny if one could overlook the misery that such tests have inflicted on
generations of defenseless school children." The Key Reporter (of Phi Beta
Kappa) calls the book "a strident, polemical, effective critique."
The scientific reviews
While the nonscientific reviews of The Mismeasure of Man were almost
uniformly laudatory, the reviews in the scientific journals were almost all
highly critical. In Science, a widely read American publication that covers
all the sciences, the book was reviewed by Franz Samelson, a psychologist at
Kansas State University. He concludes that as a history of science the book
has a number of problems. For example, he notes, Gould claims that Army
intelligence tests led to the Immigration Restriction Act of 1925; in fact, no
psychologist testified before Congress, and the three reports of the House
Committee on Immigration do not mention intelligence tests at all. On another
point, Gould's discussion of the "fallacy of reification"--the grouping of
different abilities, such as verbal reasoning and spatial reasoning, into one
measure of intelligence--"remains blurred, since Gould's emphasis seems to
shift about. Exactly what does he object to? [Gould] never tells us directly
what his own proper, unreified conception of intelligence is." Finally, Gould
fails to acknowledge that ability testing is "a sizable industry in the real
world and a smaller one in academia." And all Gould's incisive thrusts at
finagling and fallacies seem to be almost irrelevant. ... Whatever
intellectual victories over the [mostly dead] testers Gould's eminently
readable book achieves ... the real action seems to be elsewhere."
In Nature, a distinguished British journal of general science, Steve
Blinkhom, writing from the Neuropsychology Laboratory at Stanford University,
is blunt: "With a glittering prose style and as honestly held a set of
prejudices as you could hope to meet in a day's crusading, S.J. Gould presents
his attempt at identifying the fatal flaw in the theory and measurement of
intelligence. Of course everyone knows there must be a fatal flaw, but so far
reports of its discovery have been consistently premature." More specifically,
"the substantive discussion of the theory of intelligence stops at the stage
it was in more than a quarter of a century ago." Gould "has nothing to say
which is both accurate and at issue when it comes to substantive or
methodological points." Finally, many of his assertions "have the routine
flavor of Radio Moscow news broadcasts when there really is no crisis to shout
about. You have to admire the skill in presentation, but what a waste of
talent."
Science 82, a journal designed for the general public, chose as its
reviewer Candace Pert, a biochemist at the National Institute of Mental
Health, who has been researching the application of molecular biology and cell
biology to the study of the brain. "Gould's history of pseudoscientific racism
in measuring human intelligence," she writes, "does not, despite his claims,
negate the sociobiological notion that differences in human genetic
composition can produce differences in brain proteins, resulting in
differences in behavior and personality." In her view, "if modem neuroscience
reveals biochemical differences that account for human variability, we must
deal with this important knowledge; ... ignoring differences because they
could become abuses will not make them go away."
The most extensive scientific analysis of Gould's book appeared in
Contemporary Education Review. Arthur R. Jensen, of the Institute for Human
Learning at the University of California, Berkeley, analyzes Gould's technical
arguments in great detail and reaches sharply critical conclusions. He also
discusses recent research demonstrating a high correlation of IQ with speed of
information processing, as measured by simple reaction-time techniques. These
findings encourage a hope that a merger with neurobiology may soon make
studies of intelligence much more penetrating and less controversial.
The review that appeared in Scientific American is an exception to the
harsh criticism in the scientific press. Ordinarily Scientific American
presents solid science in an interesting way to a very broad audience, and it
has been restrained and non-partisan in treating most controversial issues of
science. However, there is one exception: The publisher, Gerard Piel, and the
book editor, Philip Morrison, have long seen the study of the genetics of
intelligence as a threat to racial justice. According to Morrison, as "a
persuasive chronicle of prejudice in science, founded on scrupulous
examination of the record, enlivened by the talent of a gifted writer, this
volume takes on some of the sinister appeal of a tale of heinous crime."
Gould's selective history
It is important for the general public to understand why scientists close
to the field have reacted so negatively to The Mismeasure of Man. The strength
of science in analyzing reality comes from its strict separation of facts from
values, of observations from expectations. Measurements of intelligence, and
of its hereditary and environmental origins, are part of natural science--even
though one must go beyond science, bringing in judgments of value, in order to
probe the social implications of the results. Hence any purported scientific
exposition of these topics must be as dispassionate and objective as possible
about the facts, whatever the social views the author favors. These are
precious standards, whose corruption we must resist. Unfortunately, throughout
Gould's book they are not met.
The early chapters describe in detail some extremely naive
nineteenth-century attempts to measure intelligence in terms of brain size or
body shape. These are fossils from the history of mental testing, and their
excavation would ordinarily bore most readers. Gould, however, uses them
skillfully, both to give the impression of a thorough scholarly analysis and
to arouse indignation at such evil uses of science. Unfortunately, the
advocacy and the emotional appeal betray the scholarship. In the early stages
of any science, naive ideas, often reflecting the prejudice of the time, are
inevitable. Gould infers that this legacy will persist; but history
demonstrates that the advance of science depends on continually discarding
false hypotheses and preconceptions. Gould further arouses the reader's
indignation by describing the ill-informed and prejudiced views of Paul Broca
and Louis Agassiz on racial differences. But at a time when slavery was legal,
and long before the science of genetics revolutionized our understanding of
the nature of race, it is hardly surprising that these views were held by
leading scientists--and even, as Gould notes, by such enlightened social
critics as Benjamin Franklin and Thomas Jefferson. To remind us of these roots
in the history of racism is instructive--but to imply a similar prejudice in
today's investigators of intelligence is unfair.
After emphasizing that Alfred Binet developed the first intelligence test,
in France in 1905, only in order to improve the education of backward
children, Gould goes on to describe misuses of the subsequent tests. His most
horrifying example is a primitive study conducted in 1912, in which H.H.
Goddard administered intelligence tests to a number of Ellis Island
immigrants. He set his standards at an absurdly high level, classifying in the
end an extraordinarily large percentage of subjects as "feeble-minded"--a term
that then included "morons" who could nonetheless manage to make a living,
though it is now applied only to those with a more severe deficiency. Probably
nothing has so aroused antipathy to intelligence testing as his widely-cited
findings that, for example, 83 percent of the Jews and 79 percent of the
Italians he tested were "feeble-minded."
Gould's interpretation of Goddard's findings is summarized as follows:
"Could anyone be made to believe that four-fifths of any nation were morons?"
But let us look at what Goddard actually wrote. The first sentence of his
paper states that "this is not a study of immigrants in general but of six
small highly selected groups" leaving out those at either end of the scale who
were "obviously" either normal or feeble-minded.2 At that time immigration
officers were using subjective impressions to reject those people who appeared
to be too retarded to learn to make a living, and Goddard hoped that tests
could provide a more reliable basis for such decisions. Surprised at the
results, he added a discussion that Gould conveniently ignores:
"Are these ... cases of hereditary defects or cases of apparent mental defects by deprivation? ... We know of no data on this point, but indirectly we may argue that it is far more probable that their condition is due to environment than it is due to heredity. To mention only two considerations: First, we know their environment has been poor. It seems able to account for the result. Second, this kind of immigration has been going on for 20 years. If the condition were due to hereditary feeblemindedness we should properly expect a noticeable increase in the proportion of the feeble-minded of foreign ancestry. This is not the case."
Goddard ended up favoring the immigration of people who appeared to
possess limited present intelligence: Not only would they perform useful work,
but "we may be confident that their children will be of average intelligence
and if rightly brought up will be good citizens." Goddard was hardly a great
scientist, but he deserves a fair hearing. The statements cited here hardly
warrant Gould's conclusion that to Goddard "the cure [for feeble-mindedness]
seemed simple enough: don't allow native morons to breed and keep foreign ones
out."
After some years, as Gould notes, most of the early enthusiasts changed
their views. Goddard, Terman, and Brigham each admitted that he had
overestimated the ability of tests to detect innate differences and had
underestimated the influence of cultural background. One might take this
example of growth in understanding as a sign of the whole field's increasing
maturity and objectivity. Gould, however, sees these confessions only as
support for his accusation of bias.
What is "biological determinism"?
Gould's own degree of bias is unusual in a work by a scientist. What is the
source of this passion? Not mental testing itself, he makes it clear. Rather,
his arguments against this testing are merely weapons for attacking the real
enemy: what he calls "biological determinism."
As Gould correctly points out, early investigators who tried to measure
intelligence were indeed determinists: They had the illusion that they were
directly measuring a capacity determined by the genes. But while he continues
to tar investigators of behavioral genetics with this brush, in fact they are
now all interactionists. For while genetics necessarily began with the
simplest relationships, in which a single gene determines a trait (such as the
color of Mendel's peas, or a human blood type), the science eventually moved
on to the quantitatively varying (metric) physical or behavioral traits, which
socially are much more interesting. These were found to depend on multiple
genes, and also on their cumulative interactions with the environment. This
concept is now precisely formulated as the concept of heritability: a measure
of what fraction of the total variance in a trait, in a particular population,
is due to genetic differences between individuals--the other fraction coming
from environmental influences.
Since Gould would prefer to combat the straw man of naive, "pure"
determinism, he fails to note that the science of genetics has altogether
replaced this concept with interactionism. But since he is too familiar with
biology to deny this conceptual shift, he appropriates it for his own
ideological argument: "The difference between strict hereditarians and their
opponents is not, as some caricatures suggest, the belief that a child's
performance is all inborn or all a function of environment and learning. I
doubt that the most committed antihereditarians have ever denied the existence
of innate variation among children." Curiously, "hereditarians" (Gould's
misnomer for interactionists) are not credited with a similar appreciation of
both factors. Instead, they are neatly skewered by being called "strict."
What, then, is the quarrel about? According to Gould, "the differences
[between the camps] are more a matter of social policy and educational
practice. Hereditarians view their measures of intelligence as measures of
permanent inborn limits. Children, so labeled, should be sorted, trained
according to their inheritance and channeled into professions appropriate for
their biology." But good investigators, such as Binet, did not want mental
testing to become a theory of limits. For them, Gould argues, "Mental testing
becomes a theory for enhancing potential through proper education [emphasis
added]."3
This is a deliberate effort to blur the issue. With one hand Gould
concedes innate differences, and with the other he takes them away. If the two
camps really differ mostly about social policy and not about the importance of
hereditary factors, why does he struggle so to deny the latter? Similarly,
whether the hereditary component is large or small, is it not a fact that
individuals differ widely in their phenotypic, developed ability to absorb
various kinds of education and to perform various kinds of jobs? Yet the book
has not one word about the possible value of mental tests for educational and
vocational placement or for comparing educational programs. (However,
consistent with Gould's admiration for Binet's circumscribed aim, he does note
the value of mental tests in guiding the therapy of his own child.) Finally,
in describing the incredibly crude use of the Army's "Alpha" tests in 1917,
Gould ignores the current use of sophisticated tests to help the armed forces
select candidates for expensive training programs.
It is sad that Gould, preoccupied with the destructive social consequences
of earlier biological misconceptions, is convinced that any modem studies on
human behavioral genetics must have similar consequences. For to the contrary,
modern evolutionary biology has had an opposite effect--by providing a
powerful argument against racism. In the past, a widely-accepted justification
for race discrimination stemmed from a Platonic doctrine that prevailed for
over two millennia: the belief that we can best understand groups of entities
(including species and races) in typological (essentialist) terms, i.e.,
characterizing all the individuals in a group in terms of a hypothetical ideal
type or essence, and dismissing differences from the ideal as trivial. Today,
however, population genetics has shown that all species are genetically
diverse, and that the differences are not trivial but rather are the source of
evolution. With this shift from an essentialist to a populationist view, the
genetic differences between races (except for some superficial physical
traits) are now seen to be statistical rather than essentially uniform. And
since the statistical distributions overlap extensively from one group to
another, one cannot infer an individuals potential from his race.
If the pre-genetic, typological misconceptions still prevailed, the modern
revolt against race discrimination would surely have encountered much greater
resistance, and it might even have been impossible. Unfortunately, biology has
received little credit for this major social contribution, and none at all
from Stephen Jay Gould.
The concept of general intelligence
The historical chapters, constituting most of The Mismeasure of Man, serve
to convince the reader that the measurement of intelligence is immoral. But
after this build-up, Gould, shifting from historian to scientist, offers an
even sharper objection: The measurement is also unscientific.
The problem arises because these tests were developed for teachers who
often have trouble deciding whether a pupil's poor performance is primarily
due to limitations in motivation or to limitations in ability. The original
purpose of intelligence tests, as we have noted, was to provide a more
objective and reliable supplement to the teacher's subjective impression, in
order to help pupils who are doing badly. But this early use of testing
inevitably led to the development of additional possibilities. For example, by
ranking the whole class, the tests also detected students who could move
faster than the average. In addition, more specialized tests have evolved,
especially for advanced students and for purposes of job placement. But as
practical tools in public education, the most widely used tests are still
composite ones designed, like Binet's test, to cover a range of abilities
pertinent to the whole curriculum.
Psychologists generally agree that the greatest success of their field has
been in intelligence testing--both practical, in estimating individual
abilities, and theoretical, in exploring the cognitive functions of the human
brain. For it might have turned out that the determinants of different
cognitive abilities were uncorrelated: that is, that the levels of abilities
might be distributed independently. But in fact, tests for different kinds of
intelligence--the ability to assimilate, retain, process, and express
different kinds of complex information--show a remarkably high correlation in
their results. The rank-ordering of most individuals is similar--but not
identical--on a verbal test, an arithmetic test, or a nonverbal test involving
spatial patterns. These results confirm an impression that we all tacitly
build on in our daily lives: Some people are generally brighter than others,
but people also differ in their special aptitudes. Both sets of differences
are partly inborn and partly due to factors affecting the development of the
inborn potentials.
The common factor shared in different cognitive abilities, as determined by
statistical analysis of their correlations, was named g by Charles Spearman.
In the ordinary IQ tests it contributes well over half the variance within a
population, the rest representing uncorrelated differences in special
abilities. Someday, the basis for both kinds of variation will no doubt be
better understood in cellular and biochemical terms. Indeed, it is encouraging
that studies of the brain are rapidly progressing from its simpler integrative
functions, such as the processing of visual stimuli, to more complex cognitive
activities. Meanwhile, though, it is fruitful for psychologists to examine
intelligence at the level of performance, and to compare ways of improving
that performance, just as geneticists could usefully deal with genes as formal
units long before discovering their molecular structure and mode of action.
Examined at this level, such tests have unquestionably helped innumerable
teachers to identify pupils whose brightness was concealed by shyness,
cultural barriers, or rebelliousness. On the other hand, there is also no
doubt that the tests have often been interpreted or applied badly. If teachers
focus excessively on general intelligence, measured on a one-dimensional
scale, they may fail to encourage the development of each individual's
particular strengths. Moreover, the assumption that g is entirely innate may
persist in some quarters even though the concept of heritability
(fractionation into genetic and environmental components) has now completely
replaced that early view among scientists. But perhaps the greatest danger is
that the test results may tend to be regarded as some kind of index of social
worth, instead of recognizing that they measure only a limited set of
behavioral traits. For while these are key traits for certain educational and
vocational purposes, the tests ignore many other traits that also have great
social value: for example, physical attractiveness, motor skills, creativity,
artistic talent, social sensitivity, and features of character and
temperament. The concept of any single scale of social worth has no meaning.
Gould, however, keeps the reader's indignation alive by regularly defining the
objective of the tests as the measurement of "worth"--sometimes qualified as
"intellectual worth," but often unqualified, or even denoted as "innate
worth."
Gould is clearly not interested in evaluating the past uses of
intelligence tests fairly, or in improving their use. To him the tests must be
extirpated because--and here we get back to the real villain--in using them to
compare individuals one inevitably runs into consistent differences in the
mean values for various racial and socioeconomic groups. "This book ... is
about the abstraction of intelligence as a single entity .. invariably to find
that oppressed and disadvantaged groups--races, classes, or sexes--are
innately inferior and deserve their status."4 This statement, for all its
hyperbole, captures what the book is about: Concerned with group differences,
Gould has decided not to add to the polemics on their causes, but to attack
the problem at another level. For if he can demonstrate that the very concept
of measurable intelligence is meaningless, then it follows that all those
disturbing data on group differences are meaningless as well. His weapon is
his "discovery," first announced in the New York Review of Books, of two
alleged "deep fallacies" underlying the concept of general intelligence:
reification and the factoring of intelligence.
The "deep fallacies" of reification and factoring
Gould's argument on reification purports to get at the philosophical
foundation of the field. He claims that general intelligence, defined as the
factor common to different cognitive abilities, is merely a mathematical
abstraction; hence if we consider it a measurable attribute we are reifying
it, falsely converting an abstraction into an "entity" or a "thing"--variously
referred to as "a hard, quantifiable thing," "a quantifiable fundamental
particle," "a thing in the most direct, material sense." Here he has dug
himself a deep hole. If this implication of localization is a fallacy for
general intelligence, why is it not also a fallacy for specialized forms of
intelligence, which Gould professes to accept? Going even further, he seems to
abandon materialism altogether: "Once intelligence becomes an entity, standard
procedures of science virtually dictate that a location and physical substrate
be sought for it. Since the brain is the seat of mentality, intelligence must
reside there." But we must ask what reasonable scientific alternative there
is. A Cartesian dualism, in which mental processes exist apart from a material
base?
Indeed, this whole argument is fantastic. The scientist does not measure
"material things": He measures properties (such as length or mass), sometimes
of a single "thing" (however defined), and sometimes of an organized
collection of things, such as a machine, a biological organ, or an organism.
In a particularly complex collection, the brain, some properties (i.e.,
specific functions) have been traced to narrowly-localized regions (such as
the sensory or motor nuclei connected to particular parts of the body).
Others, however, depend on connections between widely-separated regions.
Accordingly, the reality of generalized intelligence--or equally, of any
specialized cognitive ability--does not require a "quantifiable fundamental
particle." Like information transfer in a telephone network or in a computer,
cognition would be much the same whether the cells involved are grouped
together in one region of the brain or are connected by fibers running between
dispersed locations.
It is astonishing that a scientist with Gould's credentials, and with
ready access to colleagues in the relevant fields, would present such a phony
"discovery" as the fallacy of reification, and on the basis of truly
antiquated views of neurobiology. He writes that the existence of general
intelligence could have been proved correct "if biochemists had ever found
Spearman's cerebral energy." This phrase refers to a particularly thin
speculation, in the 1920s, about the physical basis for differences in IQ. But
neurobiologists today simply do not deal in such vague concepts. Instead, they
measure variation in the richness of cells, and connections, and
neurotransmitter molecules in different areas of the brain.
The molecular studies linking these features of the brain to genes have
hardly begun. But it is clear that this molecular biology must build on the
principle that genes code for specific molecular components in brain cells, as
in all other cells, and that these genes, like other genes, will vary from one
individual to another. Moreover, these gene products in the brain will give
rise to variation not only in its wiring diagram but also in the switches
(synapses) that transmit impulses between its nerve cells. We are unlikely to
be able to correlate intelligence with the incredibly complex and subtle
circuitry of the brain for a long time to come; but it is not hard to imagine
correlation with molecular differences in a class of synapses in different
brains, affecting the speed of processing information just like differences in
the transistors of different computers.
Gould's second "deep fallacy", factoring, is statistical. Here he
reconstructs an old controversy, which the field has long outgrown. In this
dispute, Spearman calculated g (the measure of general intelligence) by
running tests for different abilities and analyzing their correlations so as
to extract their common component. Thurstone, whom Gould admires as "the
exterminating angel of Spearman's g," preferred to focus on the specialized
differences in intelligence. He therefore analyzed the results in a way that
did not extract the overall correlation, but dispersed it among the
differentiated primary factors. But the correlation did not disappear: Another
calculation could extract it from the primary factors as a "second-order" g.
Gould, however, sets out to "prove" mathematically that the primary
correlation is a statistical artifact and that the second-order one is
negligible.
To analyze Gould's unconvincing argument would be irrelevant. For in the
end, after claiming to have disproved the correlations, he casually accepts
them as self-evident: "The fact of pervasive positive correlation between
mental tests must be one of the most unsurprising major discoveries in the
history of science." This is itself a very curious judgment. In fact, the
correlation is not inevitable or self-evident, for the brain might have been
so constructed that a strong endowment of cells for verbal skills would have
less room for cells concerned with numerical abilities, etc. Different
cognitive abilities might then exhibit no correlation, or even a negative
correlation, and psychologists would then have found no general intelligence
to measure.
Gould's arguments about g are irrelevant for another reason as well:
Though he believes they support his aim of slaying the dragon of the
heritability of intelligence, the assumed link to that problem does not exist.
"The chimerical nature of g is the rotten core of Jensen's edifice, and of the
entire hereditarian school. ... Spearman's g, and its attendant claim that
intelligence is a single, measurable entity, provided the only theoretical
justification that hereditarian theories of IQ have ever had." This assertion
is utterly false. Whether an IQ test measures mostly general intelligence or
mostly a collection of independent abilities, the heritability of whatever it
measures will be precisely the same. IQ's factor structure simply does not
enter the equations for calculating its heritability.
It is unfortunate that Gould contrasts general and special intelligence
with such overkill, for the differences deserve serious consideration, and the
advance of behavioral genetics, focusing on units of inheritance, will force
psychologists to aim for a more refined dissection of cognitive functions. But
the prospect of such advances does not require us to deny that a wider,
overall measurement might have had historical value, and might still have
practical value for educational purposes.
Objectivity in science
In addition to moral and technical objections to mental testing, Gould
offers an epistemological argument that has much broader implications: "I
criticize the myth that science itself is an objective enterprise.... By what
right, other than our own biases, can we identify Broca's prejudice and hold
that science now operates independently of culture and class?" On the other
hand, he adds that "As a practicing scientist, I share the credo of my
colleagues: I believe that a factual reality exists and that science, though
often in an obtuse and erratic manner, can learn about it." This is all very
well--but throughout the rest of the book he proceeds as though objectivity is
a myth and no factual reality can be discovered.
In fact, the key to the success of the scientific enterprise is its
passionate dedication to objectivity: Its advance depends on accepting the
conclusions dictated by verifiable observations and by logic, even when they
conflict with common sense or with treasured preconceptions. To be sure, some
years ago Marxist philosophers, generalizing from the influence of social and
economic arrangements on many aspects of our behavior, initiated an attack on
the objectivity of science. Moreover, this view has become rather widely
accepted in the social sciences. But the study of the genetics of intelligence
is a part of natural science, rather than of social science, even though its
findings have relevance for social questions. If the science is well done it
will tell us objectively what exists, without value judgments; these judgments
will arise only in the social applications of that knowledge. For example,
insights into the range and distribution of abilities do not tell us how much
of our educational resources to devote to the gifted and how much to the
intellectually handicapped; this knowledge simply improves our recognition of
the reality with which we must cope.
The main source of confusion here is that the word "science" is used with
three different meanings, in different contexts: science as a set of
activities, as a methodology, and as a body of knowledge. The activities of a
scientist certainly depend heavily on non-objective factors. These include the
resources and the incentives that a society provides for pursuing particular
projects, and also the personal choice of problems, hypotheses, and
experimental design. The methodology of science is much more objective, but it
is also influenced by fashions in the scientific community. The body of
scientific knowledge, however, is a very different matter. Its observations
and conclusions, after having been sufficiently verified and built upon,
correspond to reality more objectively and reliably than any other form of
knowledge achieved by man. To be sure, attachment to a cherished hypothesis
may lead a scientist into error. Moreover, at the cutting edge of a science,
contradictory results and interpretations are common. But the mistakes are
eventually discarded, through a finely honed system of communal criticisms and
verification. Thus Broca's name has been immortalized by its assignment to a
structure in the brain that be recognized, whereas his premature efforts to
correlate gross structural variations with intelligence have left no residue
in the body of scientific knowledge.
Accordingly, however much the findings in some areas of science may be
relevant to our social judgments, they are obtained by a method designed to
separate objective analysis of nature from subjective value judgments. Long
experience has shown that when these findings are well-verified, they have an
exceedingly high probability of being universal, cumulative, and value-free.
Gould, however, treats the history of science like political history, with
which his readers are more familiar: a history in which human motives and
errors from the past will inevitably recur. He thus skillfully promotes a
doubt that the biological roots of human behavior can ever be explored
scientifically.
Politicizing and publicizing science
A left-wing group called "Science for the People," of which Gould is a
member, has been particularly active in campaigning against such studies.
Instead of focusing, in the earlier tradition of radical groups, on defects in
our political and economic system that demand radical change, this group has
aimed at politicizing science, attacking in particular any aspect of genetics
that may have social implications. Their targets have included genetic
engineering, research on the effects of an XYY set of chromosomes,
sociobiology, and efforts to measure the heritability of intelligence. Several
years ago Gould co-signed their intemperate attack on E.O. Wilson's
Sociobiology: The New Synthesis.5 Now, in The Mismeasure of Man, he has
extended the attack to cognitive psychology and educational testing, because
they may reveal genetic differences.
Gould has spelled out explicitly his ideological commitment, and also its
influence on his science. As we shall see, his main scientific contribution
has been the claim that evolution has occurred mainly through revolutionary
jumps, rather than by small steps. Both in a "Dialectics Workshop"6 and in a
scientific paper7 he supports this claim with a citation from Marx: "Darwin's
gradualism was part of the cultural context, not of nature." He adds that
"alternate [sic] conceptions of change have respectable pedigrees in
philosophy. Hegel's dialectical laws, translated into a materialist context
... are explicitly punctuational, as befits a theory of revolutionary
transformation in human society." And, "it may also not be irrelevant to our
personal preferences [about evolutionary mechanisms] that one of us learned
his Marxism, literally at his Daddy's knee." To most scientists (other than
those tethered to a party line) such a claim of support from (or for) Hegel is
silly, and such an insertion of an ideological preference, whether from the
left or the right, is a corruption of science.
These quotations may help us to understand why The Mismeasure of Man ends
up as a sophisticated piece of political propaganda, rather than as a balanced
scientific analysis. Gould is entitled, of course, to whatever political views
he wishes. But the reader is also entitled to be aware of his agenda.
It may also be pertinent to comment briefly on Gould's scientific writing.
His claim to have disproved the widely-accepted, "gradualist" view of
evolution has had great appeal for science reporters, but it has been subject
to intense criticism by his professional colleagues. Of course, controversies
in science are not rare, and it would not be appropriate here to try to judge
Gould's stature as a scientist. It is pertinent, however, to note features of
his professional writing remarkably similar to those that I have criticized in
The Mismeasure of Man. In both contexts be focuses primarily on older
approaches to problems in which genetics is now central; he picks his history;
and he handles key concepts in an ambiguous manner. Moreover, he is fond of
artificial dichotomies that oversimplify complex issues: evolution by leaps
versus evolution by gradual steps; biological determinists versus
environmentalists; general intelligence versus specialized intelligence.
While Gould has made a valuable scientific contribution in providing
evidence that marked fluctuations in rate are common in evolution, the most
general professional criticism is that in dramatizing this contribution he has
set up a non-existent conflict with the prevailing gradualist view. For he
proceeds as though gradualism implies a relatively constant rate as well as
small steps. But even Darwin recognized that the rate of evolution might vary
widely, and modern investigators have demonstrated many mechanisms that
contribute to such fluctuation.
Neo-Lysenkoism
In The Mismeasure of Man Gould fails to live up to the trust engendered by
his credentials. His historical account is highly selective; he asserts the
non-objectivity of science so that he can test for scientific truth,
flagrantly, by the standards of his own social and political convictions; and
by linking his critique to the quest for fairness and justice, he exploits the
generous instincts of his readers. Moreover, while he is admired as a clear
writer, in the sense of effective communication, he is not clear in the deeper
sense of analyzing ideas sharply and with logical rigor, as we have a right to
expect of a disciplined scientist.
It has been uncomfortable to dissect a colleague's book and his background
so critically. But I have felt obliged to do so because Gould's public
influence, well-earned for his popular writing on less political questions, is
being put to mischievous political use in this book. Moreover, its success
undermines the ideal of objectivity in scientific expositions, and also
reflects a chronic problem of literary publications. My task has been all the
more unpleasant because I do not doubt Gould's sincerity in seeking a more
just and generous world, and I thoroughly share his conviction that racism
remains one of the greatest obstacles.
Unfortunately, the approach that Gould has used to combat racism has
serious defects. Instead of recognizing the value of eliminating bias, his
answer is to press for equal and opposite bias, in a virtuous direction--not
recognizing the irony and the danger of thus subordinating science to fashions
of the day. Moreover, as a student of evolution he might have been expected to
build on a profound insight of modem genetics and evolutionary biology: that
the human species, and each race within it, possesses a wide range of genetic
diversity. But instead of emphasizing the importance of recognizing that
diversity, Gould remains locked in combat with a prescientific typological
view of heredity, and this position leads him to oppose studies of behavioral
genetics altogether. As the reviewer for Nature stated, The Mismeasure of Man
is "a book which exemplifies its own thesis. It is a masterpiece of
propaganda, researched in the service of a point of view rather than written
from a fund of knowledge."
In effect, we see here Lysenkoism risen again: an effort to outlaw a field
of science because it conflicts with a political dogma. To be sure, the new
version is more limited in scope, and it does not use the punitive powers of a
totalitarian state, as Trofim Lysenko did in the Soviet Union to suppress all
of genetics between 1935 and 1965. But that is not necessary in our system: A
chilling atmosphere is quite sufficient to prevent funding agencies,
investigators, and graduate students from exploring a taboo area. And such
Neo-Lysenkoist politicization of science, from both the left and the right, is
likely to grow, as biology increasingly affects our lives--probing the secrets
of our genes and our brain, reshaping our image of our origins and our nature,
and adding new dimensions to our understanding of social behavior. When
ideologically committed scientists try to suppress this knowledge they
jeopardize a great deal, for without the ideal of objectivity science loses
its strength.
Because this feature of science is such a precious asset, the crucial
lesson to be drawn from the case of Stephen Jay Gould is the danger of
propagating political views under the guise of science. Moreover, this end was
furthered, wittingly or not, by the many reviewers whose evaluations were
virtually projective tests of their political convictions. For these reviews
reflected enormous relief: A voice of scientific authority now assures us that
biological diversity does not set serious limits to the goal of equality, and
so we will not have to wrestle with the painful problem of refining what we
mean by equality.
In scientific journals editors take pains to seek reviewers who can bring
true expertise to the evaluation of a book. It is all the more important for
editors of literary publications to do likewise, for when a book speaks with
scientific authority on a controversial social issue, the innocent lay reader
particularly needs protection from propaganda. Science can make a great
contribution toward solving our social problems by helping us to base our
policies and judgments upon reality, rather than upon wish or conjecture.
Because this influence is so powerful it is essential for such contributions
to be judged critically, by the standards of science.
Footnotes
1 Stephen Jay Gould, The Mismeasure of Man (New York: Norton, 1981).
2 H. H. Goddard, "Mental Tests and the Immigrant," Journal of Delinquency
2 (1917): 243.
3 Gould's reference to "enhancing potential" is revealing, for it confuses
genotype (an inborn range of potential) and phenotype (the actual ability
developed within that range). He should have spoken instead of enhancing
performance, or of enhancing the development of potential. This is not a
trivial semantic distinction: It is essential for any clear analysis of the
interaction of genes and environment. Gould's language suggests that he either
does not fully understand, or feels compelled to ignore, this key concept of
genetics.
4 Gould's broad generalization ignores the fact that the disadvantaged
Chinese and Japanese in this country have consistently scored even higher than
Caucasians. Moreover, in including sex discrimination in the IQ controversy,
he is straying far from reality. In fact, females average the same as males on
standard IQ tests: They perform slightly better on verbal tests, and slightly
worse on spatial tests, but the tests are constructed to balance these
differences.
5 E. Allen et al., Letter, New York Review of Books (November 13, 1975):
43. See also Sociobiology Study Group of Science for the People in Bioscience
26 (1976): 182. This article includes the remarkable statement that "We know
of no relevant constraint placed on social processes by human biology."
6 S. J. Gould, "The Episodic Nature of Change versus the Dogma of
Gradualism," Science and Nature 2 (1979): 5.
7 S. J. Gould and N. Eldridge, "Punctuated Equilibria: The Tempo and Mode
of Evolution Reconsidered," Paleobiology 3 (1977): 115.
Times Corrects Scientist's Obit
Constance Holden, 18 February 1994, Science, 263, p. 922.
Harvard molecular biologist Bernard Davis only died once, on 14 January,
but has been accorded two obituaries in the New York Times. Why? The first
obit managed to ignore almost all of Davis' career--igniting a storm of
protest from former colleagues who badgered the newspaper until it agreed to
do the story over.
The first obituary, published on 17 January, was a short item that
highlighted a 1976 controversy in which Davis expressed worries that
affirmative action efforts were lowering the academic standards at some
medical schools. It made no mention of his scientific accomplishments,
including pioneering work in bacterial genetics, his involvement in issues
relating to science and society, and his numerous honors and publications.
Davis' former colleagues were appalled. "Inadequate and mean and
distorted," is what Stanford Nobelist Arthur Kornberg called the obit; an
example of the press zeroing in on "a trivial political incident at the
expense of one of the finest scientific careers in America," said
rheumatologist Gerald Weissman of New York University Medical Center.
In response to a storm of letters from scientists, the newspaper quickly
capitulated, and on 3 February it ran a longer story with a note observing
that the first one was "incomplete." Davis' friends are happy. "We were so
pleased we got a retraction, as it were," says Weissman, who authored one of
the letters along with 12 colleagues.
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